Swap Execution Facilities (SEF) : 26085

Organization: SwapEx LLC

Status: Registered

Date: 2016-01-22 00:00:00

Remarks: Registered by Commission order on January 22, 2016. SwapEx LLC applied for temporary registration as a SEF on July 30, 2013 in order to trade interest rate swaps for which the CME will act as a DCO as well as FX NDF products that are not presently listed for clearing by a DCO.

Associated Documents
SwapEx Form SEF Cover Sheet
SwapEX SEF Temporary Registration
SwapEx LLC Transmittal Letter
SwapEx LLC SEF Order of Registration
Exhibit M Rulebook
Exhibit C-3 SwapEx Regulatory Oversight Committee Charter
Exhibit C-2 SwapEx Participating Comm Charter
Exhibit C-1 SwapEx Nominating Comm Charter
Exhibit G-3 DE Cert of Good Standing
Exhibit G-1 Certificate of Formation
Exhibit G-2 LLC Agreement
Exhibit L Core Principles