Product Terms and Conditions Rules - Swap Execution Facilities

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Organization Filing Description Products Affected Receipt Date Status Date Remarks Documents
TPSEF This filing contains a Weekly Notification of Rule Amendments pursuant to CFTC Regulation 40.6(d) of certain non-substantive revisions made to the terms and conditions of Equity Index Swaps and Equity Index Variance Swaps. Equity Index Swaps and Equity Index Variance Swaps 08/29/2014 Notified 08/29/2014 1
AEGIS Amendments to Exhibit N-1 Participant Agreement Exhibit N-1 Participant Agreement 12/22/2022 Notified 12/22/2022 2
TPSEF Amendments to Exhibit Q to tpSEF's Form SEF. Exhibit Q to tpSEF's Form SEF 03/15/2023 Certified 03/29/2023 2
TWSEF Fee Schedule Update- Direct GUI participants Fee Schedule Change 01/10/2023 Certified 01/25/2023 2
ICE SEF Delisting 59 Contracts Financial Gas and Power Contracts 04/19/2021 Certified 04/19/2021 7
TDERIV Notice to delist Interest Rate Swap products from the trueEX SEF Fixed Floating Interest Rate Swaps, Swaptons on Fixed Floating Interest Rate Swaps, Market Agreed Coupon Swaps, Overnight Index Swaps, Forward Rate Agreements 07/18/2019 Certified 07/18/2019 1
TDERIV amendment of maximum tenor for MXN denominated IRS cleared at LCH Fixed Floating IRS 01/30/2018 Certified 02/12/2018 1
TDERIV Added language to clarify that interest rate swaps covered by this rule can be traded as Cleared Transactions or Uncleared Transactions on the SEF Trading System. Schedule 1001 - added the specific terms applicable for each Currency. Fixed for Floating Interest Rate Swap Contracts 02/05/2017 Certified 02/17/2017 2
TDERIV amendment of maximum tenors for certain fixed/floating IRS Fixed For Floating Interest Rate Swaps 08/02/2017 Certified 08/16/2017 1
BGC BGC is amending the terms and conditions of "BGC SEF Contract Specifications Attachment A" to reflect the availability of swap contracts using as a reference price the Secured Overnight Financing Rate (SOFR). Fixed-to-Floating Swap Class; Basis Swap Class; Forward Rate Agreement Class; Overnight Index Swap Class; Fixed-to-Floating Interest Rate Swap (USD); Interest Rate Swap, Fixed/Float; Current Basis Swap, Float/Float; other products as described herein. 06/07/2018 Certified 06/21/2018 1
BSEF The contract associated with filing 2013-09-P17 (the "Contract") is hereby amended to indicate that transactions in the Contract must be conducted with a minimum size of GBP 1000, rather than "as agreed by counterparties" as stated in the original filing. GBP LIBOR Fixed-to-Floating Contract 09/30/2014 Certified 10/15/2014 1
TRAD Amendments to Tradition SEF's Interest Rate Swap Asset Class Product Listing and Terms and Conditions. Interest Rate Swap Asset Class 12/11/2015 Certified 12/28/2015 2
TRAD CFTC Regulation 40.2 and 40.6(a) Certification. Request for New Product Certification of Tradition SEF's Interest Rate Swap Asset Class Product Listing and non-substantive changes to IRS Product ListingTradition SEF Submission No. 2022-02 Interest Rate Swap Asset Class Product Listing Terms and ConditionsTrad-X Platform Supplement 03/14/2022 Certified 03/28/2022 5
TRAD Amendments to Tradition SEF's Interest Rate Swap Asset Class Product Listing and Terms and Conditions. Interest Rate Swap Asset Class. 07/07/2015 Certified 07/21/2015 2
TRAD Amendments to Submission No. 14-15 regarding Tradition SEF's Interest Rate Swap Asset Class Product Listing and Terms and Conditions. Interest Rate Swap Asset Class. 04/15/2015 Certified 04/29/2015 1
RADSEF Delist and withdraw interest rate swaps Interest rate swaps 03/03/2014 Certified 03/03/2014 1
CBOESEF Javelin SEF submits the Notice to Participants related to Rule Amendments made to Rule 318, that were submitted on May 8, 2015. Interest Rate Swaps 05/15/2015 Certified 06/01/2015 1
SWAPX Adds position accountability levels for interest rate swap contracts Interest rate swaps 01/22/2014 Certified 07/29/2014 1
TDERIV addition of 9 and 12 year tenor for MAC swaps Interest Rate Swaps - Market Agreed Coupon (MAC) 08/22/2016 Certified 09/06/2016 1
ICAPSEF Weekly Notification of Rule Amendments IOS Index Creit Default Swaps, IBoxx Total Ruturn Swaps and IBoxx Liquid Leveraged Loans Total Return Swaps 08/06/2014 Notified 08/06/2014 2
DWSEF Update to DW SEF IRS Fee Schedule IRS 03/07/2023 Certified 03/21/2023 3
BSEF Made available-to-trade determinations for certain interest rate and credit default swap contracts. IRS and CDS 12/06/2013 Certified 03/09/2014 2
ICAPSEF Delisting of certain Credit Derivatives contracts based on Markit iTraxx Indices iTraxx based Credit Derivative Indices, iTraxx based Credit Derivatives Tranches, all Credit Derivatives Options 08/07/2014 Certified 08/07/2014 2
CBOESEF Amendments to Product terms. LCH cleared IRS products. 12/31/2015 Certified 01/15/2016 1
SWAPX Withdrawl and delist swap contracts LIBOR-based swaps 02/26/2014 Certified 02/26/2014 1
TDERIV clarifying amendments to Rule 1002 - MAC Interest Rate Swaps MAC Interest Rate Swaps 12/19/2014 Notified 12/19/2014 3
BGC BGC is amending the terms and conditions of "BGC SEF Contract Specifications" to reflect the most recent Mandatorily Cleared Products, most recent Made Available to Trade Products, addition of SOFR and BSBY, and addition of Inflation-Linked Swaps. Mandatorily Cleared, Made Available to Trade, Interest Rate Swap (IRS) Fixed/Float, Overnight Index Swap (OIS) Fixed/Float, Currency Basis Swap Float/Float, Cross-Currency Basis Swap Float/Float, Cross-Currency Swap Fixed/Float, Inflation-Linked Swap. 01/06/2022 Certified 01/18/2022 1
BGC BGC is amending the terms and conditions of "BGC SEF Contract Specifications" toreflect the most recent Mandatorily Cleared Products and to update an ISDA definitions link for FX products. Mandatorily ClearedFX Option 10/17/2022 Certified 10/31/2022 1
ICE SEF Amend minimum price fluctuation Markit iTraxx Europe and Crossover 06/30/2014 Certified 07/15/2014 0
TWSEF TW SEF LLC -Voluntary Submission for Commission Review and Approval for Swaps to be Made Available to Trade MAT Determination 05/22/2023 Approved 07/07/2023 1
TWSEF Made Available to Trade Determination for TW SEF MAT Determination 04/12/2023 Withdrawn 05/22/2023 1
BSEF The contract associated with filing 2014-09-P13 (the "Contract") is hereby amended to indicate that transactions in the Contract must be conducted with a minimum size of GBP 1000, rather than "as agreed by counterparties" as stated in the original filing. MAT IRS GBP Swap vs 3M (CME) 09/30/2014 Certified 10/15/2014 1
BSEF The contract associated with filing 2014-P-14 (the "Contract") is hereby amended to indicate that transactions in the Contract must be conducted with a minimum size of GBP 1000, rather than "as agreed by counterparties" as stated in the original filing. MAT IRS GBP Swap vs 3M (LCH) 09/30/2014 Certified 10/15/2014 1
BSEF The contract associated with filing 2014-P-11 (the "Contract") is hereby amended to indicate that transactions in the Contract must be conducted with a minimum size of GBP 1000, rather than "as agreed by counterparties" as stated in the original filing. MAT IRS GBP Swap vs 6M (CME) 09/30/2014 Certified 10/15/2014 1
BSEF The contract associated with filing 2014-P-12 (the "Contract") is hereby amended to indicate that transactions in the Contract must be conducted with a minimum size of GBP 1000, rather than "as agreed by counterparties" as stated in the original filing. MAT IRS GBP Swap vs 6M (LCH) 09/30/2014 Certified 10/15/2014 1
ICE SEF ICE Swap Trade, LLC is revising its Error Trade Policy. N/A 03/06/2015 Certified 03/20/2015 4
BSEF Pursuant to Section 5c(c) of the Commodity Exchange Act (the "Act") and Section 40.6(a) of theregulations of the Commodity Futures Trading Commission (the "Commission"), BloombergSEF LLC hereby notifies the Commission that it has amended its Rulebook. N/A 01/30/2015 Certified 02/13/2015 1
CBOESEF Cboe SEF has made certain amendments to its rulebook to (a) add additional Tenors to Contracts having the Brazilian Real as their Reference Currency, and (b) modify the Minimum Tick Size applicable in respect of USD/MYR Currency Pair. NDFs (USD/BRL and USD/MYR) 06/11/2021 Certified 06/25/2021 1
CBOESEF Amendments to add additional Tenors to available Contracts. NDFs in BRL, CLP, CNY, COP, INR, IDR, KRW, MYR, PEN, PHP, RUB and TWD, each settling in USD. 04/08/2019 Certified 04/22/2019 1
CBOESEF Cboe SEF is submitting this rule amendment to modify the Minimum Tick Size and Fair Trade Range in respect of the USD/PEN Currency Pair. NDFs, Currency Pair USD/PEN 02/23/2021 Notified 02/23/2021 1
RADSEF Notification of a typographical error in its NOK LIBOR Fixed for Float IRS NOK LIBOR Fixed for Float 03/10/2014 Certified 03/25/2014 1
NEXSEF Market Regulation Advisory Notice 2019-02 Non Deliverable Forwards 07/02/2019 Certified 07/17/2019 3
NEXSEF Weekly Notification of Rule Amendments Non Deliverable Forwards and FX Options 04/30/2019 Notified 04/30/2019 3
ICAPSEF Rule Change submission to reflect NAL 16-25 and revised SEF Rule 806 for Non Directional Forwards Non Directional Forwards 04/11/2016 Certified 04/25/2016 3
SWAPX Clarifying changes have been made to the description of current trading protocols on SwapEx. Non-Deliverable Forwards 07/14/2022 Certified 07/28/2022 6
RF SEF Thomson Reuters (SEF) LLC ("TR SEF") wishes to amend certain rules in its Rulebook Non-Deliverable Forwards and Cross-Currency NDFs 09/18/2017 Certified 10/02/2017 2
BGC Amendments to clarify that the EMTA template provisions regarding disruption events and fallbacks are incorporated into NDF contracts Non-Deliverable Forwards and Options 12/05/2013 Certified 12/19/2013 1
LGX Amended Operations Manual Operations Manual 09/19/2017 Certified 10/03/2017 3
LGX Amended operations manual Operations manual 09/21/2017 Certified 10/05/2017 2
TDERIV Amendment of Product Terms and Conditions for Overnight Index Swaps Overnight Index Swaps 09/21/2016 Certified 10/05/2016 1