Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CBOT Modifications to the E-mini Equity Index Futures BTIC Market Maker Program 01/04/2022 Certified 01/19/2022 2
CBOT Modifications to the APAC FCM Incentive Program 12/14/2022 Certified 12/29/2022 2
CBOT Amendments to CME, CBOT, NYMEX/COMEX Rule 588.D. ("Alternative Resolution by Agreement of Parties") in Connection with Trade Cancellations and Price Adjustments 05/02/2023 Certified 05/16/2023 1
CBOT Implementing an incentive program for new traders associated with proprietary trading firms and trading arcades. CME/CBOT/NYMEX/COMEX #11-466 12/02/2011 Certified 12/19/2011 1
CBOT Modifications to the Ultra 10-Year Futures Market Maker Program 05/16/2017 Certified 05/31/2017 1
CBOT Modifications to the APAC FCM Incentive Program 12/12/2023 Certified 12/27/2023 2
CBOT Reduces the minimum threshold required for the execution of an All-or-None transaction in the pit from 20 contracts to 5 contracts, effective 6/26/09. CME/CBOT #09-116 07/02/2009 Certified 08/10/2009 1
CBOT Issuance of CME Group Market Regulation Advisory Notice RA1605-5R Regarding Suspense Accounts. 08/18/2016 Certified 09/01/2016 1
CBOT Delay in Effective Date of Amendments to CME/CBOT/NYMEX/COMEX Rule 553. ("Average Price System") 03/27/2017 Certified 04/10/2017 1
CBOT Adoption of New CME, CBOT, NYMEX/COMEX Rule 258. ("Exchange Personal Trading Policy") 07/14/2021 Certified 07/28/2021 1
CBOT Amendments to the Daily Settlement Procedure Document for all CME and CBOT Adjusted Interests Rate (AIR) Total Return Futures Contracts 10/27/2023 Certified 11/13/2023 1
CBOT Corrects the issuance date on CBOT Market Regulation Advisory Notice RA0907-1, informing the marketplace that CBOT Rule 538 does not permit the execution of an Exchange of Futures for Futures in any CBOT product. CBOT #09-244R 10/16/2009 Certified 10/30/2009 1
CBOT Extending and Modifying the New Trader Incentive Program. CME/CBOT/NYMEX/COMEX #12-108 04/10/2012 Certified 04/25/2012 1
CBOT Amendments to Chapter 7 10/31/2014 Certified 11/17/2014 2
CBOT Establishes an Electronic Market Maker ("EMM") Program for CBOT mini-sized Agricultural futures. CBOT #08-12 01/17/2008 Certified 01/22/2008 1
CBOT Provides CBOT Market Regulation Advisory Notice RA-0907-1 (Prohibition of EFF Transactions), informing the marketplace that CBOT Rule 538 does not permit the execution of an Exchange of Futures for Futures in any CBOT product. CBOT #09-244 10/16/2009 Certified 10/30/2009 1
CBOT Modifications to the International Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-227 06/14/2013 Withdrawn 06/14/2013 1
CBOT Modifications to the Latin America Fund Manager Incentive Program 12/14/2016 Certified 12/29/2016 1
CBOT Provides information on the EMM Program for mini-sized Agricultural Futures. CBOT #08-12A 01/17/2008 Certified 01/22/2008 1
CBOT Termination of the Equity Index Futures Broker Incentive Program 05/16/2017 Certified 05/31/2017 2
CBOT Designates the GIM Market Category and Codify Eligibility for EFS and EFR transactions for 30 Year Interest Rate Swap Futures. CBOT No. 2770.01 02/28/2007 Certified 02/28/2007 1
CBOT Applies the End-of-Month Fair Value procedures for the settlement to the CBOT legacy Dow Jones Industrial Average contract. CBOT #08-91 06/09/2008 Certified 06/17/2008 1
CBOT Amendment to Rule 588.G - removing reference to "E-mini MSCI Emerging Markets" due to the delisting of this product. CME/CBOT/NYMEX #11-238 06/16/2011 Certified 06/16/2011 1
CBOT Revisions to Rule 300.D - Disqualification from Certain Committees and Governing Boards. CME/CBOT/NYMEX/COMEX #14-247 06/18/2014 Certified 07/03/2014 1
CBOT Implementation of the Federal Fund Options Globex Market Maker Program 05/16/2017 Certified 05/31/2017 1
CBOT Weekly Notification of Rule Amendments (Week of December 17, 2018) 12/27/2018 Notified 12/27/2018 1
CBOT Amendments to the CME, CBOT, NYMEX, and COMEX Hedge Exemption Form. 04/12/2022 Certified 04/26/2022 2
CBOT Provides Market Reg Notice RA0904-5 concerning the prohibition in engaging in wash sales pursuant to Rule 534. CME/CBOT/NYMEX #09.151 08/03/2009 Certified 08/28/2009 1
CBOT CBOT is adopting a change to the time period during which locational restrictions apply to the open outcry trading of Treasury and Interest Rate Swap futures during the rollover time period. CBOT #13-323 08/09/2013 Certified 08/24/2013 1
CBOT Amendments to CME/CBOT/NYMEX/COMEX Rule 853 ("Transfers of Trades and Customer Accounts") 11/04/2015 Certified 11/19/2015 1
CBOT Amendments to Block Trade Minimum Threshold for the Soybean Oil Weekly Options Contracts. 01/05/2018 Certified 01/22/2018 1
CBOT Modifications to the Retail Broker Incentive Program 04/16/2020 Certified 04/30/2020 1
CANTOR Confidential portion of 40.6 filing; and non-nonfidential portiaon 10/31/2014 Withdrawn 11/14/2014 3
CANTOR CX is certifying the removal of Chapter IX-2100 (the terms and conditions of the Silver Digital Flex Swaps Contract) in its entirety. 09/29/2017 Certified 10/16/2017 1
CANTOR As requested by Commission staff, CX is amending rules V-8, VI-2, VI-5, and adopting rule VI-12. 09/29/2017 Certified 10/16/2017 1
CANTOR Amendments to Incentive Program 08/30/2019 Certified 09/16/2019 1
CANTOR Referring Participant and API Participant Incentive programs 04/30/2015 Certified 05/14/2015 1
CANTOR Amendment to Addendum to Compliance Manual regarding communications with CFTC 11/12/2021 Certified 11/29/2021 2
CANTOR Revision to Rule III-1(f) 07/31/2015 Certified 08/14/2015 1
CANTOR This Rule change amends the bank account requirements for applicants. 06/12/2015 Certified 06/26/2015 1
CANTOR Addition of new Rule II-12 regarding transaction recordkeeping 02/10/2023 Certified 02/27/2023 1
CANTOR Remove rules for defunct incentive programs 02/10/2023 Certified 02/27/2023 4
CANTOR Revisions to automated liquidity provider program 02/10/2023 Certified 02/27/2023 1
CANTOR Amendment to 2 incentive programs. 07/24/2019 Certified 08/07/2019 1
CANTOR Change to the voting protocol of the Regulatory Oversight Committee. 04/15/2022 Withdrawn 04/15/2022 1
CANTOR Rule change to modify the voting protocol of the Regulatory Oversight Committee. 04/17/2022 Certified 04/28/2022 1
CANTOR Adding an addendum to Compliance Manual 06/11/2020 Certified 06/25/2020 1
CANTOR Revisions to certain defined terms and cleanup of typographical errors and numbering. 01/21/2016 Certified 02/04/2016 1
CANTOR Incentive program for ANSL contract market. 05/05/2021 Certified 05/19/2021 1
CANTOR Advisory FAQ Rule InterpretationCommodity Pools, Other Participants That Are Entities and the Relationship of Authorized Traders to Natural Person Participants 01/22/2016 Certified 02/05/2016 1