| ICE SDR |
Submission of Rulebook and Fee Schedule Modifications for the addition of the F/X and IRS asset classes. |
08/21/2015 |
Certified |
09/04/2015 |
|
6 |
| DTCC |
Amending the Fee Schedule to extend the existing fee schedule for the period between July 1, 2013 and June 30, 2014. |
06/21/2013 |
Certified |
07/29/2014 |
|
1 |
| ICE SDR |
Amending ICE Trade Vault, LLC Swap Data Repository Rulebook. |
09/28/2012 |
Certified |
10/10/2012 |
|
1 |
| DTCC |
DDR Rule Certification in conjunction with amendments to DDR Rulebook. |
03/13/2017 |
Certified |
03/27/2017 |
|
3 |
| DTCC |
Amendments to DTCC Data Repository LLC Fee Schedule effective July 1, 2014 DTCC #2014-02 |
06/06/2014 |
Certified |
07/29/2014 |
|
1 |
| BSDR |
Amendment to Rulebook |
05/26/2015 |
Certified |
06/09/2015 |
|
1 |
| DTCC |
Revisions to DDR's internal policies and procedures. |
06/30/2021 |
Certified |
07/15/2021 |
|
1 |
| DTCC |
A new fee schedule for DDR is scheduled to be effective as of October 1, 2016. |
09/16/2016 |
Certified |
09/30/2016 |
|
2 |
| DTCC |
Update to DDR Policies and Procedures. |
11/27/2023 |
Certified |
12/11/2023 |
|
0 |
| DTCC |
Update of DDR Policies and Procedures - Part two of Submission |
11/27/2023 |
Certified |
12/11/2023 |
|
1 |
| DTCC |
A new fee schedule for DDR is scheduled to be effective on January 1, 2021 |
12/15/2020 |
Certified |
12/30/2020 |
|
3 |
| DTCC |
Update to DDR's documentation to support the End-User Exception. |
06/29/2018 |
Certified |
07/16/2018 |
|
10 |
| DTCC |
DDR Rule Certification in connection with amendments to DDR Rulebook. |
03/10/2023 |
Certified |
03/24/2023 |
|
3 |
| ICE SDR |
ICE Trade Vault, LLC has amended the ICE Trade Vault Rulebook and ICE Trade Vault Participant Agreement to revise certain terms related to the CFTC swap reporting rule amendments. The amended ICE Trade Vault Rulebook and Participant Agreement are schedule |
12/09/2022 |
Certified |
12/23/2022 |
|
6 |
| ICE SDR |
ICE Trade Vault amendments to existing agreements and rulebook in regards to ICE TV registration as a Canadian trade repository |
10/09/2014 |
Certified |
10/24/2014 |
|
0 |
| DTCC |
Update to DDR internal Policies and Procedures. |
12/21/2017 |
Certified |
01/08/2018 |
|
1 |
| DTCC |
DDR Rule Certification in conjunction with amendments to DDR Rulebook. |
03/20/2017 |
Certified |
04/03/2017 |
|
3 |
| ICE SDR |
Revisions to the ICE Trade Vault Fee Schedule |
03/27/2020 |
Certified |
04/10/2020 |
|
4 |
| ICE SDR |
Amending the Fee Schedule to address repository fees for cleared swaps and options in the commodity asset class. |
06/07/2013 |
Certified |
06/26/2013 |
|
1 |
| DTCC |
Amendments to DTCC Data Repository Rulebook and Operating Procedures. |
10/25/2013 |
Certified |
07/29/2014 |
|
1 |
| ICE SDR |
Amendments to ICE Trade Vault Fee Schedule to address repository fees for cleared swaps and options in the commodity asset class. |
10/17/2013 |
Certified |
07/29/2014 |
|
1 |
| ICE SDR |
Amendments to the Fee Schedule to address clarifications and repository fees for financial coal swaps in the commodity asset class. |
01/22/2014 |
Certified |
07/29/2014 |
|
1 |
| DTCC |
Amendments to the Rulebook and Operating Procedures. Letter dated January 21, 2014. |
01/22/2014 |
Certified |
07/29/2014 |
|
1 |
| ICE SDR |
Please find attached the updated ICE Trade Vault Rulebook. |
03/06/2024 |
Certified |
03/20/2024 |
|
4 |
| ICE SDR |
ICE Trade Vault, LLC has amended the ICE Trade Vault Participant Agreement to revise certain provisions related to EU data privacy and OFAC requirements. The amended Participant Agreement is scheduled to be effective on June 8, 2018. |
05/24/2018 |
Certified |
06/08/2018 |
|
4 |
| DTCC |
Rule Filing Update to the DTCC Global Privacy Policy. |
01/16/2024 |
Certified |
01/30/2024 |
|
1 |
| DTCC |
Rule Filing submission of DDR Systems Development and Monitoring Procedures. |
01/16/2024 |
Certified |
01/30/2024 |
|
1 |
| DTCC |
Updates to DDR Systems Development and Monitoring Procedures |
03/16/2023 |
Certified |
03/30/2023 |
|
1 |
| DTCC |
Revisions to DDR's internal policies and procedures. |
11/22/2019 |
Certified |
12/06/2019 |
|
1 |
| CMESDR |
Modification to the Maintenance Windows of all CME Global Repository Services Applications |
09/24/2015 |
Certified |
10/08/2015 |
|
1 |
| CMESDR |
Modifications to the Fee Schedule Applicable to CME SDR |
04/16/2015 |
Certified |
04/30/2015 |
|
1 |
| ICE SDR |
ICE Trade Vault, LLC has amended the ICE Trade Vault Fee Schedule to revise certain gas conversions rates and add additional bitcoin units of measure. The amended ICE Trade Vault Fee Schedule is scheduled to be effective on July 24, 2018. |
07/10/2018 |
Certified |
07/24/2018 |
|
8 |
| DTCC |
DDR Rule Certification in conjunction with amendments to DDR Rulebook. |
08/24/2018 |
Certified |
09/10/2018 |
|
3 |
| ICE SDR |
ICE Trade Vault has amended the Participant Agreement, Trusted Sources Agreement and Rulebook to revise certain provisions related to creating and managing user IDs for use of the ICE Trade Vault API connectivity. |
12/05/2017 |
Certified |
12/19/2017 |
|
8 |
| DTCC |
DTCC Data Repository US LLC Rulebook Amendments - Two new special purpose User Agreements and a supplement to the User Agreement. DTCC #2014-03 |
06/13/2014 |
Certified |
07/29/2014 |
|
1 |
| DTCC |
Non-material amendments to the DDR Rulebook and Disclosure Document to conform with DDR business practice and governance documents. |
11/03/2015 |
Certified |
11/18/2015 |
|
8 |
| ICE SDR |
Amendments to the ICE Trade Vault, LLC Participant Agreement to reflect the CDS asset class. Amendments are due to the merging of the CDS and commodities systems. |
11/03/2015 |
Certified |
11/18/2015 |
|
4 |
| ICE SDR |
Amendments to ICE Trade Vault, LLC Fee Schedule. |
12/20/2013 |
Certified |
07/29/2014 |
|
1 |
| DTCC |
A new fee schedule for DDR is scheduled to be effective as of July 1, 2019. |
06/10/2019 |
Certified |
06/24/2019 |
|
3 |
| DTCC |
Updates to DDR Systems Development and Monitoring Procedures. |
09/19/2022 |
Certified |
10/03/2022 |
|
1 |
| DTCC |
Amendments to DTCC Data Repository LLC Policies and Procedures Pursuant to Order Granting Provisional Registration as a Swap Data Repository. (letter dated December 20, 2013) Filing #2013-04 |
12/23/2013 |
Certified |
07/29/2014 |
|
0 |
| DTCC |
Weekly Notification of Rule Amendments for the week ending May 19, 2017. |
05/19/2017 |
Notified |
05/19/2017 |
|
2 |
| DTCC |
DDR Weekly Notification of Rule Amendments in connection with typographical error correction on CFTC Fee Schedule. |
02/05/2021 |
Notified |
02/05/2021 |
|
1 |
| CMESDR |
Modifications to the Fee Schedule Applicable to CME SDR |
10/03/2017 |
Withdrawn |
10/11/2017 |
|
1 |
| ICE SDR |
Amendments to ICE Trade Vault, LLC Swap Data Repository Rulebook. |
04/30/2013 |
Withdrawn |
05/13/2013 |
|
1 |
| ICE SDR |
Revising ICE Trade Vault Rulebook (05/07/13) to Section 4.5 (Lifecycle Event Status) to remove the header "Contingent EFRP", replace with the header "Exchange for Related Position". |
05/07/2013 |
Withdrawn |
05/14/2013 |
|
1 |
| ICE SDR |
Amendments to ICE Trade Vault, LLC Swap Data Repository Rulebook Pursuant to Section 5c(c)(1) of the Commodity Exchange Act and Commission Regulation 40.6 |
04/01/2013 |
Withdrawn |
04/08/2013 |
|
1 |
| ICE SDR |
Amendments to ICE Trade Vault, LLC Swap Data Repository Rulebook Pursuant to Section 5c(c)(1) of the Commodity Exchange Act and Commission Regulation 40.5 |
04/01/2013 |
Withdrawn |
05/13/2013 |
|
1 |
| CMESDR |
Modifications to the Fee Schedule Applicable to CME SDR |
09/09/2014 |
Withdrawn |
09/23/2014 |
|
1 |
| ICE SDR |
Amending ICE Trade Vault Trusted Source Agreement, intended to clarify the scope of data access and to incorporate the billing of fees to a derivative clearing organization or other form of central counterparty. |
06/07/2013 |
Withdrawn |
06/26/2013 |
|
1 |
