Swap Data Repository Rules

Search Swap Data Repository Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
DTCC DDR Rule Certification in conjunction with amendments to DDR Rulebook. 08/24/2018 Certified 09/10/2018 3
DTCC DDR Rule Certification in connection with amendments to DDR Rulebook. 04/04/2024 Certified 04/18/2024 3
DTCC DDR Rule Certification in connection with amendments to DDR Rulebook. 12/22/2023 Certified 01/09/2024 3
DTCC DDR Rule Certification in connection with amendments to DDR Rulebook. 03/10/2023 Certified 03/24/2023 3
DTCC DDR Weekly Notification of Rule Amendments in connection with typographical error correction on CFTC Fee Schedule. 02/05/2021 Notified 02/05/2021 1
DTCC DDR54 Rule Filing Submission of the DTCC Global Privacy Policy. 03/22/2024 Certified 04/05/2024 1
DTCC DTCC Data Repository (U.S.) LLC submits, by written certification, amendments to the DTCC Data Repository (U.S.) LLC Rulebook. 10/24/2018 Certified 11/07/2018 3
DTCC DTCC Data Repository US LLC Rulebook Amendments - Two new special purpose User Agreements and a supplement to the User Agreement. DTCC #2014-03 06/13/2014 Certified 07/29/2014 1
ICE SDR Fee Schedule Updates 01/12/2018 Certified 01/29/2018 4
ICE SDR ICE Trade Vault amendments to existing agreements and rulebook in regards to ICE TV registration as a Canadian trade repository 10/09/2014 Certified 10/24/2014 0
ICE SDR ICE Trade Vault has amended the Participant Agreement, Trusted Sources Agreement and Rulebook to revise certain provisions related to creating and managing user IDs for use of the ICE Trade Vault API connectivity. 12/05/2017 Certified 12/19/2017 8
ICE SDR ICE Trade Vault has amended the ICE Trade Vault Participant Agreement and Rulebook as a result of a corporate reorganization. 07/14/2017 Certified 07/28/2017 6
ICE SDR ICE Trade Vault submits, by written certification, an amendment to the Fee Schedule to address repository fees for cleared swaps and options in the commodity asset class. 11/13/2014 Certified 11/28/2014 3
ICE SDR ICE Trade Vault, LLC has amended the ICE Trade Vault Participant Agreement to revise certain provisions related to EU data privacy and OFAC requirements. The amended Participant Agreement is scheduled to be effective on June 8, 2018. 05/24/2018 Certified 06/08/2018 4
ICE SDR ICE Trade Vault, LLC has amended the ICE Trade Vault Fee Schedule to revise certain gas conversions rates and add additional bitcoin units of measure. The amended ICE Trade Vault Fee Schedule is scheduled to be effective on July 24, 2018. 07/10/2018 Certified 07/24/2018 8
ICE SDR ICE Trade Vault, LLC has amended the ICE Trade Vault Fee Schedule to revise fees related to virtual currency swaps. 12/16/2021 Certified 01/03/2022 4
ICE SDR ICE Trade Vault, LLC has amended the ICE Trade Vault Rulebook and ICE Trade Vault Participant Agreement to revise certain terms related to the CFTC swap reporting rule amendments. The amended ICE Trade Vault Rulebook and Participant Agreement are schedule 12/09/2022 Certified 12/23/2022 6
ICE SDR ICE Trade Vault, LLC has amended the ICE Trade Vault Rulebook to revise requirements related to exotic swaps. The amended ICE Trade Vault Fee Rulebook is scheduled to be effective on April 24, 2019. 04/10/2019 Certified 04/24/2019 4
CMESDR Modification to the Maintenance Windows of all CME Global Repository Services Applications 09/24/2015 Certified 10/08/2015 1
BSDR Modifications to fees charged by BSDR LLC 02/19/2015 Certified 03/05/2015 1
CMESDR Modifications to the Fee Schedule Applicable to CME SDR 10/27/2017 Certified 11/13/2017 1
CMESDR Modifications to the Fee Schedule Applicable to CME SDR 10/03/2017 Withdrawn 10/11/2017 1
CMESDR Modifications to the Fee Schedule Applicable to CME SDR 05/07/2015 Certified 05/21/2015 1
CMESDR Modifications to the Fee Schedule Applicable to CME SDR 06/14/2019 Certified 06/28/2019 1
CMESDR Modifications to the Fee Schedule Applicable to CME SDR 09/09/2014 Withdrawn 09/23/2014 1
CMESDR Modifications to the Fee Schedule Applicable to CME SDR 04/16/2015 Certified 04/30/2015 1
ICE SDR Modifications to the ICE Trade Vault Rulebook, Participant Agreement and Fee Schedule 12/20/2016 Certified 01/05/2017 11
DTCC Non-material amendments to the DDR Rulebook and Disclosure Document to conform with DDR business practice and governance documents. 11/03/2015 Certified 11/18/2015 8
ICE SDR Please find attached the updated ICE Trade Vault Rulebook. 03/06/2024 Certified 03/20/2024 4
ICE SDR Revising ICE Trade Vault Rulebook (05/07/13) to Section 4.5 (Lifecycle Event Status) to remove the header "Contingent EFRP", replace with the header "Exchange for Related Position". 05/07/2013 Withdrawn 05/14/2013 1
DTCC Revisions to DDR's internal Policies and Procedures 08/11/2023 Certified 08/25/2023 1
DTCC Revisions to DDR's internal policies and procedures. 11/29/2018 Certified 12/13/2018 2
DTCC Revisions to DDR's internal policies and procedures. 06/30/2021 Certified 07/15/2021 1
DTCC Revisions to DDR's internal policies and procedures. 11/22/2019 Certified 12/06/2019 1
DTCC Revisions to DDR's internal procedures. 11/24/2020 Certified 12/09/2020 1
DTCC Revisions to DDR's internal procedures. 05/12/2021 Certified 05/26/2021 1
ICE SDR Revisions to the ICE Trade Vault Fee Schedule 03/27/2020 Certified 04/10/2020 4
DTCC Rule Filing submission of DDR Systems Development and Monitoring Procedures. 01/16/2024 Certified 01/30/2024 1
DTCC Rule Filing Update to the DTCC Global Privacy Policy. 01/16/2024 Certified 01/30/2024 1
ICE SDR Submission of Rulebook and Fee Schedule Modifications for the addition of the F/X and IRS asset classes. 08/21/2015 Certified 09/04/2015 6
DTCC Update of DDR Policies and Procedures - Part two of Submission 11/27/2023 Certified 12/11/2023 1
KOR Update of KOR SDR Fee Schedule 10/07/2022 Certified 10/24/2022 1
DTCC Update to DDR internal Policies and Procedures. 12/21/2017 Certified 01/08/2018 1
DTCC Update to DDR Policies and Procedures. 11/27/2023 Certified 12/11/2023 0
DTCC Update to DDR's documentation to support the End-User Exception. 06/29/2018 Certified 07/16/2018 10
DTCC Updates to DDR Systems Development and Monitoring Procedures 03/16/2023 Certified 03/30/2023 1
DTCC Updates to DDR Systems Development and Monitoring Procedures. 09/19/2022 Certified 10/03/2022 1
DTCC Updates to DDR's Compliance Manual, Code of Conduct and Conflicts of Interest Resolution Policy 11/10/2017 Certified 11/27/2017 1
ICE SDR Updating Rulebook Section 4.7 relating to verification of single-sided trade data 07/22/2016 Certified 08/05/2016 5
DTCC Weekly Notification of Rule Amendments for the week ending May 19, 2017. 05/19/2017 Notified 05/19/2017 2