Displaying results 151 - 160 of 396
07-3697
... [Federal Register: July 30, 2007 (Volume 72, Number 145)] [Notices] [Page 41498-41499] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr30jy07-30] ----------------------------------------------------------------------- COMMODITY FUTURES TRADING COMMISSION Agency…
Privacy Office
… or updating any program, system or initiative; Provides training, education and outreach to build a culture of … or updating any program, system or initiative; Provides training, education and outreach to build a culture of …
2016-26417
...Federal Register, Volume 81 Issue 212 (Wednesday, November 2, 2016) [Federal Register Volume 81, Number 212 (Wednesday, November 2, 2016)] [Notices] [Pages 76333-76334] From the Federal Register Online via the Government Publishing Office [www.gpo.gov] [FR Doc No: 2016-26417] ----------------------------------------------------------------------- COMMODITY FUTURES TRADING…
CFTC Finds Mizuho Bank, Ltd. Engaged in Spoofing of Treasury Futures and Eurodollar Futures
… misconduct including revising its policies, updating its training, and implementing electronic systems to identify …
Speech, “De Principatibus,” before the Argus Media Summit
... “De Principatibus” Speech of Commissioner Bart Chilton before the Argus Media Summit, Houston, Texas October 21, 2009 Introduction Thank you for that kind introduction. It is a pleasure to be with you today. I thank Argus for bringing us all together. There is a lot…
Financial Privacy
… directors or an appropriate committee; and ensure employee training. The rule includes guidelines to assist entities as …
Federal Court Orders U.S. Bank National Association to Pay $18 Million to Peregrine Customers
… At that time, U.S. Bank had no policies, procedures or training specifically applicable to FCM customers or …
CFTC Files Eight Anti-Spoofing Enforcement Actions against Three Banks (Deutsche Bank, HSBC & UBS) & Six Individuals
… to take specified steps to implement and strengthen their training, systems, and controls to detect and deter spoofing …
Written Testimony of Chairman J. Christopher Giancarlo before the Senate Banking Committee
… in virtual currencies; • the  National Attorneys General Training and Research Institute (NAGTRI) , which is the research and training arm of the National Association of Attorneys … for their fraud prevention outreach o Participation in trainings for intermediaries, such as library staff, to …
07-5301
... [Federal Register: October 26, 2007 (Volume 72, Number 207)] [Notices] [Page 60828-60829] From the Federal Register Online via GPO Access [wais.access.gpo.gov] [DOCID:fr26oc07-40…