| TDERIV |
Amending overnight index rate on CHF OIS |
Overnight index swaps |
12/31/2017 |
Certified |
01/16/2018 |
|
1 |
| TWSEF |
TWSEF Fee Schedule Update for EMEA , Rate Swaps, and Rate Swaps (EU and Asian Hours)Effective date is June 9th as there were issues with the CFTC portal upload- confirmed with CFTC Tech Support |
Rate Swaps , EMA Swaps |
05/26/2022 |
Certified |
06/10/2022 |
|
1 |
| TWSEF |
Fully Integrated API Services Fee Schedule (Rate Swaps Currencies - Tokyo Hours Only) |
Rates Swaps |
01/19/2022 |
Certified |
02/02/2022 |
|
2 |
| DWSEF |
DW SEF LLC Amendment of Rule 205 (Regulatory Oversight Committee) and Rule 901 (Swap Specifications) |
Regulatory Oversight Committee and Swap Specifications |
02/02/2022 |
Certified |
02/16/2022 |
|
4 |
| DWSEF |
DW SEF Rulebook update - Rule 411 |
Rule 411- Block Trades |
06/02/2022 |
Certified |
06/16/2022 |
|
4 |
| TWSEF |
TWSEF rulebook update in response to rule 411 |
Rulebook Update - 411 Block Trades |
06/02/2022 |
Certified |
06/16/2022 |
|
4 |
| IGDL |
Rule 40.6(a) delisting of swaps with no open interest |
Rules 801(1), 801(2), 801(4), 801(5) and 801(6) |
01/20/2016 |
Certified |
01/20/2016 |
|
2 |
| BSEF |
Bloomberg SEF LLC - Certification 2022-R-06 (Notice to Participants) |
Section 5c(c) of the Commodity Exchange ActSection 40.6(a) of the US Commodity Futures Trading Commission |
11/01/2022 |
Certified |
11/10/2022 |
|
1 |
| MKAXSEF |
MarketAxess SEF Corporation files this notification due to the series roll of the products MarketAxess SEF Corporation lists for trading. |
See Appendix A |
10/13/2014 |
Notified |
10/13/2014 |
|
1 |
| CMESEF |
Delisting of the Transco Zone 6 Natural Gas (Platts IFERC) Fixed Price Swap Contract Without Open Interest. |
See filing. |
10/16/2017 |
Certified |
10/16/2017 |
|
1 |
| CMESEF |
Amendments to CME SEF Chapter 10 - U.S. Midwest #1 Busheling Ferrous Scrap (AMM) Swap Contract to Increase Minimum Price Fluctuation and Related Amendments to the Globex Non Reviewable Trading Ranges Table. |
See filing. |
07/11/2018 |
Certified |
07/25/2018 |
|
1 |
| ICE SEF |
Delisting two (2) swap contracts |
Singapore Jet Kero vs Singapore Gasoil Swap;Singapore Jet Kero vs Singapore Gasoil Balmo Swap |
07/13/2020 |
Certified |
07/13/2020 |
|
5 |
| ICE SEF |
Delisting One Swap Contract |
Singapore Mogas 95 Unleaded vs Singapore Mogas 92 Unleaded Swap |
08/13/2020 |
Certified |
08/13/2020 |
|
4 |
| BSEF |
Amendments to swap contracts |
Swap contracts |
12/05/2013 |
Certified |
12/20/2013 |
|
1 |
| DWSEF |
DW SEF LLC Amendment of Rule 901 (Swap Specifications) |
Swap Specifications |
02/04/2022 |
Certified |
02/18/2022 |
|
4 |
| SWAPX |
Delisting of all Interest Rate Swap products listed for trading on SwapEx and deletion of applicable product specifications from SwapEx website. |
SwapEx USD LIBOR IRS: Fixed-to-Floating; SwapEx USD EURIBOR IRS: Fixed-to-Floating; and SwapEx USD LIBOR IRS: Fixed-to-Floating. |
06/02/2015 |
Certified |
06/02/2015 |
|
1 |
| TWSEF |
Enhancements and changes to Rule 901 (Swap Specifications) |
Swaps |
12/21/2022 |
Certified |
01/06/2023 |
|
4 |
| TWSEF |
The Rulebook has been amended to delist various swaps contracts |
Swaps |
02/03/2022 |
Certified |
02/03/2022 |
|
4 |
| ICE SEF |
Amendments to trading hours and other minor product rule amendments |
Swaps |
02/12/2014 |
Certified |
02/27/2014 |
|
1 |
| GFISEF |
Submission for changes to Rule 505. |
The submission applies to all products that execute on GFI SEF. |
10/31/2022 |
Certified |
11/09/2022 |
|
1 |
| TRAD |
Modifications to Tradition SEF - Trad-X USD IRS Liquidity Provider Program |
Tradition SEF - Trad-X USD IRS Liquidity Provider Program |
07/18/2022 |
Certified |
08/01/2022 |
|
1 |
| TWSEF |
Fee Schedule Update- Fully Integrated API Services Fee Schedule (Rate Swaps) |
TW SEF Fee Schedule Update |
08/31/2022 |
Certified |
09/15/2022 |
|
2 |
| TWSEF |
Fee Schedule Update for Rate Swaps ( Tokyo Hours Only) |
TW SEF Fee Update |
07/06/2022 |
Certified |
07/20/2022 |
|
2 |
| TWSEF |
TWSEF Fee Schedule Update- part of Submission Number 2205-2611-2023-74 |
TWSEF Fee Schedule Update- part of Submission Number 2205-2611-2023-74 |
05/26/2022 |
Certified |
06/10/2022 |
|
2 |
| LGX |
Updates to Participant Agreement, User Agreement, and Privacy Policy |
Updates to Participant Agreement, User Agreement, and Privacy Policy |
03/10/2022 |
Certified |
03/24/2022 |
|
2 |
| ICE SEF |
Product Name Change & Terms Modification |
USAC HSFO vs USGC HSFO Fuel Oil Swap |
01/05/2021 |
Notified |
01/05/2021 |
|
4 |
| TRAD |
Amendments to Tradition SEF, Inc. Rulebook- Platform Supplement 1: Trad-X USD IRS Trading System to amend minimum tick size increments to 0.0625 basis points. |
USD Interest Rate Swaps |
07/07/2020 |
Certified |
07/21/2020 |
|
1 |
| LGX |
Amending fee schedule for new participants. |
USD-BTC day-ahead options, USD-BTC weekly options, USD-BTC monthly options, USD-BTC day-ahead swaps |
01/03/2019 |
Notified |
01/03/2019 |
|
2 |
| LGX |
This is a duplicate filing to what was already filed on Friday, February 19, 2021. We are submitting this exact copy again to the Commission in support of LedgerX product terms and conditions so that it is routed correctly. |
USD/ETH Deci Futures, USD/ETH Deci Options, and all other LedgerX products referencing digital currency. |
02/23/2021 |
Certified |
03/09/2021 |
|
1 |
| CBOESEF |
Cboe SEF has made certain amendments to its rulebook to modify Rule 510(3)(b) as it relates to the Minimum Tick Size and Fair Trade Range in respect of the USD/PEN Currency Pair |
USD/PEN Currency Pair (NDF) |
10/21/2020 |
Notified |
10/21/2020 |
|
1 |
| CBOESEF |
Modification of the Minimum Tick Size and Fair Trade Range in respect of the USD/PEN Currency Pair. |
USD/PEN NDF |
03/26/2021 |
Notified |
03/26/2021 |
|
1 |
| CBOESEF |
Cboe SEF has made certain amendments to its rulebook to modify the Minimum Tick Size applicable in respect of USD/PHP Currency Pair. |
USD/PHP NDFs |
08/09/2021 |
Certified |
08/23/2021 |
|
1 |
| LGX |
Amended Rulebook |
USDBTC OptionsPrepaid Day-Ahead Bitcoin Swaps |
09/19/2017 |
Certified |
10/03/2017 |
|
1 |
| ICE SEF |
Amendments to certain contract reference codes. |
Various oil balmo swap contracts |
10/01/2018 |
Notified |
10/01/2018 |
|
4 |
| TRAD |
Revised formula for calculating actual realized daily volatility of Volatility Swaps. |
Volatility Swaps. |
04/01/2019 |
Certified |
04/15/2019 |
|
3 |
