Displaying results 71 - 80 of 87
… decisions, sharing of research personnel, or sharing for training, operational or compliance purposes, so long as … members, research personnel or sharing of employees for training, operational or compliance purposes would not …
… (CTAs); Registration of Floor Traders; Mandatory Ethics Training for Registrants; Suspension of Registrants Charged …
… to, compliance experience, related career experience, training, and any other relevant factors related to the … to, compliance experience, related career experience, training, and any other relevant factors to the position. A …
… the development and implementation of compliance training, monitoring and spot checking of first line …
… ISDA members to adapt systems, create and run internal trainings, and issue client communications; develop and … such as Germany, creation and delivery of job-related training which introduces changes to working practices such … participants to ``adapt systems; create and run internal training; issue client communications; and develop and …
… perform the risk management procedures, define the special training, skills, experience, and industry tenure of those … perform the risk management procedures, define the special training, skills, experience, and industry tenure of those …
… (c.) Recruitment, relocation or retention bonuses; and (d.) Training information. The official personnel records …
...Federal Register, Volume 84 Issue 64 (Wednesday, April 3, 2019)
[Federal Register Volume 84, Number 64 (Wednesday, April 3, 2019)]
[Rules and Regulations]
[Pages 12908-12929]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-06319]
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COMMODITY FUTURES…
...Federal Register, Volume 81 Issue 158 (Tuesday, August 16, 2016)
[Federal Register Volume 81, Number 158 (Tuesday, August 16, 2016)]
[Rules and Regulations]
[Pages 54478-54498]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2016-18854]
[[Page 54478…
… proposed Sec. 1.81(d) (requiring AT Persons to establish training procedures for communicating and escalating to … that requiring separate monitors to those implementing a training strategy is overly burdensome and inconsistent …