LCHSA |
LCH SA is proposing to amend and reorganize the structure of its Liquidity Risk Modelling Framework to be consistent with the LSEG template. |
05/26/2023 |
10 Day Review |
05/26/2023 |
|
2 |
LCHLTD |
LCH Limited Self-Certification: ForexClear - USD LIBOR Decommission |
05/30/2023 |
10 Day Review |
05/30/2023 |
|
1 |
MGEX |
Amendments to MGEX Risk Manual |
05/30/2023 |
10 Day Review |
05/30/2023 |
|
2 |
LCHSA |
LCH SA is submitting for self-certification the proposed amendments to its CDS Clearing Rules to incorporate new terms and to make conforming, clarifying and clean-up changes to offer the triparty collateral solution to CDSClear clearing members. |
05/30/2023 |
10 Day Review |
05/30/2023 |
|
3 |
LCHLTD |
LCH Limited is submitting for self-certification a new schedule of securities acceptable for margin cover purposes. |
06/01/2023 |
10 Day Review |
06/01/2023 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 033-23 related to the launch of Euro STOXX 50r Index EoD Options on Eurex Deutschland |
06/02/2023 |
10 Day Review |
06/02/2023 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 034-23 related to the introduction of EurexOTC Clear Release 15.0 and corresponding updates to certain novation criteria |
06/02/2023 |
10 Day Review |
06/02/2023 |
|
2 |
EUREX |
Proposed amendments in Eurex Clearing Circular 035-23 to reflect the introduction of Eurex Daily Futures on KOSPI 200 Monday Weekly Options on Eurex Deutschland |
06/05/2023 |
10 Day Review |
06/05/2023 |
|
2 |
ICECC |
The principal purpose of the proposed changes to the New Initiatives Approval Policy and Procedural Framework is to add additional details to the Approvals Matrix review and the Risk assessment review and approval process. |
06/08/2023 |
10 Day Review |
06/08/2023 |
|
2 |
ICLREU2 |
ICE Clear Europe Limited proposes to amend Part HH of its Delivery Procedures to to make certain corrections and clarifications with respect to the ICE Endex French PEG Natural Gas Contracts. |
06/09/2023 |
10 Day Review |
06/09/2023 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 040-23 related to amending the Porting Period for NOSA Undisclosed Direct Clients Transaction Accounts Groups in the Elementary Clearing Model |
06/09/2023 |
10 Day Review |
06/09/2023 |
|
2 |
ICLR US |
Clearing Member Account Structure |
01/29/2001 |
Approved |
05/23/2001 |
|
0 |
CME |
Reorganization Plan |
08/31/2001 |
Approved |
11/16/2001 |
|
0 |
MGEX |
MGEXPress Electronic Trading System |
11/13/2001 |
Approved |
12/12/2001 |
|
0 |
OCC |
Amends definition of "fund share" to include a publicly traded interest in a trust, investment company or similar entity principally engaged in holding or managing one or more currencies. |
09/22/2006 |
Approved |
11/06/2006 |
|
2 |
OCC |
Permits OCC to clear and settle a type of credit default product traded by CBOE |
02/13/2007 |
Approved |
06/05/2007 |
The Commission has issued an order that exempts the trading and clearing of these products from any provisions of the Commodity Exchange Act that would be transgressed by trading and clearing them through, respectively, a securities exchange and clearinghouse. |
5 |
OCC |
2004-10 Commission Approval Property of Securities Customers in a Futures Account Cross Margining |
11/05/2004 |
Approved |
11/05/2004 |
|
1 |
ICLR US |
Default Fund Rule Amendment Approved |
08/20/2002 |
Approved |
08/20/2002 |
|
0 |
OCC |
Permits OCC to clear and settle a type of credit default product traded by CBOE |
04/23/2007 |
Approved |
06/05/2007 |
The Commission has issued an order that exempts the trading and clearing of these products from any provisions of the Commodity Exchange Act that would be transgressed by trading and clearing them through, respectively, a securities exchange and clearinghouse. |
4 |
OCC |
Amend definition of "fund share" to clarify eligibility of SPDR Gold Trust Shares (f/k/a/ as streetTRACKS Gold Trust Shares) as underlying interests for options contracts that will be cleared as securities |
02/05/2008 |
Approved |
05/30/2008 |
|
5 |
NYMEX |
New Rule 9.00B provides for close-out netting of positions in the event of a clearing house default. |
11/19/2008 |
Approved |
11/19/2008 |
This Rule was Self-Certified on 11/19/2008 and Deemed Approved on 11/19/2008. |
1 |
CME |
Revision to Rule 818 stating the rights of clearing members in the event of certain defaults by or bankruptcy of CME and CME clearinghouse |
02/06/2009 |
Approved |
03/23/2009 |
|
1 |
OCC |
Rule amendment to obtain legal certainty with respect to options and security futures on iShares Silver Trust Shares. |
07/24/2008 |
Approved |
12/03/2008 |
|
1 |
OCC |
Rule amendment to obtain legal certainty with respect to options and security futures on ETFS Physical Swiss Gold and ETFS Physical Silver Shares |
12/14/2009 |
Approved |
06/14/2010 |
|
2 |
OCC |
Rule amendment to obtain legal certainty with respect to options and security futures on ETFS Palladium and ETFS Platinum Shares |
03/01/2010 |
Approved |
05/27/2014 |
|
28 |
OCC |
Rule amendment to obtain legal certainty with respect to cash-settled options on the CBOE Gold ETF Volatility Index |
04/26/2010 |
Approved |
12/23/2010 |
|
6 |
OCC |
Rule amendment to obtain legal cetainty with respect to options and security futures on iShares COMEX Gold Trust Shares |
07/23/2008 |
Approved |
12/03/2008 |
|
1 |
OCC |
Rule amendment to obtain legal certainty with respect to options and security futures on Sprott Physical Gold Shares. |
06/07/2010 |
Approved |
05/27/2014 |
|
28 |
CCH |
Rule changes with respect to Petition to Modify DCO Order issued April 20, 2010 to remove conditions limiting the DCO to clearing only media-related contracts. |
10/06/2010 |
Approved |
02/11/2013 |
|
6 |
OCC |
Rule amendment to establish jurisdictional status of Alpha Options |
11/17/2011 |
Approved |
01/30/2012 |
|
4 |
OCC |
Rule amendment re jurisdictional status of cash settled options on CBOE SIlver ETF Volatility Index |
09/27/2011 |
Approved |
06/13/2013 |
|
12 |
NYPC |
Proposed amendments to expand the scope of NYPC's cross-margining program with Fixed Income Clearing Corporation to include the accounts of market professionals |
03/20/2012 |
Approved |
05/04/2012 |
|
1 |
ICECC |
Amendments to conform the ICC membership qualifications to be in compliance with Commission Regulations 39.12(a)(2)(ii) and 39.12(a)(2)(iii). |
03/23/2012 |
Approved |
05/07/2012 |
|
1 |
CME |
Request for approval to commingle customer positions and related collateral in Interest Rate Futures and Interest Rate Swaps in customer cleared swaps accounts; 12-151 |
05/24/2012 |
Approved |
10/12/2012 |
|
4 |
LCHLLC |
LCH.Clearnet LLC, in connection with its acquisition of International Derivatives Clearinghouse, LLC, has submitted its Rulebook consisting of regulations and procedures and a compliance matrix demonstrating its compliance with the DCO Core Principles. |
08/24/2012 |
Approved |
01/23/2013 |
LCH.Clearnet LLC acquired the International Derivatives Clearinghouse, LLC. |
2 |
ICECC |
Rule amendments to implement the Commission's Part 22 regulations for cleared swap customer collateral (commonly referred to as "LSOC"). |
09/21/2012 |
Approved |
11/05/2012 |
|
1 |
CME |
New Chapter 10 and new Rule 1001 regarding swap data repository reporting; New submission amending submission 12-391. |
12/06/2012 |
Approved |
03/06/2013 |
|
2 |
CME |
Request for Approval to Commingle Significantly and Reliably Correlated Base Guaranty Fund Products |
12/20/2016 |
Approved |
02/03/2017 |
|
1 |
CME |
Modifications to Euro-Denominated Interest Rate Swap Products to Support Transition to ?STR Price Alignment and Discounting |
05/22/2020 |
Approved |
07/06/2020 |
|
1 |
ICLREU2 |
ICEU 40.5 commingling request for IFAD |
07/03/2020 |
Approved |
08/18/2020 |
|
4 |
CME |
Modifications to USD-Denominated Interest Rate Swap Products to Support Transition to SOFR Price Alignment and Discounting |
08/25/2020 |
Approved |
10/13/2020 |
|
1 |
CME |
Request for Approval to Commingle Customer Positions and Related Collateral in Listed Options on Interest Rate Futures Contracts and Interest Rate Swaps |
10/19/2020 |
Approved |
12/04/2020 |
|
2 |
CME |
Modifications to Interest Rate Swap Products to Implement IBOR Fallbacks |
12/08/2020 |
Approved |
01/25/2021 |
|
1 |
ICLR US |
Amendments to the ICE Clear U.S. Risk Management Framework |
09/01/2021 |
Approved |
11/19/2021 |
|
2 |
CME |
Modification of Cleared Over-the-Counter ("OTC") U.S. Dollar ("USD") Denominated Interest Rate Swap Products Referencing the London Interbank Offered Rate ("LIBOR") and Limitation of Acceptance for Clearing and Modification and Withdrawal of Clearing ... |
01/30/2023 |
Approved |
03/17/2023 |
|
1 |
ICLR US |
Clearing Member Eligibility Requirements |
02/20/2001 |
Certified |
02/20/2001 |
|
0 |
CCORP |
Revision of Cross-Margining Arrangement with Goverment Securities Clearing Corporation |
04/03/2001 |
Certified |
04/03/2001 |
|
0 |
NYMEX |
Acceptable Forms of Margin |
05/04/2001 |
Certified |
05/04/2001 |
|
0 |
NYMEX |
Forms of Margin |
05/23/2001 |
Certified |
05/23/2001 |
|
0 |
BCC |
Ownership Structure |
07/03/2001 |
Certified |
07/03/2001 |
|
0 |