22-03

Title: 22-03







Description

DOD is taking a time-limited no-action position with respect to the compliance dates for the November 25, 2020 amendments to certain of the swap data reporting rules in Parts 43, 45, 46, and 49.

21-12

Title: 21-12







Description

Relief under Parts 43 and 45 to entities submitting swaps for clearing by derivatives clearing organizations (DCOs) operating under CFTC exemptive orders or no-action relief provided by CFTC staff.

21-11

Title: 21-11







Description

Relief from Part 43 and 45 reporting, as well as related sections of Parts 38 and 39, for binary options executed on or pursuant to the rules of Kalshi and cleared through LedgerX.

21-09

Title: 21-09







Description

Brexit-related time limited no-action position with respect to certain swap dealer transaction-level requirements

20-21

Title: 20-21







Description

Withdrawal of staff advisory and no-action relief: transaction-level requirements for non-U.S. swap dealers

20-18

Title: 20-18







Description

No-action relief from certain Commission regulations with respect to certain warrants listed on foreign exchanges.

17-33

Title: 17-33







Description

Announcement of DMO review of all swaps reporting regulations, including opening of comment period. Overview of specific issues that DMO plans to address.

17-32

Title: 17-32







Description

Relief from swap reporting and recordkeeping requirements applicable to Cantor Futures Exchange, L.P. (CX), Cantor Clearinghouse, L.P. and CX’s market participants

17-31

Title: 17-31







Description

Relief from swap reporting and recordkeeping requirements applicable to North American Derivatives Exchange, Inc. (Nadex) and Nadex’s market participants

16-74

Title: 16-74







Description

The Division of Market Oversight is issuing a no-action letter that extends the relief provided in Letter No. 15-60 by permitting swap execution facilities (“SEFs”) to provide for the use of a non-Order Book trading system or platform to execute block trades for swaps that are intended to be cleared, subject to certain conditions.