CME |
Modifications to CME Clearing's Investment Policy |
11/22/2021 |
Withdrawn |
12/03/2021 |
|
2 |
ICLREU2 |
ICEU proposes to modify its Delivery Procedures to revise the delivery specifications related to Midland West Texas Intermediate American Gulf Coast Crude Oil Futures consistent with changes to contract terms made by ICE Future Europe and other changes |
12/23/2021 |
Certified |
01/10/2022 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 088-22 related to Article 9 (14) of the CCP Recovery & Resolution Regulation's requirement that Eurex Clearing implement a second layer of pre-funded own resources, called SSITG |
11/28/2022 |
Certified |
12/12/2022 |
|
2 |
OCC |
Rule changes related to who shall make determinations of adjustments to the terms of options contracts to account for certain corporate actions; SR-OCC-2013-05. |
05/02/2013 |
Withdrawn |
05/15/2013 |
|
2 |
EUREX |
Proposed rule changes in Eurex Clearing Circular 127-16 related to the introduction of EURO STOXX 50 Total Return Futures |
10/21/2016 |
Certified |
11/04/2016 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 066-17 relating to clarifying amendments to the Default Management Process |
07/05/2017 |
Certified |
07/19/2017 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 087-18 related to requiring that FCM Clearing Members generally perform a take-up or reject any incoming client swap transaction within ten minutes and further clarifying amendments |
10/19/2018 |
Certified |
11/02/2018 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
03/12/2021 |
Notified |
03/12/2021 |
|
2 |
ICLREU2 |
ICE Clear Europe is amending its F&O Risk Procedures principally to reflect the introduction of the ICE Risk Model 2 for certain products, consistent with the current ICE Clear Europe F&O Risk Policy. |
05/15/2024 |
Certified |
05/30/2024 |
|
2 |
NYMEX |
Legacy GreenX Member Trader Incentive Program; 12-211 |
06/18/2012 |
Certified |
07/03/2012 |
|
2 |
CME |
Collateral Limit Exemption for Clearing Members and Qualifying Non-Financial Customers |
09/23/2014 |
Certified |
10/07/2014 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 17 October 2016. |
10/24/2016 |
Notified |
10/24/2016 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 20 February 2017. |
02/27/2017 |
Notified |
02/27/2017 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 22 May 2017. |
05/28/2017 |
Notified |
05/28/2017 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 062-17 relating to the introduction of futures on the EURO STOXX 50 Corporate Bond Index |
07/05/2017 |
Certified |
07/19/2017 |
|
2 |
LCHLTD |
LCH Limited Self-certification of a new Schedule of Securities Acceptable for Margin Cover Purposes (Margin Collateral Haircut Change) |
02/12/2019 |
Certified |
02/27/2019 |
|
2 |
ICECC |
ICC proposes to adopt the Sixth Amended and Restated Operating Agreement and make corresponding changes to the Governance Playbook. |
08/02/2021 |
Certified |
08/16/2021 |
|
2 |
ICLREU2 |
ICE Clear Europe is adopting a new Anti-Procyclicality Policy, which will supersede in its entirety the current policy. |
05/15/2024 |
Certified |
05/30/2024 |
|
2 |
OCC |
Rule changes related to electronic vault receipts with respect to cleared contracts traded on NYSE Liffe; SR-OCC-2013-06. |
05/02/2013 |
Withdrawn |
05/13/2013 |
|
2 |
SGX-DC |
Weekly notification of rule amendments for the week of 14 August 2017. |
08/20/2017 |
Notified |
08/20/2017 |
|
2 |
ICLREU2 |
ICE Clear Europe is amending its Delivery Procedures to add a new Section 10 and a new Part DD regarding delivery procedures relating to a new Permian West Texas Intermediate Crude Oil Storage Futures Contract. |
02/12/2019 |
Certified |
02/27/2019 |
|
2 |
CME |
Amendments to CME, CBOT, NYMEX/COMEX Rule 820 ("Performance Bonds") Permitting Clearing Members to Deposit COMEX Gold Warrants as Performance Bond, Amendments to CME Rule 8G930.C ("Acceptable Performance Bond Deposits for IRS Products") Permitting IRS Cle |
07/29/2019 |
Certified |
08/12/2019 |
|
2 |
CCD |
Self-Certification Pursuant to CFTC Regulation 40.6 - Permit FCM Clearing Members to Clear on Behalf of Customers |
11/13/2019 |
Certified |
11/27/2019 |
|
2 |
EUREX |
Proposed amendments in Eurex Clearing Circular 068/21 related to the launch of clearing services for seven new FX Futures on Scandinavian currency pairs (EUR/NOK, EUR/SEK, EUR/DKK, USD/NOK, USD/SEK, USD/DKK, NOK/SEK) at Eurex Deutschland. |
08/02/2021 |
Certified |
08/16/2021 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
12/24/2021 |
Notified |
12/24/2021 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
07/08/2022 |
Notified |
07/08/2022 |
|
2 |
EUREX |
Proposed amendments in Eurex Clearing Circular 109-21 relating to the introduction of the CSDR Settlement Discipline Regime and the discontinuation of the Routing Service for C7 Securities Clearing Service |
12/27/2021 |
Certified |
01/10/2022 |
|
2 |
ICE NGX |
Amendments to RMF |
07/08/2022 |
Certified |
07/22/2022 |
|
2 |
ICECC |
The purpose of the proposed rule change is to update the ICC Rules to clarify ICC's authority to use Guaranty Fund and House Initial Margin as an internal liquidity resource. |
05/27/2014 |
Withdrawn |
06/09/2014 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 008-24 related to the introduction of Index Total Return Futures on MSCI World, EAFE and EM indices denominated in USD on Eurex Deutschland |
02/09/2024 |
Certified |
02/23/2024 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Committee and/or Risk Working Group. |
03/16/2018 |
Notified |
03/16/2018 |
|
2 |
OCC |
Proposed rule change to make administrative updates to The Options Clearing Corporation's Risk Management Policies. |
06/11/2020 |
Certified |
06/25/2020 |
|
2 |
NODALCL |
Amendments to Nodal Clear Rules to Accommodate Clearing Additional Designated Contract Markets |
05/05/2021 |
Certified |
05/19/2021 |
|
2 |
ICECC |
ICC hereby submits notification of risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and Risk Working Group. |
12/22/2023 |
Notified |
12/22/2023 |
|
2 |
CME |
Amendments to the Risk Management Framework ("RMF"), Liquidity Risk Management Framework ("LRMF"), Credit Policy, Collateral Policy, Investment Policy, and Model Validation Framework ("MVF") |
06/14/2024 |
10 Day Review |
06/14/2024 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
05/08/2020 |
Notified |
05/08/2020 |
|
2 |
ICLREU2 |
ICE Clear Europe Limited proposes to modify its Futures & Options Default Management Policy to make certain clarifications and updates |
01/26/2022 |
Certified |
02/08/2022 |
|
2 |
EUREX |
Proposed amendments in Eurex Clearing Circular 007-24 related to exemptions provisions and creditworthiness requirement for Public Entities, Termination Events, disclosure rights in case of a suspension and transfer provisions reg. WR Credits |
02/09/2024 |
Certified |
02/26/2024 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 116-17 related to editorial changes, a net collateral exposure calculation for sec lending, changes to the settlement bank fee, a maximum bid price for ISE transactions, and sec lending clarifications |
11/15/2017 |
Certified |
11/30/2017 |
|
2 |
ICECC |
ICC proposes amending Chapter 26 of the ICC Rulebook to provide for the clearance of an additional Standard Emerging Market Sovereign CDS contract and additional Standard Western European Sovereign CDS contracts. |
05/08/2020 |
Certified |
05/22/2020 |
|
2 |
LX |
Operations Manual - Unredacted |
03/12/2021 |
Certified |
03/26/2021 |
|
2 |
ICLREU2 |
ICE Clear Europe is amending Part EE of its Delivery Procedures to add provisions relating to delivery of an additional contract, the ICE Endex Austrian CEGH VTP Natural Gas Daily Futures. |
08/04/2021 |
Certified |
08/17/2021 |
|
2 |
ICLREU2 |
ICEU is amending its CDS End-of-Day Price Discovery Policy to make certain enhancements to the end-of-day submission and firm trade process for CDS contracts. ICEU is adopting a new Price Submission Disciplinary Framework. |
08/17/2015 |
Certified |
08/31/2015 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 088-18 related to the reporting requirements of Part 45 of the CFTC Regulations |
10/19/2018 |
Certified |
11/02/2018 |
|
2 |
NODALCL |
Amendments to the Exchange and Clearing Transaction Fee Schedule |
05/05/2021 |
Certified |
05/19/2021 |
|
2 |
EUREX |
Proposed amendments in Eurex Clearing Circular 103-21 relating to harmonizing the Default Management Committee convention rules, the Default Management Process for the Bond Liquidation Group, and the Default Management Process for FX Rolling Spot Futures |
11/24/2021 |
Certified |
12/08/2021 |
|
2 |
ICECC |
ICC hereby submits notification of changes to risk parameters established by ICC in consultation with the ICC Risk Committee, Trading Advisory Group and/or Risk Working Group. |
04/22/2022 |
Notified |
04/22/2022 |
|
2 |
ICLREU2 |
Amendments to ICE Clear Europe's 'CDS End-of-Day Price Discovery Policy' to enhance the methodology used to determine Bid Offer Widths for single name CDS Contracts and to make corresponding changes to related governance processes. |
07/26/2018 |
Certified |
08/09/2018 |
|
2 |
EUREX |
Proposed rule amendments in Eurex Clearing Circular 089-18 related to allowing the inclusion of repo transactions from several Multilateral Trading Facilities (MTFs) into clearing |
10/19/2018 |
Certified |
11/02/2018 |
|
2 |
NYMEX |
European Incentive Program for OTC Energy Products |
10/31/2011 |
Certified |
11/16/2011 |
|
2 |