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Clearing Organization Rules
Search Clearing Organization Rules using the following criteria
Organization
ALL
BCC
CBT
CCH
CCORP
CCUS
CME
CMECE
ECC
EUREX
FCEX
ICE NGX
ICECC
ICLR US
ICLREU2
KCC
KKL
LCHLLC
LCHLTD
LCHSA
LX
MIAX
NADEX
NODALCL
NYMEX
NYPC
OCC
ONXCC
SGX-DC
Receipt Date From
Receipt Date To
Status
ALL
10 Day Review
Approval Pending (45)
Approved
Certified
Non-Approval
Notified
Withdrawn
Status Date From
Status Date To
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Organization
Filing Description
Receipt Date
Status
Date
Remarks
Documents
CCORP
Reorganization & Proxy Materials
09/24/2003
Certified
09/24/2003
0
CME
Cross-Margining Program
11/19/2003
Certified
11/19/2003
0
CME
FICC Cross-Margining
11/21/2003
Certified
11/21/2003
0
NYMEX
Acceptable Original Margin
12/07/2001
Certified
12/07/2001
0
ECC
By-Laws and Rules
06/22/2003
Certified
06/23/2003
0
CME
Remote Clearing
10/22/2002
Certified
10/22/2002
0
CCORP
Categories of Governors
12/09/2002
Certified
12/09/2002
0
ECC
Fraud Insurance
07/18/2002
Certified
07/18/2002
0
CBT
New Rule 819 grants first priority unencumbered lien on clearing member collateral to the clearing house
07/26/2011
Certified
08/10/2011
0
ECC
Interim Board of Directors
09/10/2002
Certified
09/10/2002
0
NYMEX
New Rule 819 grants first priority unencumbered lien on clearing member collateral to the clearing house
07/26/2011
Certified
08/10/2011
0
ECC
Letters of Credit Clearing Fund
10/09/2002
Certified
10/09/2002
0
ECC
Letters of Credit Clearing Fund
10/09/2002
Certified
10/09/2002
0
ECC
Product, Member Rules
07/09/2002
Certified
07/09/2002
0
ECC
VMAC
10/10/2002
Certified
10/10/2002
0
CME
Anti Money Laundering
12/17/2002
Certified
12/17/2002
0
CME
Settlements, Settlement Prices
11/01/2002
Certified
11/01/2002
0
CME
Protection of ClearingHouse Default
08/09/2002
Certified
08/09/2002
0
CME
OCC as Clearinghouse
04/22/2002
Certified
04/22/2002
0
OCC
OCC 2002-02, 3.14.06, Non Customers of Broker Dealers
03/14/2006
Certified
03/14/2006
0
LCHLTD
SwapClear Members & Dealers
11/25/2002
Certified
11/25/2002
0
LCHLTD
Procedural Amendments
11/01/2002
Certified
11/01/2002
0
LCHLTD
Collateral Rules
11/08/2002
Certified
11/08/2002
0
LCHLTD
SwapClear Fees & Charges
11/01/2002
Certified
11/01/2002
0
LCHLTD
Endex Clearing (Dutch Electricity)
12/16/2002
Certified
12/16/2002
0
LCHLTD
EnClear Natural Gas
09/12/2002
Certified
09/12/2002
0
ICLR US
Default Fund Rule Amendment Approved
08/20/2002
Approved
08/20/2002
0
NYMEX
Trade submission deadlines
12/13/2002
Certified
12/13/2002
0
NYMEX
Transco Basis SWAPs
11/05/2002
Certified
11/05/2002
0
NYMEX
OTC Trade Submission
09/25/2002
Certified
09/25/2002
0
NADEX
Trading Members on the Intermediated Market
07/07/2006
Certified
07/07/2006
0
NYMEX
Protection of Clearing House Cross Margining
08/08/2002
Certified
08/08/2002
0
NYMEX
OTC Energy Options
07/26/2002
Certified
07/26/2002
0
NYMEX
Guaranty Fund
07/26/2002
Certified
07/26/2002
0
NYMEX
Default Rules
07/15/2002
Certified
07/15/2002
0
NADEX
CBOE Merger
02/21/2006
Certified
02/21/2006
0
OCC
Assignment Procedures, Exercise Notices
08/14/2002
Certified
08/14/2002
0
LCHLTD
General Regulations
01/31/2006
Certified
12/31/2006
0
OCC
Segregation of Long Options Positions
12/17/2002
Certified
12/17/2002
0
ICLR US
Mutual Funds Guaranty Fund
10/03/2006
Certified
10/03/2006
0
OCC
Multiple Accounts of Clearing Members
11/19/2002
Certified
11/19/2002
0
LCHLTD
Amended Default Rules September 2006
09/14/2006
Certified
09/14/2006
0
OCC
Market Makers as Segregated Customers
10/17/2002
Certified
10/17/2002
0
OCC
FCM requirements
10/08/2002
Certified
10/08/2002
0
OCC
Stocks Hedge Loan Program
10/02/2002
Certified
10/02/2002
0
OCC
Narrow-Based Stock Indexes
09/27/2002
Certified
09/27/2002
0
OCC
HCHA Fees
08/26/2002
Certified
08/26/2002
0
NYMEX
Amended Electricity Options Description & Pricing 12/5/06 Filing
12/15/2006
Certified
12/15/2006
0
ICLR US
CLS System
07/13/2006
Certified
07/13/2006
0
NYMEX
OTC Floor Member Guarantee
02/03/2006
Certified
02/03/2006
0
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