Product Terms and Conditions Rules - Swap Execution Facilities

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Organization Filing Description Products Affected Receipt Date Status Date Remarks Documents
SWAPX Withdrawl and delist swap contracts LIBOR-based swaps 02/26/2014 Certified 02/26/2014 1
NEXSEF Weekly Notification of Rule Amendments Non Deliverable Forwards and FX Options 04/30/2019 Notified 04/30/2019 3
ICE SEF Weekly Notification of Rule Amendments Daily CFD - Dated Brent vs First Month BFOE Swap; Weekly CFD - Dated Brent vs First Month BFOE Swap; Weekly CFD - Dated Brent vs Second Month BFOE Swap 02/16/2018 Notified 02/16/2018 4
ICAPSEF Weekly Notification of Rule Amendments IOS Index Creit Default Swaps, IBoxx Total Ruturn Swaps and IBoxx Liquid Leveraged Loans Total Return Swaps 08/06/2014 Notified 08/06/2014 2
LGX Updates to Participant Agreement, User Agreement, and Privacy Policy Updates to Participant Agreement, User Agreement, and Privacy Policy 03/10/2022 Certified 03/24/2022 2
TWSEF Update to our Emerging Markets Swaps Fee Schedule Emerging Market Currencies 10/03/2022 Certified 10/18/2022 2
TWSEF Update to our Emerging Markets Swap Fee Schedule Emerging Market Currencies 01/30/2023 Certified 02/13/2023 2
DWSEF Update to DW SEF IRS Fee Schedule IRS 03/07/2023 Certified 03/21/2023 3
TWSEF TWSEF rulebook update in response to rule 411 Rulebook Update - 411 Block Trades 06/02/2022 Certified 06/16/2022 4
TWSEF TWSEF Fee Update - CDS CDS 01/19/2022 Certified 02/02/2022 2
TWSEF TWSEF Fee Schedule Update- part of Submission Number 2205-2611-2023-74 TWSEF Fee Schedule Update- part of Submission Number 2205-2611-2023-74 05/26/2022 Certified 06/10/2022 2
TWSEF TWSEF Fee Schedule Update for EMEA , Rate Swaps, and Rate Swaps (EU and Asian Hours)Effective date is June 9th as there were issues with the CFTC portal upload- confirmed with CFTC Tech Support Rate Swaps , EMA Swaps 05/26/2022 Certified 06/10/2022 1
TWSEF TW SEF LLC -Voluntary Submission for Commission Review and Approval for Swaps to be Made Available to Trade MAT Determination 05/22/2023 Approved 07/07/2023 1
RF SEF Thomson Reuters (SEF) LLC ("TR SEF") wishes to amend certain rules in its Rulebook Non-Deliverable Forwards and Cross-Currency NDFs 09/18/2017 Certified 10/02/2017 2
LGX This is a duplicate filing to what was already filed on Friday, February 19, 2021. We are submitting this exact copy again to the Commission in support of LedgerX product terms and conditions so that it is routed correctly. USD/ETH Deci Futures, USD/ETH Deci Options, and all other LedgerX products referencing digital currency. 02/23/2021 Certified 03/09/2021 1
TPSEF This filing contains a Weekly Notification of Rule Amendments pursuant to CFTC Regulation 40.6(d) of certain non-substantive revisions made to the terms and conditions of Equity Index Swaps and Equity Index Variance Swaps. Equity Index Swaps and Equity Index Variance Swaps 08/29/2014 Notified 08/29/2014 1
TWSEF The Rulebook has been amended to reflect updates in the Fixed to Floating Specification and\r\nmore granular information in the Overnight Index Swap Specification. 05/05/2023 Certified 05/19/2023 4
TWSEF The Rulebook has been amended to reflect the inclusion of more granular and specific information\r\nin the Swap Specifications 03/28/2024 10 Day Review 03/28/2024 2
TWSEF The Rulebook has been amended to reflect the delisting of Single Period Swaps: US Dollar\r\nSecured Overnight Financing Rate. 03/20/2024 Certified 03/20/2024 2
DWSEF The Rulebook has been amended to reflect the delisting of Single Period Swaps: US Dollar\r\nSecured Overnight Financing Rate. 03/20/2024 Certified 03/20/2024 2
TWSEF The Rulebook has been amended to delist various swaps contracts Swaps 02/03/2022 Certified 02/03/2022 4
BGC The following amendments to BGC Derivative Markets L.P.'s ("BGCDM") Rules update the BGC Derivative Markets, L.P. Contract Specifications ("Contract Specifications") in light of the ISDA 2014 Credit Event definitions. 09/18/2014 Certified 10/02/2014 4
BSEF The contract associated with filing 2014-P-14 (the "Contract") is hereby amended to indicate that transactions in the Contract must be conducted with a minimum size of GBP 1000, rather than "as agreed by counterparties" as stated in the original filing. MAT IRS GBP Swap vs 3M (LCH) 09/30/2014 Certified 10/15/2014 1
BSEF The contract associated with filing 2014-P-12 (the "Contract") is hereby amended to indicate that transactions in the Contract must be conducted with a minimum size of GBP 1000, rather than "as agreed by counterparties" as stated in the original filing. MAT IRS GBP Swap vs 6M (LCH) 09/30/2014 Certified 10/15/2014 1
BSEF The contract associated with filing 2014-P-11 (the "Contract") is hereby amended to indicate that transactions in the Contract must be conducted with a minimum size of GBP 1000, rather than "as agreed by counterparties" as stated in the original filing. MAT IRS GBP Swap vs 6M (CME) 09/30/2014 Certified 10/15/2014 1
BSEF The contract associated with filing 2014-09-P13 (the "Contract") is hereby amended to indicate that transactions in the Contract must be conducted with a minimum size of GBP 1000, rather than "as agreed by counterparties" as stated in the original filing. MAT IRS GBP Swap vs 3M (CME) 09/30/2014 Certified 10/15/2014 1
BSEF The contract associated with filing 2013-09-P17 (the "Contract") is hereby amended to indicate that transactions in the Contract must be conducted with a minimum size of GBP 1000, rather than "as agreed by counterparties" as stated in the original filing. GBP LIBOR Fixed-to-Floating Contract 09/30/2014 Certified 10/15/2014 1
RADSEF TeraExchange LLC files to delist seven (7) products currently listed to trade on the TeraExchange SEF. All 7 of these products reference LIBOR which will be fully demised presently. There is no open interest in any of these instruments. 06/21/2023 Certified 06/21/2023 12
RADSEF Submission of TeraExchange LLC updated rulebook adding 3 swaps to the product\r\nterms and conditions that have been filed with the commission for certification\r\nand removing 7 instruments that reference LIBOR which have been delisted. 06/27/2023 Certified 06/27/2023 4
CBOESEF Submission of amendment of product terms. CME cleared IRS products. 12/31/2015 Certified 01/15/2016 1
GFISEF Submission for changes to Rule 505. The submission applies to all products that execute on GFI SEF. 10/31/2022 Certified 11/09/2022 1
LGX Rule modification to extend exchange hours to 24/7 As per product specifications (none affected as of now) 10/20/2017 Certified 11/03/2017 1
ICAPSEF Rule Change submission to reflect NAL 16-25 and revised SEF Rule 806 for Non Directional Forwards Non Directional Forwards 04/11/2016 Certified 04/25/2016 3
RF SEF Rule amendments to allow for voluntary clearing of certain NDF products 03/11/2024 Certified 03/25/2024 1
IGDL Rule 40.6(a) delisting of swaps with no open interest Rules 801(1), 801(2), 801(4), 801(5) and 801(6) 01/20/2016 Certified 01/20/2016 2
LGX Revised Rulebook All LedgerX Products 02/19/2021 Certified 03/05/2021 1
TRAD Revised formula for calculating actual realized daily volatility of Volatility Swaps. Volatility Swaps. 04/01/2019 Certified 04/15/2019 3
BSEF Pursuant to Section 5c(c) of the Commodity Exchange Act (the "Act") and Section 40.6(a) of theregulations of the Commodity Futures Trading Commission (the "Commission"), BloombergSEF LLC hereby notifies the Commission that it has amended its Rulebook. N/A 01/30/2015 Certified 02/13/2015 1
ICE SEF Product Name Change & Terms Modification USAC HSFO vs USGC HSFO Fuel Oil Swap 01/05/2021 Notified 01/05/2021 4
RADSEF Notification to correct a typographical error in CAD LIBOR Fixed for Float IRS product submission CAD LIBOR Fixed for Float IRS 03/10/2014 Certified 03/25/2014 1
RADSEF Notification of a typographical error in its NOK LIBOR Fixed for Float IRS NOK LIBOR Fixed for Float 03/10/2014 Certified 03/25/2014 1
CBOESEF Notice, pursuant to 40.6(a), of delisting of interest rate swap products with no open interest. 1. Australian Dollar, Canadian Dollar, Swiss Franc, Euro Dollar, British Pound, and Japanese Yen. 2. All tenors IRS US Dollar (CME & LCH cleared) except for tenors in 2, 3, 5, 7 and 10 years. 3. Package, basis, IMM, MAC & spreads for all IRS. 12/09/2016 Certified 12/09/2016 1
TDERIV Notice to delist Interest Rate Swap products from the trueEX SEF Fixed Floating Interest Rate Swaps, Swaptons on Fixed Floating Interest Rate Swaps, Market Agreed Coupon Swaps, Overnight Index Swaps, Forward Rate Agreements 07/18/2019 Certified 07/18/2019 1
TRAD Modifications to Tradition SEF - Trad-X USD IRS Liquidity Provider Program Tradition SEF - Trad-X USD IRS Liquidity Provider Program 07/18/2022 Certified 08/01/2022 1
CBOESEF Modification of the Minimum Tick Size and Fair Trade Range in respect of the USD/PEN Currency Pair. USD/PEN NDF 03/26/2021 Notified 03/26/2021 1
ICE SEF Modification of Contract Names APAC LNG Derivatives; APAC WIM LNG Derivatives 09/15/2021 Notified 09/15/2021 4
MKAXSEF MarketAxess SEF Corporation intends to delist these products at the close of business onAugust 31, 2021. CDX and iTraxx CDS indices. 08/19/2021 Certified 08/19/2021 1
MKAXSEF MarketAxess SEF Corporation files this notification due to the series roll of the products MarketAxess SEF Corporation lists for trading. See Appendix A 10/13/2014 Notified 10/13/2014 1
NEXSEF Market Regulation Advisory Notice 2019-02 Non Deliverable Forwards 07/02/2019 Certified 07/17/2019 3
BSEF Made available-to-trade determinations for certain interest rate and credit default swap contracts. IRS and CDS 12/06/2013 Certified 03/09/2014 2