Product Terms and Conditions Rules - Swap Execution Facilities

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Organization Filing Description Products Affected Receipt Date Status Date Remarks Documents
TWSEF The Rulebook has been amended to reflect the delisting of Single Period Swaps: US Dollar\r\nSecured Overnight Financing Rate. 03/20/2024 Certified 03/20/2024 2
TWSEF Update to our Emerging Markets Swap Fee Schedule Emerging Market Currencies 01/30/2023 Certified 02/13/2023 2
TWSEF Update to our Emerging Markets Swaps Fee Schedule Emerging Market Currencies 10/03/2022 Certified 10/18/2022 2
TWSEF The Rulebook has been amended to reflect updates in the Fixed to Floating Specification and\r\nmore granular information in the Overnight Index Swap Specification. 05/05/2023 Certified 05/19/2023 4
TWSEF The Rulebook has been amended to reflect the inclusion of more granular and specific information\r\nin the Swap Specifications 03/28/2024 10 Day Review 03/28/2024 2
TWSEF Fee Schedule Update for Rate Swaps ( Tokyo Hours Only) TW SEF Fee Update 07/06/2022 Certified 07/20/2022 2
TWSEF TWSEF Fee Update - CDS CDS 01/19/2022 Certified 02/02/2022 2
TWSEF Fully Integrated API Services Fee Schedule (Rate Swaps Currencies - Tokyo Hours Only) Rates Swaps 01/19/2022 Certified 02/02/2022 2
TWSEF Enhancements and changes to Rule 901 (Swap Specifications) Swaps 12/21/2022 Certified 01/06/2023 4
TWSEF Fee Schedule - Fully Integrated API Services Fee Schedule (Rate Swaps) 08/14/2023 Certified 08/28/2023 2
TWSEF Fee Schedule - Fully Integrated API Services Fee Schedule (Rate Swaps- EU and Asia Hours) 08/14/2023 Certified 08/28/2023 2
TWSEF Fee Schedule Update- Fully Integrated API Services Fee Schedule (Rate Swaps) TW SEF Fee Schedule Update 08/31/2022 Certified 09/15/2022 2
TWSEF The Rulebook has been amended to delist various swaps contracts Swaps 02/03/2022 Certified 02/03/2022 4
TWSEF TW SEF LLC -Voluntary Submission for Commission Review and Approval for Swaps to be Made Available to Trade MAT Determination 05/22/2023 Approved 07/07/2023 1
TWSEF Made Available to Trade Determination for TW SEF MAT Determination 04/12/2023 Withdrawn 05/22/2023 1
TWSEF Fee Schedule Update- Direct GUI participants Fee Schedule Change 01/10/2023 Certified 01/25/2023 2
TWSEF TWSEF Fee Schedule Update for EMEA , Rate Swaps, and Rate Swaps (EU and Asian Hours)Effective date is June 9th as there were issues with the CFTC portal upload- confirmed with CFTC Tech Support Rate Swaps , EMA Swaps 05/26/2022 Certified 06/10/2022 1
TWSEF TWSEF Fee Schedule Update- part of Submission Number 2205-2611-2023-74 TWSEF Fee Schedule Update- part of Submission Number 2205-2611-2023-74 05/26/2022 Certified 06/10/2022 2
TWSEF Made Available to Trade Determination of Certain Interest Rate and Credit Default Swaps Certain Interest Rate and Credit Default Swaps 10/28/2013 Certified 01/27/2014 4
TWSEF TWSEF rulebook update in response to rule 411 Rulebook Update - 411 Block Trades 06/02/2022 Certified 06/16/2022 4
TRAD Revised formula for calculating actual realized daily volatility of Volatility Swaps. Volatility Swaps. 04/01/2019 Certified 04/15/2019 3
TRAD Amendments to Tradition SEF's Interest Rate Swap Asset Class Product Listing and Terms and Conditions. Interest Rate Swap Asset Class 12/11/2015 Certified 12/28/2015 2
TRAD CFTC Regulation 40.6(a) Rulebook Amendment - Delisting of Products referenced to LIBOR and related changes to Tradition SEF's Interest Rate Swap, Broad Market Equity Index Swap Product Listings and Tradition SEF Trad-X Platform Supplement 1 06/29/2023 Certified 06/29/2023 7
TRAD CFTC Regulation 40.2 and 40.6(a) Certification. Request for New Product Certification of Tradition SEF's Interest Rate Swap Asset Class Product Listing and non-substantive changes to IRS Product ListingTradition SEF Submission No. 2022-02 Interest Rate Swap Asset Class Product Listing Terms and ConditionsTrad-X Platform Supplement 03/14/2022 Certified 03/28/2022 5
TRAD Modifications to Tradition SEF - Trad-X USD IRS Liquidity Provider Program Tradition SEF - Trad-X USD IRS Liquidity Provider Program 07/18/2022 Certified 08/01/2022 1
TRAD Amendments to Tradition SEF's Interest Rate Swap Asset Class Product Listing and Terms and Conditions. Interest Rate Swap Asset Class. 07/07/2015 Certified 07/21/2015 2
TRAD Amendment to Tradition SEF's StreamGlobal Credit Default Swap Trading Platform Supplement. Electronic Work-Up and Ad Hoc Mid-Price Match 11/04/2022 Certified 11/21/2022 2
TRAD Amendments to Tradition SEF, Inc. Rulebook- Platform Supplement 1: Trad-X USD IRS Trading System to amend minimum tick size increments to 0.0625 basis points. USD Interest Rate Swaps 07/07/2020 Certified 07/21/2020 1
TRAD Amendments to Submission No. 14-15 regarding Tradition SEF's Interest Rate Swap Asset Class Product Listing and Terms and Conditions. Interest Rate Swap Asset Class. 04/15/2015 Certified 04/29/2015 1
TPSEF This filing contains a Weekly Notification of Rule Amendments pursuant to CFTC Regulation 40.6(d) of certain non-substantive revisions made to the terms and conditions of Equity Index Swaps and Equity Index Variance Swaps. Equity Index Swaps and Equity Index Variance Swaps 08/29/2014 Notified 08/29/2014 1
TPSEF Amendments to Exhibit Q to tpSEF's Form SEF. Exhibit Q to tpSEF's Form SEF 03/15/2023 Certified 03/29/2023 2
TDERIV addition of 9 and 12 year tenor for MAC swaps Interest Rate Swaps - Market Agreed Coupon (MAC) 08/22/2016 Certified 09/06/2016 1
TDERIV Notice to delist Interest Rate Swap products from the trueEX SEF Fixed Floating Interest Rate Swaps, Swaptons on Fixed Floating Interest Rate Swaps, Market Agreed Coupon Swaps, Overnight Index Swaps, Forward Rate Agreements 07/18/2019 Certified 07/18/2019 1
TDERIV Made Available to Trade Submission of Certain Interest Rate Swaps. TRUEEX #2013-14 Certain Interest Rate Swaps 10/22/2013 Certified 01/22/2014 1
TDERIV amendment of maximum tenor for MXN denominated IRS cleared at LCH Fixed Floating IRS 01/30/2018 Certified 02/12/2018 1
TDERIV amendment of maximum tenors for certain fixed/floating IRS Fixed For Floating Interest Rate Swaps 08/02/2017 Certified 08/16/2017 1
TDERIV Amendment of Product Terms and Conditions for Overnight Index Swaps Overnight Index Swaps 09/21/2016 Certified 10/05/2016 1
TDERIV Amending overnight index rate on CHF OIS Overnight index swaps 12/31/2017 Certified 01/16/2018 1
TDERIV clarifying amendments to Rule 1002 - MAC Interest Rate Swaps MAC Interest Rate Swaps 12/19/2014 Notified 12/19/2014 3
TDERIV Added language to clarify that interest rate swaps covered by this rule can be traded as Cleared Transactions or Uncleared Transactions on the SEF Trading System. Schedule 1001 - added the specific terms applicable for each Currency. Fixed for Floating Interest Rate Swap Contracts 02/05/2017 Certified 02/17/2017 2
SWAPX Withdrawl and delist swap contracts LIBOR-based swaps 02/26/2014 Certified 02/26/2014 1
SWAPX Clarifying changes have been made to the description of current trading protocols on SwapEx. Non-Deliverable Forwards 07/14/2022 Certified 07/28/2022 6
SWAPX Amendments to Product Specifications for 13 Currency NDF instruments Currently Listed for Trading Currency Non-Deliverable Exchange Forward 09/08/2014 Certified 09/22/2014 3
SWAPX Delisting of all Interest Rate Swap products listed for trading on SwapEx and deletion of applicable product specifications from SwapEx website. SwapEx USD LIBOR IRS: Fixed-to-Floating; SwapEx USD EURIBOR IRS: Fixed-to-Floating; and SwapEx USD LIBOR IRS: Fixed-to-Floating. 06/02/2015 Certified 06/02/2015 1
SWAPX Adds position accountability levels for interest rate swap contracts Interest rate swaps 01/22/2014 Certified 07/29/2014 1
RF SEF Thomson Reuters (SEF) LLC ("TR SEF") wishes to amend certain rules in its Rulebook Non-Deliverable Forwards and Cross-Currency NDFs 09/18/2017 Certified 10/02/2017 2
RF SEF Rule amendments to allow for voluntary clearing of certain NDF products 03/11/2024 Certified 03/25/2024 1
RADSEF TeraExchange LLC files to delist seven (7) products currently listed to trade on the TeraExchange SEF. All 7 of these products reference LIBOR which will be fully demised presently. There is no open interest in any of these instruments. 06/21/2023 Certified 06/21/2023 12
RADSEF Submission of TeraExchange LLC updated rulebook adding 3 swaps to the product\r\nterms and conditions that have been filed with the commission for certification\r\nand removing 7 instruments that reference LIBOR which have been delisted. 06/27/2023 Certified 06/27/2023 4
RADSEF Delist and withdraw interest rate swaps Interest rate swaps 03/03/2014 Certified 03/03/2014 1