12-78

Title: 12-78







Description

The Division of Market Oversight issued time-limited, no-action relief to Deutsche Bank with respect to various reporting requirements under Parts 43, 45, and 46 that Deutsche Bank was required to comply with as of December 31, 2012.

12-77

Title: 12-77







Description

The Division of Market Oversight issued time-limited, no-action relief to HSBC with respect to various reporting requirements under Parts 43, 45, and 46 that HSBC was required to comply with as of December 31, 2012.

12-76

Title: 12-76







Description

The Division of Market Oversight issued time-limited, no-action relief to Barclays Bank, PLC with respect to various reporting requirements under Parts 43 and 45 that Barclays Bank, PLC was required to comply with as of December 31, 2012.

12-75

Title: 12-75







Description

The Division of Market Oversight issued time-limited, no-action relief to Standard Chartered Bank with respect to various reporting requirements under Parts 43, 45, and 46 that Standard Chartered Bank was required to comply with as of December 31, 2012.

12-65

Title: 12-65







Description

Time-Limited No-Action Relief from the Reporting of Certain Non-Reporting Counterparty Information Pursuant to Parts 45 and 46

12-53

Title: 12-53







Description

Time-Limited No-Action Relief from (i) Parts 43 and 45 Reporting for Prime Brokerage Transactions, and (ii) Reporting of Unique Swap Identifiers in Related Trades under Part 45 by Prime Brokers

12-41

Title: 12-41







Description

No-Action Relief for Swap Dealers from Certain Swap Data Reporting Requirements of Part 43, Part 45 and Part 46 of the Commission’s Regulations. Due to Effects of Hurricane Sandy.

12-39

Title: 12-39







Description

Time-Limited No-Action Relief for Bespoke or Complex Swaps from Certain Swap Data Reporting Requirements of Parts 43 and 45 of the Commission’s Regulations. (Extended by 13-35)

12-32

Title: 12-32







Description

Time-Limited No-Action Relief for Swap Dealers from Certain Swap Data Reporting Requirements of Part 43, Part 45 and Part 46 of the Commission’s Regulations.