The Office of Inspector General (OIG) conducts and supervises audits and investigations of programs and operations of the CFTC and recommends policies to promote economy, efficiency and effectiveness in CFTC programs and operations and to prevent and detect fraud and abuse.
Here you will find helpful contact information, reports and alerts issued by the OIG.
Employees, contractors and members of the public may report any instance of fraud, waste, and abuse at CFTC by:
Annual Financial Statement Audit Opinion
Assessments of the Most Serious Management Challenges Facing the CFTC
Audit of the Customer Protection Fund – Financial Statements
Reviews of CFTC Operations
Peer Review Reports
Semi-annual Reports to Congress
Reported by the CFTC-OIG to Congress twice yearly