| CCORP |
Reorganization & Proxy Materials |
09/24/2003 |
Certified |
09/24/2003 |
|
0 |
| NYMEX |
NYMEX Brent Block Trade Broker Rebate Program |
04/10/2012 |
Certified |
04/25/2012 |
|
1 |
| MGEX |
Rule amendment to update the membership requirement as it pertains to clearing privileges. |
07/19/2012 |
Certified |
08/03/2012 |
|
1 |
| LCHLTD |
Amendments to rules to admit Futures Commission Merchants to join the EnClear and Nodal service and clear transactions on behalf of their clients. |
09/25/2012 |
Certified |
10/11/2012 |
|
1 |
| SGX-DC |
Weekly notification of rule amendments for the week of 14 November 2016. |
11/20/2016 |
Notified |
11/20/2016 |
|
2 |
| LCHLTD |
Rule changes to include provisions for Custodial Segregated Accounts, a new type of client account being offered under LCH's EMIR Client account model. |
12/15/2016 |
Certified |
12/30/2016 |
|
1 |
| ICECC |
ICC proposes to formalize the ICC Model Validation Framework. |
03/28/2017 |
Certified |
04/11/2017 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 108-17 related to amending the last trading day and final settlement day for listed FX futures and options contracts |
10/27/2017 |
Certified |
11/13/2017 |
|
2 |
| EUREX |
Weekly Notification of Rule Amendments - Week of December 4, 2017 |
12/08/2017 |
Notified |
12/08/2017 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 023-18 related to broadening the scope of the Multiple Clearing Relationship Framework, align outsourcing rules with German law, and amending one technical agreement |
02/27/2018 |
Certified |
03/13/2018 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 055-18 related to termination fees for compression runs, repayment of excess prefunding amounts, and editorial changes |
06/01/2018 |
Certified |
06/15/2018 |
|
2 |
| CME |
Weekly Notification of Rule Amendments - Week of December 21, 2020 |
12/30/2020 |
Notified |
12/30/2020 |
|
1 |
| LCHLTD |
LCH is submitting for self-certification changes to the ForexClear fee schedule. |
12/15/2021 |
Certified |
12/30/2021 |
|
1 |
| ICLREU2 |
ICE Clear Europe Limited proposes to amend Part H of its Delivery Procedures to cover ICE Endex German THE Natural Gas Daily Futures Contracts |
03/08/2022 |
Certified |
03/21/2022 |
|
2 |
| OCC |
Rule Certification Concerning OCC's Collateral Haircuts and Standards for Clearing Banks and Letters of Credit |
01/19/2023 |
Certified |
02/02/2023 |
|
3 |
| CME |
Performance Bond Deposits Line of Credit |
10/06/2003 |
Certified |
10/06/2003 |
|
1 |
| CBT |
Modification of procedures for determining daily settlement prices for CBOT 10 year U.S. Treasury Note Options |
10/15/2007 |
Certified |
10/17/2007 |
|
1 |
| OCC |
Rule changes to comply with Part 39 DCO regulations effective May 7, 2012; OCC-2012-06 |
04/10/2012 |
Certified |
04/25/2012 |
|
1 |
| NYMEX |
Delisting eleven tanker freight forwards contracts |
07/23/2012 |
Certified |
07/23/2012 |
|
1 |
| CME |
Amendments to Chapter 8H of CME Rulebook |
12/04/2014 |
Certified |
12/18/2014 |
|
1 |
| LCHLTD |
In exceptional circumstances, LCH.Clearnet will manually accept a SwapClear Transaction on behalf of a Clearing Member that is unable to do so itself, rule changes are being implemented to describe the acceptance process. |
07/23/2015 |
Certified |
08/06/2015 |
|
1 |
| CMECE |
Weekly Notification of Rule amendments for week of January 30, 2017. |
02/10/2017 |
Notified |
02/10/2017 |
|
1 |
| OCC |
Proposed rule change concerning the requirement for Clearing Members to participate in default management testing. |
03/28/2017 |
Certified |
04/11/2017 |
|
2 |
| SGX-DC |
Weekly notification of rule amendments for the week of 28 May 2018. |
06/04/2018 |
Notified |
06/04/2018 |
|
2 |
| ICECC |
ICC proposes amendments to the ICC Rulebook relating to Mark-to-Market Margin. |
07/11/2018 |
Certified |
07/25/2018 |
|
2 |
| ICLREU2 |
ICE Clear Europe proposes a revised approach to computing single name CDS liquidity charges. Specifically, ICE Clear Europe proposes to introduce minimum instrument liquidity requirements independent of instrument maturities. |
05/13/2019 |
Certified |
05/28/2019 |
|
2 |
| MGEX |
Amendments to Chapters 1, 21, and 23 of MGEX's Rules to incorporate the clearing of Bitnomial Exchange, LLC contracts. |
07/14/2020 |
Certified |
07/28/2020 |
|
1 |
| ICE NGX |
Amendments to ICE NGX's Risk Management Framework |
02/19/2021 |
Certified |
03/05/2021 |
|
2 |
| LX |
LedgerX revised Rulebook |
12/15/2021 |
Certified |
12/30/2021 |
|
2 |
| MGEX |
Notification of margin changes made prior week |
03/08/2022 |
Notified |
03/08/2022 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of May 30, 2022 |
06/07/2022 |
Notified |
06/07/2022 |
|
1 |
| CME |
Cross-Margining Program |
11/19/2003 |
Certified |
11/19/2003 |
|
0 |
| OCC |
Modification of description of assignment proceudres for processing exercise notices to reflect expanded use of sub-accounts established by a clearing member for a single beneficial owner |
10/09/2007 |
Certified |
10/17/2007 |
|
1 |
| ICLREU2 |
Certification in relation to fees for EMIR customer accounts |
07/23/2015 |
Certified |
08/06/2015 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of December 5, 2016 |
12/15/2016 |
Notified |
12/15/2016 |
|
1 |
| SGX-DC |
Self certification of amendments to SGX-DC Clearing Rules in relation to iron ore swap contracts for implementation on July 2017. |
06/19/2017 |
Certified |
07/03/2017 |
|
2 |
| MGEX |
Amendments to MGEX Chapter 21 Rules to enhance transparency and compliance with CFTC regulations. |
10/27/2017 |
Certified |
11/13/2017 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 047-19 related to providing the fees applicable for Xetra order book and off-book transactions in cash equity products |
05/13/2019 |
Certified |
05/28/2019 |
|
2 |
| LCHLTD |
LCH is submitting for self-certification corrections to the ForexClear Product Specific Contract Terms and Eligibility Criteria Manual and FCM Product Specific Contract Terms and Eligibility Criteria Manual. |
01/06/2022 |
Certified |
01/21/2022 |
|
3 |
| CME |
See filing. |
01/19/2023 |
Certified |
02/02/2023 |
|
2 |
| LCHLTD |
Pursuant to CFTC, LCH Limited is submitting for self-certification changes to its Rulebook required to implement a new initiative permitting ForexClear Clearing Members to contribute to the default fund in EUR cash. |
05/03/2023 |
Certified |
05/16/2023 |
|
1 |
| LCHLTD |
LCH proposes adding a provision limiting use of Information received by Potential Transferees in default scenarios for the purpose of assessing the transfer of one or more of the Defaulter's FCM Contract(s) / collateral, to be used for this purpose only. |
12/14/2023 |
Certified |
12/29/2023 |
|
1 |
| CME |
Clearing Member Net Capital |
09/05/2003 |
Certified |
09/05/2003 |
|
1 |
| NADEX |
Change in Payout Criteria for several contracts |
06/01/2007 |
Certified |
06/01/2007 |
|
1 |
| LCHLTD |
LCH.Clearnet Limited has self-certified changes to its General Default Fund, to be effective on November 6, 2013. |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
| ICECC |
The purpose of the proposed rule change is to add ICC Rule 802(f)(iv) to provide additional clarity and transparency regarding ICC's use of guaranty fund assets. |
01/29/2014 |
Certified |
02/13/2014 |
|
1 |
| SGX-DC |
Amendments to the Over-The-Counter Financial Derivatives ("OTCF") Clearing Member Handbook ("Handbook") to clarify that trades submitted to SGX-DC for clearing by the clearing member will be accepted or rejected within 60 seconds |
06/20/2014 |
Certified |
07/08/2014 |
|
1 |
| LCHLTD |
Changes to the LCH Margin Collateral Haircut Schedule |
11/21/2016 |
Withdrawn |
11/29/2016 |
|
2 |
| CME |
Adoption of New CME and CBOT Rule 990. ("U.S. Withholding Tax") |
12/15/2016 |
Certified |
12/30/2016 |
|
1 |
| ICLREU2 |
In Rule 106(d), ICE Clear Europe has made a non-substantive change to remove the defined term "Data Subject" as the term is not otherwise used in the Rules. |
06/04/2018 |
Notified |
06/04/2018 |
|
1 |
