| KOR |
Update of KOR SDR Fee Schedule |
10/07/2022 |
Certified |
10/24/2022 |
|
1 |
| ICE SDR |
ICE Trade Vault, LLC has amended the ICE Trade Vault Fee Schedule to revise fees related to virtual currency swaps. |
12/16/2021 |
Certified |
01/03/2022 |
|
4 |
| ICE SDR |
Modifications to the ICE Trade Vault Rulebook, Participant Agreement and Fee Schedule |
12/20/2016 |
Certified |
01/05/2017 |
|
11 |
| ICE SDR |
Amending ICE Trade Vault, LLC Trusted Source Agreement, intended to clarify the scope of data access and to incorporate the billing of fees to a derivative clearing organization or other form of central counterparty. |
06/21/2013 |
Certified |
06/27/2013 |
|
1 |
| ICE SDR |
Fee Schedule Updates |
01/12/2018 |
Certified |
01/29/2018 |
|
4 |
| ICE SDR |
Amending ICE Trade Vault Trusted Source Agreement, to clarify the asset classes of the trade data and to clarify that ICE SDR Service Data distributed by Trusted Sources in accordance with Applicable Law is not considered proprietary or confidential. |
08/21/2013 |
Certified |
07/29/2014 |
|
1 |
| ICE SDR |
ICE Trade Vault submits, by written certification, an amendment to the Fee Schedule to address repository fees for cleared swaps and options in the commodity asset class. |
11/13/2014 |
Certified |
11/28/2014 |
|
3 |
| ICE SDR |
Amendments to ICE Trade Vault, LLC Swap Data Repository Rulebook. |
04/30/2013 |
Withdrawn |
05/13/2013 |
|
1 |
| ICE SDR |
Updating Rulebook Section 4.7 relating to verification of single-sided trade data |
07/22/2016 |
Certified |
08/05/2016 |
|
5 |
| ICE SDR |
Revising ICE Trade Vault Rulebook (05/07/13) to Section 4.5 (Lifecycle Event Status) to remove the header "Contingent EFRP", replace with the header "Exchange for Related Position". |
05/07/2013 |
Withdrawn |
05/14/2013 |
|
1 |
| ICE SDR |
Amending ICE Trade Vault, LLC Swap Data Repository Rulebook - Removing the header "Contingent EFRP" replace with "Exchange for Related Position" |
05/14/2013 |
Certified |
05/30/2013 |
|
1 |
| ICE SDR |
ICE Trade Vault, LLC has amended the ICE Trade Vault Rulebook to revise requirements related to exotic swaps. The amended ICE Trade Vault Fee Rulebook is scheduled to be effective on April 24, 2019. |
04/10/2019 |
Certified |
04/24/2019 |
|
4 |
| ICE SDR |
ICE Trade Vault has amended the ICE Trade Vault Participant Agreement and Rulebook as a result of a corporate reorganization. |
07/14/2017 |
Certified |
07/28/2017 |
|
6 |
| ICE SDR |
Amendments to ICE Trade Vault, LLC Fee Schedule. |
05/21/2013 |
Certified |
04/21/2013 |
|
3 |
| ICE SDR |
Submission of Rulebook and Fee Schedule Modifications for the addition of the F/X and IRS asset classes. |
08/21/2015 |
Certified |
09/04/2015 |
|
6 |
| ICE SDR |
Amending ICE Trade Vault, LLC Swap Data Repository Rulebook. |
09/28/2012 |
Certified |
10/10/2012 |
|
1 |
| ICE SDR |
ICE Trade Vault, LLC has amended the ICE Trade Vault Rulebook and ICE Trade Vault Participant Agreement to revise certain terms related to the CFTC swap reporting rule amendments. The amended ICE Trade Vault Rulebook and Participant Agreement are schedule |
12/09/2022 |
Certified |
12/23/2022 |
|
6 |
| ICE SDR |
ICE Trade Vault amendments to existing agreements and rulebook in regards to ICE TV registration as a Canadian trade repository |
10/09/2014 |
Certified |
10/24/2014 |
|
0 |
| ICE SDR |
Amendments to ICE Trade Vault, LLC Swap Data Repository Rulebook Pursuant to Section 5c(c)(1) of the Commodity Exchange Act and Commission Regulation 40.6 |
04/01/2013 |
Withdrawn |
04/08/2013 |
|
1 |
| ICE SDR |
Amendments to ICE Trade Vault, LLC Swap Data Repository Rulebook Pursuant to Section 5c(c)(1) of the Commodity Exchange Act and Commission Regulation 40.5 |
04/01/2013 |
Withdrawn |
05/13/2013 |
|
1 |
| ICE SDR |
Revisions to the ICE Trade Vault Fee Schedule |
03/27/2020 |
Certified |
04/10/2020 |
|
4 |
| ICE SDR |
Amending the Fee Schedule to address repository fees for cleared swaps and options in the commodity asset class. |
06/07/2013 |
Certified |
06/26/2013 |
|
1 |
| ICE SDR |
Amendments to ICE Trade Vault Fee Schedule to address repository fees for cleared swaps and options in the commodity asset class. |
10/17/2013 |
Certified |
07/29/2014 |
|
1 |
| ICE SDR |
Amendments to the Fee Schedule to address clarifications and repository fees for financial coal swaps in the commodity asset class. |
01/22/2014 |
Certified |
07/29/2014 |
|
1 |
| ICE SDR |
Please find attached the updated ICE Trade Vault Rulebook. |
03/06/2024 |
Certified |
03/20/2024 |
|
4 |
| ICE SDR |
ICE Trade Vault, LLC has amended the ICE Trade Vault Participant Agreement to revise certain provisions related to EU data privacy and OFAC requirements. The amended Participant Agreement is scheduled to be effective on June 8, 2018. |
05/24/2018 |
Certified |
06/08/2018 |
|
4 |
| ICE SDR |
Amending ICE Trade Vault Trusted Source Agreement, intended to clarify the scope of data access and to incorporate the billing of fees to a derivative clearing organization or other form of central counterparty. |
06/07/2013 |
Withdrawn |
06/26/2013 |
|
1 |
| ICE SDR |
ICE Trade Vault, LLC has amended the ICE Trade Vault Fee Schedule to revise certain gas conversions rates and add additional bitcoin units of measure. The amended ICE Trade Vault Fee Schedule is scheduled to be effective on July 24, 2018. |
07/10/2018 |
Certified |
07/24/2018 |
|
8 |
| ICE SDR |
ICE Trade Vault has amended the Participant Agreement, Trusted Sources Agreement and Rulebook to revise certain provisions related to creating and managing user IDs for use of the ICE Trade Vault API connectivity. |
12/05/2017 |
Certified |
12/19/2017 |
|
8 |
| ICE SDR |
Amendments to the ICE Trade Vault, LLC Participant Agreement to reflect the CDS asset class. Amendments are due to the merging of the CDS and commodities systems. |
11/03/2015 |
Certified |
11/18/2015 |
|
4 |
| ICE SDR |
Amendments to ICE Trade Vault, LLC Fee Schedule. |
12/20/2013 |
Certified |
07/29/2014 |
|
1 |
| DTCC |
A new fee schedule for DDR is scheduled to be effective on January 1, 2024. |
12/14/2023 |
Certified |
12/29/2023 |
|
3 |
| DTCC |
DDR is updating its internal policies and procedures to conform with business practices and registration in new jurisdictions. |
12/15/2016 |
Certified |
12/30/2016 |
|
1 |
| DTCC |
Revisions to DDR's internal procedures. |
11/24/2020 |
Certified |
12/09/2020 |
|
1 |
| DTCC |
DDR Rule Certification in conjunction with amendments to DDR Rulebook. |
11/17/2022 |
Certified |
12/02/2022 |
|
3 |
| DTCC |
Weekly Notification of Rule Amendments for the week ending May 19, 2017. |
05/19/2017 |
Notified |
05/19/2017 |
|
2 |
| DTCC |
Changes made to DDR documents in connection with DDR's application for registration as a recognized or designated trade repository in the Canadian provinces of Ontario, Quebec and Manitoba. |
08/13/2014 |
Certified |
08/27/2014 |
|
8 |
| DTCC |
DDR Policies & Procedures Update - (1) DDR Code of Conduct; (2) DDR Compliance Manual; (3) DDR Conflict of Interest Resolution Policy; (4) DDR Systems Development & Monitoring Policy; (5) DDR Access & Onboarding Procedures - Remove |
11/17/2022 |
Certified |
12/02/2022 |
|
1 |
| DTCC |
DDR Part 40.6 self-certification for the DDR Systems Development and Monitoring Procedures. |
10/05/2017 |
Certified |
10/20/2017 |
|
1 |
| DTCC |
DDR54 Rule Filing Submission of the DTCC Global Privacy Policy. |
03/22/2024 |
Certified |
04/05/2024 |
|
1 |
| DTCC |
Amending the Fee Schedule to extend the existing fee schedule for the period between July 1, 2013 and June 30, 2014. |
06/21/2013 |
Certified |
07/29/2014 |
|
1 |
| DTCC |
A new fee schedule for DDR is scheduled to be effective on May 1, 2022. |
04/14/2022 |
Certified |
04/27/2022 |
|
3 |
| DTCC |
Updates to DDR's Compliance Manual, Code of Conduct and Conflicts of Interest Resolution Policy |
11/10/2017 |
Certified |
11/27/2017 |
|
1 |
| DTCC |
Amendments to DTCC Data Repository LLC Annex I to the User Agreement |
06/27/2014 |
Certified |
07/29/2014 |
|
0 |
| DTCC |
DDR Financial Resources Procedures updates |
07/27/2021 |
Certified |
08/10/2021 |
|
1 |
| DTCC |
Changes made to the DDR Rulebook in connection with DDR's application for registration as a recognized or designated trade repository in the Canadian provinces of Ontario, Quebec and Manitoba. |
09/19/2014 |
Certified |
10/03/2014 |
|
3 |
| DTCC |
DDR is submitting an update to the DTCC Global Privacy Policy as a rule certification. |
11/09/2018 |
Certified |
11/26/2018 |
|
1 |
| DTCC |
Amendments to the DDR Rulebook to correct notice provisions. |
02/11/2015 |
Certified |
02/25/2015 |
|
4 |
| DTCC |
DDR is submitting an update to the DTCC Global Privacy Policy as a rule certification. |
05/01/2018 |
Certified |
05/15/2018 |
|
1 |
| DTCC |
DDR Rule Certification in connection with amendments to DDR Rulebook. |
04/04/2024 |
Certified |
04/18/2024 |
|
3 |
