CBOESEF |
Changes to Minimum Tick Size on KRW Contracts, and addition of trading months in respect of Contracts available in each currency pair |
All Contracts (NDFs) |
03/05/2018 |
Certified |
03/19/2018 |
|
1 |
LGX |
Clarification regarding listing of specified contracts |
|
03/15/2024 |
Certified |
03/29/2024 |
|
3 |
TDERIV |
clarifying amendments to Rule 1002 - MAC Interest Rate Swaps |
MAC Interest Rate Swaps |
12/19/2014 |
Notified |
12/19/2014 |
|
3 |
SWAPX |
Clarifying changes have been made to the description of current trading protocols on SwapEx. |
Non-Deliverable Forwards |
07/14/2022 |
Certified |
07/28/2022 |
|
6 |
DWSEF |
Commission Regulations 40.2(a) and 40.2(d): Class Certification of Basis Swaps - USD 3-Month BSBY vs. 1-Month BSBY; Basis Swaps - USD SOFR vs. 3-Month BSBY; and Basis Swaps - USD SOFR vs. 1-Month BSBY |
Basis Swaps - USD 3-Month BSBY vs. 1-Month BSBY; Basis Swaps - USD SOFR vs. 3-Month BSBY; and Basis Swaps - USD SOFR vs. 1-Month BSBY |
02/04/2022 |
Certified |
02/18/2022 |
|
2 |
AEGIS |
Contract Accountability Levels Table |
AEGIS SEF Product Listings Rule 1000-1508 |
09/01/2022 |
Certified |
09/16/2022 |
|
2 |
RADSEF |
Delist and withdraw interest rate swaps |
Interest rate swaps |
03/03/2014 |
Certified |
03/03/2014 |
|
1 |
ICE SEF |
Delisting 59 Contracts |
Financial Gas and Power Contracts |
04/19/2021 |
Certified |
04/19/2021 |
|
7 |
SWAPX |
Delisting of all Interest Rate Swap products listed for trading on SwapEx and deletion of applicable product specifications from SwapEx website. |
SwapEx USD LIBOR IRS: Fixed-to-Floating; SwapEx USD EURIBOR IRS: Fixed-to-Floating; and SwapEx USD LIBOR IRS: Fixed-to-Floating. |
06/02/2015 |
Certified |
06/02/2015 |
|
1 |
ICAPSEF |
Delisting of certain Credit Derivatives contracts based on Markit iTraxx Indices |
iTraxx based Credit Derivative Indices, iTraxx based Credit Derivatives Tranches, all Credit Derivatives Options |
08/07/2014 |
Certified |
08/07/2014 |
|
2 |
CMESEF |
Delisting of the Transco Zone 6 Natural Gas (Platts IFERC) Fixed Price Swap Contract Without Open Interest. |
See filing. |
10/16/2017 |
Certified |
10/16/2017 |
|
1 |
ICE SEF |
Delisting One Swap Contract |
Singapore Mogas 95 Unleaded vs Singapore Mogas 92 Unleaded Swap |
08/13/2020 |
Certified |
08/13/2020 |
|
4 |
ICE SEF |
Delisting two (2) swap contracts |
Singapore Jet Kero vs Singapore Gasoil Swap;Singapore Jet Kero vs Singapore Gasoil Balmo Swap |
07/13/2020 |
Certified |
07/13/2020 |
|
5 |
DWSEF |
DW SEF LLC Amendment of Rule 205 (Regulatory Oversight Committee) and Rule 901 (Swap Specifications) |
Regulatory Oversight Committee and Swap Specifications |
02/02/2022 |
Certified |
02/16/2022 |
|
4 |
DWSEF |
DW SEF LLC Amendment of Rule 901 (Swap Specifications) |
Swap Specifications |
02/04/2022 |
Certified |
02/18/2022 |
|
4 |
DWSEF |
DW SEF removing CDOR from rulebook |
|
09/05/2023 |
Certified |
09/05/2023 |
|
2 |
DWSEF |
DW SEF Rulebook update - Rule 411 |
Rule 411- Block Trades |
06/02/2022 |
Certified |
06/16/2022 |
|
4 |
DWSEF |
DW SEF Rulebook update to remove LIBOR references |
|
06/29/2023 |
Certified |
06/29/2023 |
|
2 |
TWSEF |
Enhancements and changes to Rule 901 (Swap Specifications) |
Swaps |
12/21/2022 |
Certified |
01/06/2023 |
|
4 |
TWSEF |
Fee Schedule - Fully Integrated API Services Fee Schedule (Rate Swaps) |
|
08/14/2023 |
Certified |
08/28/2023 |
|
2 |
TWSEF |
Fee Schedule - Fully Integrated API Services Fee Schedule (Rate Swaps- EU and Asia Hours) |
|
08/14/2023 |
Certified |
08/28/2023 |
|
2 |
TWSEF |
Fee Schedule Update for Rate Swaps ( Tokyo Hours Only) |
TW SEF Fee Update |
07/06/2022 |
Certified |
07/20/2022 |
|
2 |
TWSEF |
Fee Schedule Update- Direct GUI participants |
Fee Schedule Change |
01/10/2023 |
Certified |
01/25/2023 |
|
2 |
TWSEF |
Fee Schedule Update- Fully Integrated API Services Fee Schedule (Rate Swaps) |
TW SEF Fee Schedule Update |
08/31/2022 |
Certified |
09/15/2022 |
|
2 |
TWSEF |
Fully Integrated API Services Fee Schedule (Rate Swaps Currencies - Tokyo Hours Only) |
Rates Swaps |
01/19/2022 |
Certified |
02/02/2022 |
|
2 |
ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its 2018 Trading and Holiday Schedule in order to affect certain administrative/clerical revisions regarding observed holidays. |
2018 Trading and Holiday Schedule |
01/05/2018 |
Notified |
01/05/2018 |
|
5 |
ICE SEF |
ICE Swap Trade, LLC ("IST") is amending its Rulebook in order to affect certain administrative/clerical revisions, clarify the scope of certain Rules, and respond to upcoming changes by the index provider for certain Commodity Contracts. |
All Commodity Contracts that referenced the Singapore Gasoil 500ppm and 10ppm sulfur Gasoil grades. |
12/12/2017 |
Certified |
12/27/2017 |
|
5 |
ICE SEF |
ICE Swap Trade, LLC is revising its Error Trade Policy. |
N/A |
03/06/2015 |
Certified |
03/20/2015 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC's weekly notification of rule changes |
APAC LNG Derivatives Swap, APAC LNG Derivatives Swap Balmo, 3.5% CIF Med Cargoes vs 3.5% FOB Med Cargoes Balmo Swap, Marine Fuel 0.5% FOB Rotterdam Barges Balmo Swap, Marine Fuel 0.5% FOB Singapore Balmo Swap |
08/22/2022 |
Notified |
08/22/2022 |
|
4 |
CBOESEF |
Javelin SEF submits the Notice to Participants related to Rule Amendments made to Rule 318, that were submitted on May 8, 2015. |
Interest Rate Swaps |
05/15/2015 |
Certified |
06/01/2015 |
|
1 |
MKAXSEF |
Made Available to Trade Determination for Certain Credit Default Swaps |
Certain Credit Default Swaps |
10/30/2013 |
Certified |
01/28/2014 |
|
2 |
TWSEF |
Made Available to Trade Determination for TW SEF |
MAT Determination |
04/12/2023 |
Withdrawn |
05/22/2023 |
|
1 |
TWSEF |
Made Available to Trade Determination of Certain Interest Rate and Credit Default Swaps |
Certain Interest Rate and Credit Default Swaps |
10/28/2013 |
Certified |
01/27/2014 |
|
4 |
TDERIV |
Made Available to Trade Submission of Certain Interest Rate Swaps. TRUEEX #2013-14 |
Certain Interest Rate Swaps |
10/22/2013 |
Certified |
01/22/2014 |
|
1 |
CBOESEF |
Made Available to Trade Submission of Certain Interest Rate Swaps. Javelin #13-06 |
Certain Interest Rate Swaps |
10/19/2013 |
Certified |
01/16/2014 |
|
5 |
BSEF |
Made available-to-trade determinations for certain interest rate and credit default swap contracts. |
IRS and CDS |
12/06/2013 |
Certified |
03/09/2014 |
|
2 |
NEXSEF |
Market Regulation Advisory Notice 2019-02 |
Non Deliverable Forwards |
07/02/2019 |
Certified |
07/17/2019 |
|
3 |
MKAXSEF |
MarketAxess SEF Corporation files this notification due to the series roll of the products MarketAxess SEF Corporation lists for trading. |
See Appendix A |
10/13/2014 |
Notified |
10/13/2014 |
|
1 |
MKAXSEF |
MarketAxess SEF Corporation intends to delist these products at the close of business onAugust 31, 2021. |
CDX and iTraxx CDS indices. |
08/19/2021 |
Certified |
08/19/2021 |
|
1 |
ICE SEF |
Modification of Contract Names |
APAC LNG Derivatives; APAC WIM LNG Derivatives |
09/15/2021 |
Notified |
09/15/2021 |
|
4 |
CBOESEF |
Modification of the Minimum Tick Size and Fair Trade Range in respect of the USD/PEN Currency Pair. |
USD/PEN NDF |
03/26/2021 |
Notified |
03/26/2021 |
|
1 |
TRAD |
Modifications to Tradition SEF - Trad-X USD IRS Liquidity Provider Program |
Tradition SEF - Trad-X USD IRS Liquidity Provider Program |
07/18/2022 |
Certified |
08/01/2022 |
|
1 |
TDERIV |
Notice to delist Interest Rate Swap products from the trueEX SEF |
Fixed Floating Interest Rate Swaps, Swaptons on Fixed Floating Interest Rate Swaps, Market Agreed Coupon Swaps, Overnight Index Swaps, Forward Rate Agreements |
07/18/2019 |
Certified |
07/18/2019 |
|
1 |
CBOESEF |
Notice, pursuant to 40.6(a), of delisting of interest rate swap products with no open interest. |
1. Australian Dollar, Canadian Dollar, Swiss Franc, Euro Dollar, British Pound, and Japanese Yen. 2. All tenors IRS US Dollar (CME & LCH cleared) except for tenors in 2, 3, 5, 7 and 10 years. 3. Package, basis, IMM, MAC & spreads for all IRS. |
12/09/2016 |
Certified |
12/09/2016 |
|
1 |
RADSEF |
Notification of a typographical error in its NOK LIBOR Fixed for Float IRS |
NOK LIBOR Fixed for Float |
03/10/2014 |
Certified |
03/25/2014 |
|
1 |
RADSEF |
Notification to correct a typographical error in CAD LIBOR Fixed for Float IRS product submission |
CAD LIBOR Fixed for Float IRS |
03/10/2014 |
Certified |
03/25/2014 |
|
1 |
ICE SEF |
Product Name Change & Terms Modification |
USAC HSFO vs USGC HSFO Fuel Oil Swap |
01/05/2021 |
Notified |
01/05/2021 |
|
4 |
BSEF |
Pursuant to Section 5c(c) of the Commodity Exchange Act (the "Act") and Section 40.6(a) of theregulations of the Commodity Futures Trading Commission (the "Commission"), BloombergSEF LLC hereby notifies the Commission that it has amended its Rulebook. |
N/A |
01/30/2015 |
Certified |
02/13/2015 |
|
1 |
TRAD |
Revised formula for calculating actual realized daily volatility of Volatility Swaps. |
Volatility Swaps. |
04/01/2019 |
Certified |
04/15/2019 |
|
3 |
LGX |
Revised Rulebook |
All LedgerX Products |
02/19/2021 |
Certified |
03/05/2021 |
|
1 |