| BSEF |
The contract associated with filing 2014-P-12 (the "Contract") is hereby amended to indicate that transactions in the Contract must be conducted with a minimum size of GBP 1000, rather than "as agreed by counterparties" as stated in the original filing. |
MAT IRS GBP Swap vs 6M (LCH) |
09/30/2014 |
Certified |
10/15/2014 |
|
1 |
| CBOESEF |
Cboe SEF has made certain amendments to its rulebook to modify the Minimum Tick Size applicable in respect of USD/PHP Currency Pair. |
USD/PHP NDFs |
08/09/2021 |
Certified |
08/23/2021 |
|
1 |
| ICE SEF |
Delisting One Swap Contract |
Singapore Mogas 95 Unleaded vs Singapore Mogas 92 Unleaded Swap |
08/13/2020 |
Certified |
08/13/2020 |
|
4 |
| TWSEF |
Fee Schedule - Fully Integrated API Services Fee Schedule (Rate Swaps) |
|
08/14/2023 |
Certified |
08/28/2023 |
|
2 |
| TWSEF |
Fee Schedule - Fully Integrated API Services Fee Schedule (Rate Swaps- EU and Asia Hours) |
|
08/14/2023 |
Certified |
08/28/2023 |
|
2 |
| DWSEF |
DW SEF LLC Amendment of Rule 205 (Regulatory Oversight Committee) and Rule 901 (Swap Specifications) |
Regulatory Oversight Committee and Swap Specifications |
02/02/2022 |
Certified |
02/16/2022 |
|
4 |
| TWSEF |
Fee Schedule Update- Fully Integrated API Services Fee Schedule (Rate Swaps) |
TW SEF Fee Schedule Update |
08/31/2022 |
Certified |
09/15/2022 |
|
2 |
| TWSEF |
The Rulebook has been amended to delist various swaps contracts |
Swaps |
02/03/2022 |
Certified |
02/03/2022 |
|
4 |
| TDERIV |
amendment of maximum tenor for MXN denominated IRS cleared at LCH |
Fixed Floating IRS |
01/30/2018 |
Certified |
02/12/2018 |
|
1 |
| SWAPX |
Clarifying changes have been made to the description of current trading protocols on SwapEx. |
Non-Deliverable Forwards |
07/14/2022 |
Certified |
07/28/2022 |
|
6 |
| DWSEF |
DW SEF LLC Amendment of Rule 901 (Swap Specifications) |
Swap Specifications |
02/04/2022 |
Certified |
02/18/2022 |
|
4 |
| AEGIS |
Contract Accountability Levels Table |
AEGIS SEF Product Listings Rule 1000-1508 |
09/01/2022 |
Certified |
09/16/2022 |
|
2 |
| CBOESEF |
Javelin SEF submits the Notice to Participants related to Rule Amendments made to Rule 318, that were submitted on May 8, 2015. |
Interest Rate Swaps |
05/15/2015 |
Certified |
06/01/2015 |
|
1 |
| DWSEF |
Commission Regulations 40.2(a) and 40.2(d): Class Certification of Basis Swaps - USD 3-Month BSBY vs. 1-Month BSBY; Basis Swaps - USD SOFR vs. 3-Month BSBY; and Basis Swaps - USD SOFR vs. 1-Month BSBY |
Basis Swaps - USD 3-Month BSBY vs. 1-Month BSBY; Basis Swaps - USD SOFR vs. 3-Month BSBY; and Basis Swaps - USD SOFR vs. 1-Month BSBY |
02/04/2022 |
Certified |
02/18/2022 |
|
2 |
| RADSEF |
Notification to correct a typographical error in CAD LIBOR Fixed for Float IRS product submission |
CAD LIBOR Fixed for Float IRS |
03/10/2014 |
Certified |
03/25/2014 |
|
1 |
| RADSEF |
Notification of a typographical error in its NOK LIBOR Fixed for Float IRS |
NOK LIBOR Fixed for Float |
03/10/2014 |
Certified |
03/25/2014 |
|
1 |
| BGC |
BGC is amending the terms and conditions of "BGC SEF Contract Specifications" toreflect the most recent Mandatorily Cleared Products and to update an ISDA definitions link for FX products. |
Mandatorily ClearedFX Option |
10/17/2022 |
Certified |
10/31/2022 |
|
1 |
| ICE SEF |
Amendments to trading hours and other minor product rule amendments |
Swaps |
02/12/2014 |
Certified |
02/27/2014 |
|
1 |
| TRAD |
Modifications to Tradition SEF - Trad-X USD IRS Liquidity Provider Program |
Tradition SEF - Trad-X USD IRS Liquidity Provider Program |
07/18/2022 |
Certified |
08/01/2022 |
|
1 |
| BSEF |
Amendments to swap contracts |
Swap contracts |
12/05/2013 |
Certified |
12/20/2013 |
|
1 |
| LGX |
Rule modification to extend exchange hours to 24/7 |
As per product specifications (none affected as of now) |
10/20/2017 |
Certified |
11/03/2017 |
|
1 |
| CBOESEF |
Notice, pursuant to 40.6(a), of delisting of interest rate swap products with no open interest. |
1. Australian Dollar, Canadian Dollar, Swiss Franc, Euro Dollar, British Pound, and Japanese Yen. 2. All tenors IRS US Dollar (CME & LCH cleared) except for tenors in 2, 3, 5, 7 and 10 years. 3. Package, basis, IMM, MAC & spreads for all IRS. |
12/09/2016 |
Certified |
12/09/2016 |
|
1 |
| BGC |
BGC Derivative Markets, L.P. is amending the terms and conditions of "BGC SEF Contract Specifications Attachment A" to add ICE Clear Europe as a Clearinghouse for credit iTraxx transactions. |
Credit Default Swap IndexMarkit CDX and Markit iTraxx Swaption |
12/14/2020 |
Certified |
12/29/2020 |
|
1 |
| TRAD |
Amendments to Tradition SEF's Interest Rate Swap Asset Class Product Listing and Terms and Conditions. |
Interest Rate Swap Asset Class. |
07/07/2015 |
Certified |
07/21/2015 |
|
2 |
| MKAXSEF |
MarketAxess SEF Corporation intends to delist these products at the close of business onAugust 31, 2021. |
CDX and iTraxx CDS indices. |
08/19/2021 |
Certified |
08/19/2021 |
|
1 |
| TWSEF |
Fee Schedule Update- Direct GUI participants |
Fee Schedule Change |
01/10/2023 |
Certified |
01/25/2023 |
|
2 |
| DWSEF |
Update to DW SEF IRS Fee Schedule |
IRS |
03/07/2023 |
Certified |
03/21/2023 |
|
3 |
| SWAPX |
Amendments to Product Specifications for 13 Currency NDF instruments Currently Listed for Trading |
Currency Non-Deliverable Exchange Forward |
09/08/2014 |
Certified |
09/22/2014 |
|
3 |
| ICE SEF |
ICE Swap Trade, LLC is revising its Error Trade Policy. |
N/A |
03/06/2015 |
Certified |
03/20/2015 |
|
4 |
| NEXSEF |
Market Regulation Advisory Notice 2019-02 |
Non Deliverable Forwards |
07/02/2019 |
Certified |
07/17/2019 |
|
3 |
| BSEF |
CFTC Regulation 40.6(a) Certification. Product-Related Amendments to the BSEF LLC Rulebook. BSEF Submission 2023-R-12 |
|
08/23/2023 |
Certified |
09/07/2023 |
|
1 |
| GFISEF |
Submission for changes to Rule 505. |
The submission applies to all products that execute on GFI SEF. |
10/31/2022 |
Certified |
11/09/2022 |
|
1 |
| SWAPX |
Delisting of all Interest Rate Swap products listed for trading on SwapEx and deletion of applicable product specifications from SwapEx website. |
SwapEx USD LIBOR IRS: Fixed-to-Floating; SwapEx USD EURIBOR IRS: Fixed-to-Floating; and SwapEx USD LIBOR IRS: Fixed-to-Floating. |
06/02/2015 |
Certified |
06/02/2015 |
|
1 |
| BGC |
Amendment to the terms and conditions of the Equity Index Swap contract |
Broad Market Index Equity Derivative Product |
06/02/2015 |
Certified |
06/16/2015 |
|
1 |
| BSEF |
Bloomberg SEF LLC - Certification 2022-R-06 (Notice to Participants) |
Section 5c(c) of the Commodity Exchange ActSection 40.6(a) of the US Commodity Futures Trading Commission |
11/01/2022 |
Certified |
11/10/2022 |
|
1 |
| BSEF |
CFTC Regulation 40.6(a) Certification. Product-Related Amendments to the BSEF LLC Rulebook. |
|
12/05/2023 |
Certified |
12/19/2023 |
|
1 |
| CBOESEF |
Amendments to Product terms. |
LCH cleared IRS products. |
12/31/2015 |
Certified |
01/15/2016 |
|
1 |
| TDERIV |
amendment of maximum tenors for certain fixed/floating IRS |
Fixed For Floating Interest Rate Swaps |
08/02/2017 |
Certified |
08/16/2017 |
|
1 |
| CBOESEF |
Submission of amendment of product terms. |
CME cleared IRS products. |
12/31/2015 |
Certified |
01/15/2016 |
|
1 |
| TRAD |
Amendment to Tradition SEF's StreamGlobal Credit Default Swap Trading Platform Supplement. |
Electronic Work-Up and Ad Hoc Mid-Price Match |
11/04/2022 |
Certified |
11/21/2022 |
|
2 |
| TRAD |
Amendments to Tradition SEF, Inc. Rulebook- Platform Supplement 1: Trad-X USD IRS Trading System to amend minimum tick size increments to 0.0625 basis points. |
USD Interest Rate Swaps |
07/07/2020 |
Certified |
07/21/2020 |
|
1 |
| TDERIV |
Amendment of Product Terms and Conditions for Overnight Index Swaps |
Overnight Index Swaps |
09/21/2016 |
Certified |
10/05/2016 |
|
1 |
| TRAD |
Amendments to Submission No. 14-15 regarding Tradition SEF's Interest Rate Swap Asset Class Product Listing and Terms and Conditions. |
Interest Rate Swap Asset Class. |
04/15/2015 |
Certified |
04/29/2015 |
|
1 |
| TDERIV |
Amending overnight index rate on CHF OIS |
Overnight index swaps |
12/31/2017 |
Certified |
01/16/2018 |
|
1 |
| TWSEF |
TWSEF Fee Schedule Update for EMEA , Rate Swaps, and Rate Swaps (EU and Asian Hours)Effective date is June 9th as there were issues with the CFTC portal upload- confirmed with CFTC Tech Support |
Rate Swaps , EMA Swaps |
05/26/2022 |
Certified |
06/10/2022 |
|
1 |
| TWSEF |
TWSEF Fee Schedule Update- part of Submission Number 2205-2611-2023-74 |
TWSEF Fee Schedule Update- part of Submission Number 2205-2611-2023-74 |
05/26/2022 |
Certified |
06/10/2022 |
|
2 |
| TPSEF |
Amendments to Exhibit Q to tpSEF's Form SEF. |
Exhibit Q to tpSEF's Form SEF |
03/15/2023 |
Certified |
03/29/2023 |
|
2 |
| TDERIV |
Added language to clarify that interest rate swaps covered by this rule can be traded as Cleared Transactions or Uncleared Transactions on the SEF Trading System. Schedule 1001 - added the specific terms applicable for each Currency. |
Fixed for Floating Interest Rate Swap Contracts |
02/05/2017 |
Certified |
02/17/2017 |
|
2 |
| RF SEF |
Thomson Reuters (SEF) LLC ("TR SEF") wishes to amend certain rules in its Rulebook |
Non-Deliverable Forwards and Cross-Currency NDFs |
09/18/2017 |
Certified |
10/02/2017 |
|
2 |
| TWSEF |
Made Available to Trade Determination of Certain Interest Rate and Credit Default Swaps |
Certain Interest Rate and Credit Default Swaps |
10/28/2013 |
Certified |
01/27/2014 |
|
4 |
