Product Terms and Conditions Rules - Swap Execution Facilities

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Organization Filing Description Products Affected Receipt Date Status Date Remarks Documents
TDERIV amendment of maximum tenors for certain fixed/floating IRS Fixed For Floating Interest Rate Swaps 08/02/2017 Certified 08/16/2017 1
CBOESEF Submission of amendment of product terms. CME cleared IRS products. 12/31/2015 Certified 01/15/2016 1
TRAD Amendments to Tradition SEF, Inc. Rulebook- Platform Supplement 1: Trad-X USD IRS Trading System to amend minimum tick size increments to 0.0625 basis points. USD Interest Rate Swaps 07/07/2020 Certified 07/21/2020 1
TDERIV Amendment of Product Terms and Conditions for Overnight Index Swaps Overnight Index Swaps 09/21/2016 Certified 10/05/2016 1
TRAD Amendments to Submission No. 14-15 regarding Tradition SEF's Interest Rate Swap Asset Class Product Listing and Terms and Conditions. Interest Rate Swap Asset Class. 04/15/2015 Certified 04/29/2015 1
TDERIV Amending overnight index rate on CHF OIS Overnight index swaps 12/31/2017 Certified 01/16/2018 1
TWSEF TWSEF Fee Schedule Update for EMEA , Rate Swaps, and Rate Swaps (EU and Asian Hours)Effective date is June 9th as there were issues with the CFTC portal upload- confirmed with CFTC Tech Support Rate Swaps , EMA Swaps 05/26/2022 Certified 06/10/2022 1
RF SEF Rule amendments to allow for voluntary clearing of certain NDF products 03/11/2024 Certified 03/25/2024 1
LGX Amended Rulebook USDBTC OptionsPrepaid Day-Ahead Bitcoin Swaps 09/19/2017 Certified 10/03/2017 1
NEXSEF Amendments to NEX SEF Rule 802(7) ("Overnight Index Swaps") (Form SEF Exhibit M) 10/24/2023 Certified 11/07/2023 1
LATAM CFTC Reg 40.6(a) certification of amendments to LatAm SEF Rulebook Chapter 12. IRS Contract Terms and Conditions 12/20/2018 10 Day Review 12/20/2018 1
BGC Amendments to clarify that the EMTA template provisions regarding disruption events and fallbacks are incorporated into NDF contracts Non-Deliverable Forwards and Options 12/05/2013 Certified 12/19/2013 1
GFISEF Change in contract specifications to accommodate the transition from LIBOR to SOFR. Amended language on two rules to add SOFR. Attached 01/04/2022 Certified 01/19/2022 1
SWAPX Adds position accountability levels for interest rate swap contracts Interest rate swaps 01/22/2014 Certified 07/29/2014 1
BSEF Pursuant to Section 5c(c) of the Commodity Exchange Act (the "Act") and Section 40.6(a) of theregulations of the Commodity Futures Trading Commission (the "Commission"), BloombergSEF LLC hereby notifies the Commission that it has amended its Rulebook. N/A 01/30/2015 Certified 02/13/2015 1
LGX Revised Rulebook All LedgerX Products 02/19/2021 Certified 03/05/2021 1
CMESEF Amendments to CME SEF Chapter 10 - U.S. Midwest #1 Busheling Ferrous Scrap (AMM) Swap Contract to Increase Minimum Price Fluctuation and Related Amendments to the Globex Non Reviewable Trading Ranges Table. See filing. 07/11/2018 Certified 07/25/2018 1
DWSEF DW SEF removing CDOR from rulebook 09/05/2023 Certified 09/05/2023 2
LGX Amending fee schedule for new participants. USD-BTC day-ahead options, USD-BTC weekly options, USD-BTC monthly options, USD-BTC day-ahead swaps 01/03/2019 Notified 01/03/2019 2
TWSEF The Rulebook has been amended to reflect the delisting of Single Period Swaps: US Dollar\r\nSecured Overnight Financing Rate. 03/20/2024 Certified 03/20/2024 2
DWSEF The Rulebook has been amended to reflect the delisting of Single Period Swaps: US Dollar\r\nSecured Overnight Financing Rate. 03/20/2024 Certified 03/20/2024 2
TWSEF Update to our Emerging Markets Swap Fee Schedule Emerging Market Currencies 01/30/2023 Certified 02/13/2023 2
TWSEF Update to our Emerging Markets Swaps Fee Schedule Emerging Market Currencies 10/03/2022 Certified 10/18/2022 2
LGX Updates to Participant Agreement, User Agreement, and Privacy Policy Updates to Participant Agreement, User Agreement, and Privacy Policy 03/10/2022 Certified 03/24/2022 2
TWSEF The Rulebook has been amended to reflect the inclusion of more granular and specific information\r\nin the Swap Specifications 03/28/2024 10 Day Review 03/28/2024 2
TRAD Amendments to Tradition SEF's Interest Rate Swap Asset Class Product Listing and Terms and Conditions. Interest Rate Swap Asset Class 12/11/2015 Certified 12/28/2015 2
BSEF Made available-to-trade determinations for certain interest rate and credit default swap contracts. IRS and CDS 12/06/2013 Certified 03/09/2014 2
TWSEF Fee Schedule Update for Rate Swaps ( Tokyo Hours Only) TW SEF Fee Update 07/06/2022 Certified 07/20/2022 2
TWSEF TWSEF Fee Update - CDS CDS 01/19/2022 Certified 02/02/2022 2
TWSEF Fully Integrated API Services Fee Schedule (Rate Swaps Currencies - Tokyo Hours Only) Rates Swaps 01/19/2022 Certified 02/02/2022 2
IGDL Rule 40.6(a) delisting of swaps with no open interest Rules 801(1), 801(2), 801(4), 801(5) and 801(6) 01/20/2016 Certified 01/20/2016 2
DWSEF DW SEF Rulebook update to remove LIBOR references 06/29/2023 Certified 06/29/2023 2
AEGIS Amendments to Exhibit N-1 Participant Agreement Exhibit N-1 Participant Agreement 12/22/2022 Notified 12/22/2022 2
TWSEF Fee Schedule - Fully Integrated API Services Fee Schedule (Rate Swaps) 08/14/2023 Certified 08/28/2023 2
TWSEF Fee Schedule - Fully Integrated API Services Fee Schedule (Rate Swaps- EU and Asia Hours) 08/14/2023 Certified 08/28/2023 2
TWSEF Fee Schedule Update- Fully Integrated API Services Fee Schedule (Rate Swaps) TW SEF Fee Schedule Update 08/31/2022 Certified 09/15/2022 2
AEGIS Contract Accountability Levels Table AEGIS SEF Product Listings Rule 1000-1508 09/01/2022 Certified 09/16/2022 2
DWSEF Commission Regulations 40.2(a) and 40.2(d): Class Certification of Basis Swaps - USD 3-Month BSBY vs. 1-Month BSBY; Basis Swaps - USD SOFR vs. 3-Month BSBY; and Basis Swaps - USD SOFR vs. 1-Month BSBY Basis Swaps - USD 3-Month BSBY vs. 1-Month BSBY; Basis Swaps - USD SOFR vs. 3-Month BSBY; and Basis Swaps - USD SOFR vs. 1-Month BSBY 02/04/2022 Certified 02/18/2022 2
TRAD Amendments to Tradition SEF's Interest Rate Swap Asset Class Product Listing and Terms and Conditions. Interest Rate Swap Asset Class. 07/07/2015 Certified 07/21/2015 2
TWSEF Fee Schedule Update- Direct GUI participants Fee Schedule Change 01/10/2023 Certified 01/25/2023 2
TRAD Amendment to Tradition SEF's StreamGlobal Credit Default Swap Trading Platform Supplement. Electronic Work-Up and Ad Hoc Mid-Price Match 11/04/2022 Certified 11/21/2022 2
TWSEF TWSEF Fee Schedule Update- part of Submission Number 2205-2611-2023-74 TWSEF Fee Schedule Update- part of Submission Number 2205-2611-2023-74 05/26/2022 Certified 06/10/2022 2
TPSEF Amendments to Exhibit Q to tpSEF's Form SEF. Exhibit Q to tpSEF's Form SEF 03/15/2023 Certified 03/29/2023 2
TDERIV Added language to clarify that interest rate swaps covered by this rule can be traded as Cleared Transactions or Uncleared Transactions on the SEF Trading System. Schedule 1001 - added the specific terms applicable for each Currency. Fixed for Floating Interest Rate Swap Contracts 02/05/2017 Certified 02/17/2017 2
RF SEF Thomson Reuters (SEF) LLC ("TR SEF") wishes to amend certain rules in its Rulebook Non-Deliverable Forwards and Cross-Currency NDFs 09/18/2017 Certified 10/02/2017 2
MKAXSEF Made Available to Trade Determination for Certain Credit Default Swaps Certain Credit Default Swaps 10/30/2013 Certified 01/28/2014 2
ICAPSEF Weekly Notification of Rule Amendments IOS Index Creit Default Swaps, IBoxx Total Ruturn Swaps and IBoxx Liquid Leveraged Loans Total Return Swaps 08/06/2014 Notified 08/06/2014 2
LGX Amended operations manual Operations manual 09/21/2017 Certified 10/05/2017 2
ICAPSEF Delisting of certain Credit Derivatives contracts based on Markit iTraxx Indices iTraxx based Credit Derivative Indices, iTraxx based Credit Derivatives Tranches, all Credit Derivatives Options 08/07/2014 Certified 08/07/2014 2
LGX Clarification regarding listing of specified contracts 03/15/2024 Certified 03/29/2024 3