Commission Orders and Other Actions

Search Commission Orders and Other Actions using the following criteria

Initiator

ALLAgora-X, LLCAmerican Petroleum InstituteAmerican Public Power Association et al.CAISOCantor Clearinghouse, L.P.Cargill, Inc.CFTCChicago Board of TradeChicago Board of Trade (CBOT), et alChicago Mercantile ExchangeChicago Mercantile Exchange, Inc.Clearing CorporationCME Clearing HouseCommercial Energy Working GroupCommodity Markets CouncilELX Futures, L.P.Hard 8 FuturesICE Clear CreditICE Clear Credit, ICE Clear Europe, ICE Clear USICE Clear Europe LimitedICE Clear US, Inc.ICE Futures U.S., Inc.Intercontinental Exchange, Inc.Intercontinental Exchange, Inc., et alISO-NEKansas City Board of Trade Clearing CorporationLCH SALCH.Clearnet Ltd.LedgerX LLC dba FTX US DerivativesNational Futures AssociationNational Rural Electric Cooperative Association et al.Natural Gas Exchange Inc.New York Mercantile ExchangeNew York Portfolio Clearing, LLCNodal Clear, LLCNorth American Derivatives Exchange, Inc.NQLX LLC Futures ExchangeNYMEX Clearing HouseOneChicago LLC Futures ExchangeOptions Clearing CorporationPacific Futures ExchangePrudential Financial, Inc.; Symetra Life Insurance Company; Voya Financial, Inc.RTOs/ISOsSouthwest Power Pool, Inc.Working Group of Commercial Energy Firms

Action Type

ALL1a(12)(C) Determination4(c) Action409(b)(3) Order4a(a)(7) Petition4d ActionExemptionInterpretationNo-ActionPetition for RulemakingRequest CFTC use CEA section 8a(7)Request for Amended OrderRequest to VacateSignificant Price Discovery Contract Order

Status

ALLAction TakenAction Taken - DeniedPendingWithdrawn

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Initiator	Action Type	Description	Status	Date	Remarks	Documents
Chicago Mercantile Exchange, Inc.	4a(a)(7) Petition	Exemptive relief - bona fide hedging transactions.	Pending	04/26/2012		1
ICE Clear Credit, ICE Clear Europe, ICE Clear US	4(c) Action	ICE DCOs Application for 4(c) Exemptive Order	Action Taken	07/19/2018		2
LCH.Clearnet Ltd.	4d Action	LCH Ltd petition for 4d order	Action Taken	01/13/2017		2
LCH SA	4d Action	LCH SA 4d(f) Order	Action Taken	11/01/2021		1
National Rural Electric Cooperative Association et al.	4(c) Action	Petition for relief from requirements of the CEA	Action Taken	03/28/2013		2
North American Derivatives Exchange, Inc.	Request for Amended Order	Amended DCO Order to Clear Intermediated Trades	Action Taken	03/30/2010		1
New York Mercantile Exchange	1a(12)(C) Determination	Request order for floor members to be ECPs	Action Taken	10/03/2006		2
Chicago Mercantile Exchange	1a(12)(C) Determination	Request to permit floor members to be ECPs	Action Taken	03/14/2006		2
CME Clearing House	4(c) Action	Request for 4(c) order re clearing OTC ag swaps	Action Taken	03/18/2009		3
CME Clearing House	4d Action	Request for 4d order re cleared OTC Ag swaps	Action Taken	03/18/2009		1
American Public Power Association et al.	Petition for Rulemaking	Petition to amend CFTC Rule 1.3(ggg)(4)	Pending	07/12/2012		14
Working Group of Commercial Energy Firms	4a(a)(7) Petition	Exemptive relief - bona fide hedging transactions.	Pending	01/20/2012		15
Working Group of Commercial Energy Firms	4a(a)(7) Petition	exemptive relief - position limit aggregation	Pending	01/19/2012		7
Southwest Power Pool, Inc.	4(c) Action	Application for 4(c) Exemption	Action Taken	10/18/2016		22
CFTC	4(c) Action	Proposed Amended 4(c) Order for RTOs/ISOs	Action Taken	10/18/2016		2
National Futures Association	Petition for Rulemaking	NFA Petition for Rulemaking re: Regulation 4.5	Action Taken	02/09/2012		6
Chicago Mercantile Exchange, Inc.	4d Action	4d Order re: OTC Wheat Calendar Swaps	Action Taken	12/09/2013		1
Cantor Clearinghouse, L.P.	Request for Amended Order	Cantor Petition for Amended DCO Order	Action Taken	02/11/2013		1
Chicago Board of Trade	4d Action	Request for 4d Order for Cleared OTC Contracts	Action Taken	09/26/2008		1
ICE Clear US, Inc.	4d Action	Request for 4d Order for Cleared OTC Contracts	Action Taken	12/12/2008		1
ICE Clear US, Inc.	4(c) Action	Req for 4(c) Order for Part 35 exemption for swaps	Action Taken	12/12/2008		4
CME Clearing House	4d Action	Requests to Amend NYMEX/DME 4d Order	Action Taken	09/16/2011		1
Clearing Corporation	4d Action	Req inclusion of new Eurex products in 4d account	Action Taken	10/25/2007		1
CFTC	No-Action	No-Action Relief from Swaps Reporting Requiremt	Action Taken	11/13/2012		1
Hard 8 Futures	4(c) Action	Hard 8 4(c) petition	Pending	06/17/2010		2
CME Clearing House	4d Action	Clearing by CME of OTC Contracts	Action Taken	03/03/2006		1
Options Clearing Corporation	No-Action	Limited waiver of enforcement of OCC Bylaws Rules	Action Taken	06/04/2012		2
CME Clearing House	4d Action	Treatment of Customer Funds re: MEFF Products	Action Taken	06/20/2001		1
NYMEX Clearing House	4d Action	Clearing of OTC Contracts	Action Taken	05/30/2002		1
Natural Gas Exchange Inc.	Request for Amended Order	Petition for Amended DCO Order	Action Taken	03/20/2013		1
NYMEX Clearing House	4d Action	Clearing of OTC Contracts-Amended Order	Action Taken	02/10/2004		1
NYMEX Clearing House	4d Action	Treatment of Funds for NYMEX Europe Transactions	Action Taken	09/06/2005		1
OneChicago LLC Futures Exchange	Petition for Rulemaking	Request to lower margin from 20% to 15% for SFPs	Withdrawn	09/18/2020		1
Chicago Mercantile Exchange, Inc.	4d Action	Amended NYMEX DME Order	Action Taken	08/06/2012		1
National Futures Association	Petition for Rulemaking	Elec. filing of CPO and CTA disclosure documents	Action Taken	03/05/2009		3
NYMEX Clearing House	1a(12)(C) Determination	Order amended to transfer clearing services to CME	Action Taken	08/06/2012		1
Clearing Corporation	4d Action	Implementation of Global Clearing Link Phase I	Action Taken	10/21/2004		2
CFTC	Interpretation	Part 190- Bankruptcy-Account Class	Action Taken	10/21/2004		1
Options Clearing Corporation	4d Action	Internal Cross Margining	Action Taken	11/05/2004		1
CFTC	No-Action	No Action Relief From Swap Reporting Requirements	Action Taken	10/15/2012		1
Intercontinental Exchange, Inc., et al	Exemption	CFTC Registered Floor Brokers/Traders Deemed ECEs	Action Taken	01/16/2003		0
CFTC	No-Action	No Action Relief for Swap Reporting Requirements	Action Taken	10/26/2012		1
Intercontinental Exchange, Inc.	Exemption	IPE Brokers/Traders Deemed ECEs	Action Taken	11/15/2004		0
CFTC	4(c) Action	4(c) exemption for Federal Reserve Banks	Action Taken	08/08/2016		2
ICE Clear US, Inc.	4d Action	Request for Cross-Margining with OCC	Action Taken	02/29/2008		1
Options Clearing Corporation	4(c) Action	4(c) Request re: CBOE Gold ETF Volatility Index	Action Taken	12/23/2010		6
CFTC	4(c) Action	Proposed Part 35 Regulations	Action Taken	01/22/1993		0
Commodity Markets Council	4a(a)(7) Petition	Modify reporting requirements under Reg. 151.5(c)	Pending	09/11/2012		1
Chicago Mercantile Exchange, Inc.	4d Action	Request to Amend CME/DME 4d Order	Action Taken	10/31/2017		3
NYMEX Clearing House	4d Action	NYMEX Request to Amend DME 4d Order	Action Taken	04/30/2008		1