| IGDL |
Rule 40.6(a) delisting of swaps with no open interest |
Rules 801(1), 801(2), 801(4), 801(5) and 801(6) |
01/20/2016 |
Certified |
01/20/2016 |
|
2 |
| RF SEF |
Rule amendments to allow for voluntary clearing of certain NDF products |
|
03/11/2024 |
Certified |
03/25/2024 |
|
1 |
| ICAPSEF |
Rule Change submission to reflect NAL 16-25 and revised SEF Rule 806 for Non Directional Forwards |
Non Directional Forwards |
04/11/2016 |
Certified |
04/25/2016 |
|
3 |
| LGX |
Rule modification to extend exchange hours to 24/7 |
As per product specifications (none affected as of now) |
10/20/2017 |
Certified |
11/03/2017 |
|
1 |
| GFISEF |
Submission for changes to Rule 505. |
The submission applies to all products that execute on GFI SEF. |
10/31/2022 |
Certified |
11/09/2022 |
|
1 |
| CBOESEF |
Submission of amendment of product terms. |
CME cleared IRS products. |
12/31/2015 |
Certified |
01/15/2016 |
|
1 |
| RADSEF |
Submission of TeraExchange LLC updated rulebook adding 3 swaps to the product\r\nterms and conditions that have been filed with the commission for certification\r\nand removing 7 instruments that reference LIBOR which have been delisted. |
|
06/27/2023 |
Certified |
06/27/2023 |
|
4 |
| RADSEF |
TeraExchange LLC files to delist seven (7) products currently listed to trade on the TeraExchange SEF. All 7 of these products reference LIBOR which will be fully demised presently. There is no open interest in any of these instruments. |
|
06/21/2023 |
Certified |
06/21/2023 |
|
12 |
| BSEF |
The contract associated with filing 2013-09-P17 (the "Contract") is hereby amended to indicate that transactions in the Contract must be conducted with a minimum size of GBP 1000, rather than "as agreed by counterparties" as stated in the original filing. |
GBP LIBOR Fixed-to-Floating Contract |
09/30/2014 |
Certified |
10/15/2014 |
|
1 |
| BSEF |
The contract associated with filing 2014-09-P13 (the "Contract") is hereby amended to indicate that transactions in the Contract must be conducted with a minimum size of GBP 1000, rather than "as agreed by counterparties" as stated in the original filing. |
MAT IRS GBP Swap vs 3M (CME) |
09/30/2014 |
Certified |
10/15/2014 |
|
1 |
| BSEF |
The contract associated with filing 2014-P-11 (the "Contract") is hereby amended to indicate that transactions in the Contract must be conducted with a minimum size of GBP 1000, rather than "as agreed by counterparties" as stated in the original filing. |
MAT IRS GBP Swap vs 6M (CME) |
09/30/2014 |
Certified |
10/15/2014 |
|
1 |
| BSEF |
The contract associated with filing 2014-P-12 (the "Contract") is hereby amended to indicate that transactions in the Contract must be conducted with a minimum size of GBP 1000, rather than "as agreed by counterparties" as stated in the original filing. |
MAT IRS GBP Swap vs 6M (LCH) |
09/30/2014 |
Certified |
10/15/2014 |
|
1 |
| BSEF |
The contract associated with filing 2014-P-14 (the "Contract") is hereby amended to indicate that transactions in the Contract must be conducted with a minimum size of GBP 1000, rather than "as agreed by counterparties" as stated in the original filing. |
MAT IRS GBP Swap vs 3M (LCH) |
09/30/2014 |
Certified |
10/15/2014 |
|
1 |
| BGC |
The following amendments to BGC Derivative Markets L.P.'s ("BGCDM") Rules update the BGC Derivative Markets, L.P. Contract Specifications ("Contract Specifications") in light of the ISDA 2014 Credit Event definitions. |
|
09/18/2014 |
Certified |
10/02/2014 |
|
4 |
| TWSEF |
The Rulebook has been amended to delist various swaps contracts |
Swaps |
02/03/2022 |
Certified |
02/03/2022 |
|
4 |
| TWSEF |
The Rulebook has been amended to reflect the delisting of Single Period Swaps: US Dollar\r\nSecured Overnight Financing Rate. |
|
03/20/2024 |
Certified |
03/20/2024 |
|
2 |
| DWSEF |
The Rulebook has been amended to reflect the delisting of Single Period Swaps: US Dollar\r\nSecured Overnight Financing Rate. |
|
03/20/2024 |
Certified |
03/20/2024 |
|
2 |
| TWSEF |
The Rulebook has been amended to reflect the inclusion of more granular and specific information\r\nin the Swap Specifications |
|
03/28/2024 |
10 Day Review |
03/28/2024 |
|
2 |
| TWSEF |
The Rulebook has been amended to reflect updates in the Fixed to Floating Specification and\r\nmore granular information in the Overnight Index Swap Specification. |
|
05/05/2023 |
Certified |
05/19/2023 |
|
4 |
| TPSEF |
This filing contains a Weekly Notification of Rule Amendments pursuant to CFTC Regulation 40.6(d) of certain non-substantive revisions made to the terms and conditions of Equity Index Swaps and Equity Index Variance Swaps. |
Equity Index Swaps and Equity Index Variance Swaps |
08/29/2014 |
Notified |
08/29/2014 |
|
1 |
| LGX |
This is a duplicate filing to what was already filed on Friday, February 19, 2021. We are submitting this exact copy again to the Commission in support of LedgerX product terms and conditions so that it is routed correctly. |
USD/ETH Deci Futures, USD/ETH Deci Options, and all other LedgerX products referencing digital currency. |
02/23/2021 |
Certified |
03/09/2021 |
|
1 |
| RF SEF |
Thomson Reuters (SEF) LLC ("TR SEF") wishes to amend certain rules in its Rulebook |
Non-Deliverable Forwards and Cross-Currency NDFs |
09/18/2017 |
Certified |
10/02/2017 |
|
2 |
| TWSEF |
TW SEF LLC -Voluntary Submission for Commission Review and Approval for Swaps to be Made Available to Trade |
MAT Determination |
05/22/2023 |
Approved |
07/07/2023 |
|
1 |
| TWSEF |
TWSEF Fee Schedule Update for EMEA , Rate Swaps, and Rate Swaps (EU and Asian Hours)Effective date is June 9th as there were issues with the CFTC portal upload- confirmed with CFTC Tech Support |
Rate Swaps , EMA Swaps |
05/26/2022 |
Certified |
06/10/2022 |
|
1 |
| TWSEF |
TWSEF Fee Schedule Update- part of Submission Number 2205-2611-2023-74 |
TWSEF Fee Schedule Update- part of Submission Number 2205-2611-2023-74 |
05/26/2022 |
Certified |
06/10/2022 |
|
2 |
| TWSEF |
TWSEF Fee Update - CDS |
CDS |
01/19/2022 |
Certified |
02/02/2022 |
|
2 |
| TWSEF |
TWSEF rulebook update in response to rule 411 |
Rulebook Update - 411 Block Trades |
06/02/2022 |
Certified |
06/16/2022 |
|
4 |
| DWSEF |
Update to DW SEF IRS Fee Schedule |
IRS |
03/07/2023 |
Certified |
03/21/2023 |
|
3 |
| TWSEF |
Update to our Emerging Markets Swap Fee Schedule |
Emerging Market Currencies |
01/30/2023 |
Certified |
02/13/2023 |
|
2 |
| TWSEF |
Update to our Emerging Markets Swaps Fee Schedule |
Emerging Market Currencies |
10/03/2022 |
Certified |
10/18/2022 |
|
2 |
| LGX |
Updates to Participant Agreement, User Agreement, and Privacy Policy |
Updates to Participant Agreement, User Agreement, and Privacy Policy |
03/10/2022 |
Certified |
03/24/2022 |
|
2 |
| NEXSEF |
Weekly Notification of Rule Amendments |
Non Deliverable Forwards and FX Options |
04/30/2019 |
Notified |
04/30/2019 |
|
3 |
| ICE SEF |
Weekly Notification of Rule Amendments |
Daily CFD - Dated Brent vs First Month BFOE Swap; Weekly CFD - Dated Brent vs First Month BFOE Swap; Weekly CFD - Dated Brent vs Second Month BFOE Swap |
02/16/2018 |
Notified |
02/16/2018 |
|
4 |
| ICAPSEF |
Weekly Notification of Rule Amendments |
IOS Index Creit Default Swaps, IBoxx Total Ruturn Swaps and IBoxx Liquid Leveraged Loans Total Return Swaps |
08/06/2014 |
Notified |
08/06/2014 |
|
2 |
| SWAPX |
Withdrawl and delist swap contracts |
LIBOR-based swaps |
02/26/2014 |
Certified |
02/26/2014 |
|
1 |
