Product Terms and Conditions Rules - Swap Execution Facilities

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Organization Filing Description Products Affected Receipt Date Status Date Remarks Documents
CBOESEF Changes to Minimum Tick Size on KRW Contracts, and addition of trading months in respect of Contracts available in each currency pair All Contracts (NDFs) 03/05/2018 Certified 03/19/2018 1
LGX Clarification regarding listing of specified contracts 03/15/2024 Certified 03/29/2024 3
TDERIV clarifying amendments to Rule 1002 - MAC Interest Rate Swaps MAC Interest Rate Swaps 12/19/2014 Notified 12/19/2014 3
SWAPX Clarifying changes have been made to the description of current trading protocols on SwapEx. Non-Deliverable Forwards 07/14/2022 Certified 07/28/2022 6
DWSEF Commission Regulations 40.2(a) and 40.2(d): Class Certification of Basis Swaps - USD 3-Month BSBY vs. 1-Month BSBY; Basis Swaps - USD SOFR vs. 3-Month BSBY; and Basis Swaps - USD SOFR vs. 1-Month BSBY Basis Swaps - USD 3-Month BSBY vs. 1-Month BSBY; Basis Swaps - USD SOFR vs. 3-Month BSBY; and Basis Swaps - USD SOFR vs. 1-Month BSBY 02/04/2022 Certified 02/18/2022 2
AEGIS Contract Accountability Levels Table AEGIS SEF Product Listings Rule 1000-1508 09/01/2022 Certified 09/16/2022 2
RADSEF Delist and withdraw interest rate swaps Interest rate swaps 03/03/2014 Certified 03/03/2014 1
ICE SEF Delisting 59 Contracts Financial Gas and Power Contracts 04/19/2021 Certified 04/19/2021 7
SWAPX Delisting of all Interest Rate Swap products listed for trading on SwapEx and deletion of applicable product specifications from SwapEx website. SwapEx USD LIBOR IRS: Fixed-to-Floating; SwapEx USD EURIBOR IRS: Fixed-to-Floating; and SwapEx USD LIBOR IRS: Fixed-to-Floating. 06/02/2015 Certified 06/02/2015 1
ICAPSEF Delisting of certain Credit Derivatives contracts based on Markit iTraxx Indices iTraxx based Credit Derivative Indices, iTraxx based Credit Derivatives Tranches, all Credit Derivatives Options 08/07/2014 Certified 08/07/2014 2
CMESEF Delisting of the Transco Zone 6 Natural Gas (Platts IFERC) Fixed Price Swap Contract Without Open Interest. See filing. 10/16/2017 Certified 10/16/2017 1
ICE SEF Delisting One Swap Contract Singapore Mogas 95 Unleaded vs Singapore Mogas 92 Unleaded Swap 08/13/2020 Certified 08/13/2020 4
ICE SEF Delisting two (2) swap contracts Singapore Jet Kero vs Singapore Gasoil Swap;Singapore Jet Kero vs Singapore Gasoil Balmo Swap 07/13/2020 Certified 07/13/2020 5
DWSEF DW SEF LLC Amendment of Rule 205 (Regulatory Oversight Committee) and Rule 901 (Swap Specifications) Regulatory Oversight Committee and Swap Specifications 02/02/2022 Certified 02/16/2022 4
DWSEF DW SEF LLC Amendment of Rule 901 (Swap Specifications) Swap Specifications 02/04/2022 Certified 02/18/2022 4
DWSEF DW SEF removing CDOR from rulebook 09/05/2023 Certified 09/05/2023 2
DWSEF DW SEF Rulebook update - Rule 411 Rule 411- Block Trades 06/02/2022 Certified 06/16/2022 4
DWSEF DW SEF Rulebook update to remove LIBOR references 06/29/2023 Certified 06/29/2023 2
TWSEF Enhancements and changes to Rule 901 (Swap Specifications) Swaps 12/21/2022 Certified 01/06/2023 4
TWSEF Fee Schedule - Fully Integrated API Services Fee Schedule (Rate Swaps) 08/14/2023 Certified 08/28/2023 2
TWSEF Fee Schedule - Fully Integrated API Services Fee Schedule (Rate Swaps- EU and Asia Hours) 08/14/2023 Certified 08/28/2023 2
TWSEF Fee Schedule Update for Rate Swaps ( Tokyo Hours Only) TW SEF Fee Update 07/06/2022 Certified 07/20/2022 2
TWSEF Fee Schedule Update- Direct GUI participants Fee Schedule Change 01/10/2023 Certified 01/25/2023 2
TWSEF Fee Schedule Update- Fully Integrated API Services Fee Schedule (Rate Swaps) TW SEF Fee Schedule Update 08/31/2022 Certified 09/15/2022 2
TWSEF Fully Integrated API Services Fee Schedule (Rate Swaps Currencies - Tokyo Hours Only) Rates Swaps 01/19/2022 Certified 02/02/2022 2
ICE SEF ICE Swap Trade, LLC ("IST") is amending its 2018 Trading and Holiday Schedule in order to affect certain administrative/clerical revisions regarding observed holidays. 2018 Trading and Holiday Schedule 01/05/2018 Notified 01/05/2018 5
ICE SEF ICE Swap Trade, LLC ("IST") is amending its Rulebook in order to affect certain administrative/clerical revisions, clarify the scope of certain Rules, and respond to upcoming changes by the index provider for certain Commodity Contracts. All Commodity Contracts that referenced the Singapore Gasoil 500ppm and 10ppm sulfur Gasoil grades. 12/12/2017 Certified 12/27/2017 5
ICE SEF ICE Swap Trade, LLC is revising its Error Trade Policy. N/A 03/06/2015 Certified 03/20/2015 4
ICE SEF ICE Swap Trade, LLC's weekly notification of rule changes APAC LNG Derivatives Swap, APAC LNG Derivatives Swap Balmo, 3.5% CIF Med Cargoes vs 3.5% FOB Med Cargoes Balmo Swap, Marine Fuel 0.5% FOB Rotterdam Barges Balmo Swap, Marine Fuel 0.5% FOB Singapore Balmo Swap 08/22/2022 Notified 08/22/2022 4
CBOESEF Javelin SEF submits the Notice to Participants related to Rule Amendments made to Rule 318, that were submitted on May 8, 2015. Interest Rate Swaps 05/15/2015 Certified 06/01/2015 1
MKAXSEF Made Available to Trade Determination for Certain Credit Default Swaps Certain Credit Default Swaps 10/30/2013 Certified 01/28/2014 2
TWSEF Made Available to Trade Determination for TW SEF MAT Determination 04/12/2023 Withdrawn 05/22/2023 1
TWSEF Made Available to Trade Determination of Certain Interest Rate and Credit Default Swaps Certain Interest Rate and Credit Default Swaps 10/28/2013 Certified 01/27/2014 4
TDERIV Made Available to Trade Submission of Certain Interest Rate Swaps. TRUEEX #2013-14 Certain Interest Rate Swaps 10/22/2013 Certified 01/22/2014 1
CBOESEF Made Available to Trade Submission of Certain Interest Rate Swaps. Javelin #13-06 Certain Interest Rate Swaps 10/19/2013 Certified 01/16/2014 5
BSEF Made available-to-trade determinations for certain interest rate and credit default swap contracts. IRS and CDS 12/06/2013 Certified 03/09/2014 2
NEXSEF Market Regulation Advisory Notice 2019-02 Non Deliverable Forwards 07/02/2019 Certified 07/17/2019 3
MKAXSEF MarketAxess SEF Corporation files this notification due to the series roll of the products MarketAxess SEF Corporation lists for trading. See Appendix A 10/13/2014 Notified 10/13/2014 1
MKAXSEF MarketAxess SEF Corporation intends to delist these products at the close of business onAugust 31, 2021. CDX and iTraxx CDS indices. 08/19/2021 Certified 08/19/2021 1
ICE SEF Modification of Contract Names APAC LNG Derivatives; APAC WIM LNG Derivatives 09/15/2021 Notified 09/15/2021 4
CBOESEF Modification of the Minimum Tick Size and Fair Trade Range in respect of the USD/PEN Currency Pair. USD/PEN NDF 03/26/2021 Notified 03/26/2021 1
TRAD Modifications to Tradition SEF - Trad-X USD IRS Liquidity Provider Program Tradition SEF - Trad-X USD IRS Liquidity Provider Program 07/18/2022 Certified 08/01/2022 1
TDERIV Notice to delist Interest Rate Swap products from the trueEX SEF Fixed Floating Interest Rate Swaps, Swaptons on Fixed Floating Interest Rate Swaps, Market Agreed Coupon Swaps, Overnight Index Swaps, Forward Rate Agreements 07/18/2019 Certified 07/18/2019 1
CBOESEF Notice, pursuant to 40.6(a), of delisting of interest rate swap products with no open interest. 1. Australian Dollar, Canadian Dollar, Swiss Franc, Euro Dollar, British Pound, and Japanese Yen. 2. All tenors IRS US Dollar (CME & LCH cleared) except for tenors in 2, 3, 5, 7 and 10 years. 3. Package, basis, IMM, MAC & spreads for all IRS. 12/09/2016 Certified 12/09/2016 1
RADSEF Notification of a typographical error in its NOK LIBOR Fixed for Float IRS NOK LIBOR Fixed for Float 03/10/2014 Certified 03/25/2014 1
RADSEF Notification to correct a typographical error in CAD LIBOR Fixed for Float IRS product submission CAD LIBOR Fixed for Float IRS 03/10/2014 Certified 03/25/2014 1
ICE SEF Product Name Change & Terms Modification USAC HSFO vs USGC HSFO Fuel Oil Swap 01/05/2021 Notified 01/05/2021 4
BSEF Pursuant to Section 5c(c) of the Commodity Exchange Act (the "Act") and Section 40.6(a) of theregulations of the Commodity Futures Trading Commission (the "Commission"), BloombergSEF LLC hereby notifies the Commission that it has amended its Rulebook. N/A 01/30/2015 Certified 02/13/2015 1
TRAD Revised formula for calculating actual realized daily volatility of Volatility Swaps. Volatility Swaps. 04/01/2019 Certified 04/15/2019 3
LGX Revised Rulebook All LedgerX Products 02/19/2021 Certified 03/05/2021 1