Displaying results 351 - 360 of 394
… members, research personnel or sharing of employees for training, operational or compliance purposes would not … decisions, sharing of research personnel, or sharing for training, operational or compliance purposes, so long as … members or research personnel, or sharing of employees for training, operational or compliance purposes, would not …
… efforts. OCEO is also reaching intermediaries through trainings that educate participants on the CFTC’s fraud …
… and reporting of the study data. Macro conducted all training of field staff, implemented a series of checks to … costs may also include administrative, logistical, and training costs. For example, several commenters highlighted … with revising or preparing explanatory material for training employees regarding the model form, such as scripts …
… and reporting of the study data. Macro conducted all training of field staff, implemented a series of checks to … costs may also include administrative, logistical, and training costs. For example, several commenters highlighted … with revising or preparing explanatory material for training employees regarding the model form, such as scripts …
… incur some one- time costs such as costs associated with training traders and staff in the new Rules. The Commission … incur some one- time costs such as costs associated with training traders and staff in the new Rules. The Commission …
… will have appropriate controls for access; awareness and training; audit and accountability; configuration …
… RIAs may need to increase compliance staff and/or provide training for existing compliance staff to ensure effective …
… decisions, sharing of research personnel, or sharing for training, operational or compliance purposes, so long as … members, research personnel or sharing of employees for training, operational or compliance purposes would not …
… (CTAs); Registration of Floor Traders; Mandatory Ethics Training for Registrants; Suspension of Registrants Charged …
… decisions, sharing of research personnel, or sharing for training, operational or compliance purposes, so long as … members, research personnel or sharing of employees for training, operational or compliance purposes would not … decisions, sharing of research personnel, or sharing for training, operational or compliance purposes, so long as …