Displaying results 301 - 310 of 394
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Symbols, Cymbals and Systems - A Culture Shift Conversation
Keynote Address of Commissioner Bart Chilton to the Hard Assets Investment Conference, Chicago, IL
September 21, 2012
Introduction
Thank you for that generous introduction and for the invitation to speak with you…
...Introduction
Good afternoon. It’s a pleasure to be here for the inaugural meeting of the Technology Advisory Committee (TAC) under Commissioner Goldsmith-Romero’s sponsorship. The work of the Commission’s Advisory Committees is critical to the development of the CFTC’s regulations and policies, as well as industry best practices.
I want to thank Commissioner Goldsmith-Romero…
… staffed with risk analysts with state-of-the-art training and expertise in advanced quantitative risk and …
… and FBs); Registration of Floor Traders; Mandatory Ethics Training for Registrants; Suspension of Registrants Charged …
...Statement of Commissioner Dan M. Berkovitz on Recent Trading in the WTI Futures Contract before the Energy and Environmental Markets Advisory Committee Meeting
May 7, 2020
Summary
On April 20th, the price of the West Texas Intermediate (“WTI”) crude oil futures contract for May delivery collapsed from about $18 per barrel to negative $37 per barrel, a fall of $55 per barrel in one…
… The regulations also would have required mandatory ethics training, which would have had to have been performed every … of instructional requirements. In addition, the ethics training portion of the rules were changed to include that … its intent to become a trainer. Mr. Kuserk talked about the training that was required to become registered. Trainers …
… employees about prohibited personnel practices and the WPA; Training supervisors on prohibited personnel practices and … employees about prohibited personnel practices and the WPA; Training supervisors on prohibited personnel practices and …
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Keynote Address of Commissioner J. Christopher Giancarlo before the Markit Group, 2016 Annual Customer Conference New York
“Blockchain: A Regulatory Use Case”
May 10, 2016
CFTC Commissioner J. Christopher Giancarlo expands on his “do no harm” regulatory approach to distributed ledger technology innovation by outlining five key steps for regulators to…
… increased efficiencies through knowledge sharing and cross training under unified leadership; thus benefitting the …
...Introduction
Good morning, I am honored to welcome you to the first Market Risk Advisory Committee (MRAC) meeting of 2024. At this meeting, the MRAC will introduce formal recommendations, reports, and presentations with insightful guidance to improve the integrity and stability of our markets. These include an unprecedented analysis of the state of intermediated clearing markets and the…