Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Amendments to CME/CBOT/NYMEX/COMEX Rule 816.; CME Rules 8G07. and 8H07. 08/08/2016 Certified 08/22/2016 1
CMECE Weekly Notification of Rule Amendments 03/24/2017 Notified 03/24/2017 1
CME Weekly Notification of Rule Amendments - Week of December 18, 2017 12/27/2017 Notified 12/27/2017 1
CME Rule Amendments for CME to Clear for FEX Exchange. 07/03/2018 Certified 07/18/2018 1
CME Weekly Notification of Rule Amendments - Week of March 23, 2020 04/01/2020 Notified 04/01/2020 1
CME Amendments to CME Rule 8A71. ("Contract Eligibility") to add E-mini FTSE China 50 Futures Contract and E-mini FTSE Emerging Market Futures Contract to the Mutual Offset System 04/02/2021 Certified 04/16/2021 1
LCHLTD Changes to LCH Limited's London Deposit Rate, Client Deposit Rate, FCM London Deposit Rate, and RepoClear Deposit Rate 07/17/2023 Notified 07/17/2023 1
OCC Rule primarily applicable to securities 01/12/2006 Certified 01/12/2006 1
CME Addition of CDX North American Investment Grade Index Series 9 09/23/2011 Certified 09/24/2011 1
ICLR US Amendment to Collateral and Cash Management Fees 02/10/2014 Certified 02/26/2014 1
CME Maintaining List on CME Group Website of Indices for Cleared CDX Index Untranched CDS Contracts 03/10/2015 Certified 03/24/2015 1
CME Weekly Notification of Rule Amendments - Week of September 4, 2017 09/13/2017 Notified 09/13/2017 1
ICE NGX The is an Amendment to the Schedule "A" of the Contracting Party Agreement, which is amendments to data and fee charges. 12/13/2018 Certified 01/28/2019 1
CME Weekly Notification of Rule Amendments - Week of November 11, 2019 11/20/2019 Notified 11/20/2019 1
LCHLTD LCH Limited Self-Certification: Clarifications to fees on Collateral and net capital requirements for Listed Rates FCM Members 03/06/2020 Certified 03/20/2020 1
CME Weekly Notification of Rule Amendments - Week of August 24, 2020 09/01/2020 Notified 09/01/2020 1
CME Weekly Notification of Rule Amendments - Week of November 2, 2020 11/10/2020 Notified 11/10/2020 1
CME Weekly Notification of Rule Amendments - Week of October 9, 2023 10/17/2023 Notified 10/17/2023 1
ICLR US By-Law 5.5 Deficiency in Guaranty Fund 02/13/2007 Certified 02/26/2007 1
OCC Rule primarily applicable to securities 01/11/2006 Certified 01/11/2006 1
LCHLTD Implementation of a Liquidity and Concentration Risk Model for the Nodal Clearing Service. 02/18/2014 Certified 03/05/2014 1
OCC Proposed rule change related to The Options Clearing Corporation's clearing membership approval process. 05/16/2016 Certified 05/31/2016 1
CME Weekly Notification of Rule Amendments - Week of January 21, 2019 01/30/2019 Notified 01/30/2019 1
CME Weekly Notification of Rule Amendments - Week of August 12, 2019 08/21/2019 Notified 08/21/2019 1
CME Weekly Notification of Rule Amendments - Week of October 14, 2019 10/23/2019 Notified 10/23/2019 1
LCHLTD LCH Limited Self-Certification: Standard Coupon Inflation Swaps 03/06/2020 Certified 03/20/2020 1
CME Weekly Notification of Rule Amendments - Week of February 14, 2022 02/22/2022 Notified 02/22/2022 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited's London Deposit Rate and RepoClear Deposit Rate effective from 22 July 2022. 07/26/2022 Notified 07/26/2022 1
OCC Adoption of interpretative guidance regarding the administration and application of a new adjustment method for cash dividends and distributions 05/23/2008 Certified 05/27/2008 1
LCHLTD Self-certification in respect of operational changes for accepting Trades with a Trade Date T+1 while LCH.Clearnet's SwapClear service still operates on T. 05/01/2014 Certified 05/16/2014 1
SGX-DC Amendments have been promulgated in order to align the SGX-DC Clearing Rules to the IAS 32 that prescribes rules for the offsetting of financial assets and financial liabilities. 04/13/2015 Certified 04/24/2015 1
CME Notification of Rule Amendments - Week of March 4, 2019 03/13/2019 Notified 03/13/2019 1
OCC Proposed rule change to establish the OCC Regulatory Committee and adopt the OCC Regulatory Committee Charter 10/23/2019 Certified 11/06/2019 1
CME Amendments to CME Rule 8A71. ("Contract Eligibility") to Eliminate Three-Month Eurodollar Futures from the Mutual Offset System 11/20/2019 Certified 12/05/2019 1
LCHLTD LCH Limited Self-Certification: Non-Standard Fixing Offsets 03/06/2020 Certified 03/20/2020 1
LCHLTD LCH Limited Self Certification: Weekly Notification of Rule Amendments 07/06/2020 Notified 07/06/2020 1
CME Weekly Notification of Rule Amendments - Week of September 28, 2020 10/06/2020 Notified 10/06/2020 1
LCHLTD LCH Limited Self-Certification: Discontinuation of Economic Amendments functionality 02/10/2021 Certified 02/25/2021 1
CME Weekly Notification of Rule Amendments - Week of March 28, 2022 04/07/2022 Notified 04/07/2022 1
LCHLTD Notification pursuant to CFTC regulation 40.6(d) of changes to the LCH Limited London Deposit Rate and RepoClear Deposit Rate effective from 22 June 2022. 06/17/2022 Notified 06/17/2022 1
CME Weekly Notification of Rule Amendments - Week of July 18, 2022 07/26/2022 Notified 07/26/2022 1
CME Weekly Notification of Rule Amendments - Week of July 10, 2023 07/17/2023 Notified 07/17/2023 1
CME Weekly Notification of Rule Amendments - Week of August 21, 2023 08/28/2023 Notified 08/28/2023 1
LCHLTD LCH has amended Procedure 1 (Clearing Member, Non-Member Market Participant and Dealer Status) to correct a previously incorrect references to clearing member's status in the different categories for net capital requirements. 12/06/2023 Notified 12/06/2023 1
LCHLTD LCH Limited is filing rule changes to extend clearing eligibility to overnight interest rate swaps that (i) are denominated in South African Rand, (ii) have a maximim tenor of 31 years, and (iii) reference the ZAR-ZARONIA-OIS compound floating index. 05/31/2024 Certified 06/14/2024 1
NADEX Holiday schedule 12/07/2012 Certified 12/22/2012 1
MGEX Rule certification of amendments made to MGEX's Rulebook primarily in connection with default rules and procedures and recovery and wind-down plans required under CFTC Regulations 39.35 and 39.39. 12/19/2014 Certified 01/06/2015 1
OCC Proposed rule change to amend OCC's By-Laws to clarify that the Board may, in its discretion, designate that the Chief Operating Officer also serve as President of OCC. 05/05/2017 Certified 05/19/2017 1
LCHLTD LCH Limited Self-Certification: Rule Change related to PPS bank accounts maintained by Clearing Members 10/23/2019 Certified 11/06/2019 1
ICE NGX Changes around scheduling procedures for Yesterday ("YD") products at Alliance delivery points. 10/06/2020 Certified 10/21/2020 1