Displaying results 51 - 60 of 87
… \224\ NIST SP 800-84, Guide to Test, Training, and Exercise Programs for IT Plans and … 17 CFR 49.24(j). \227\ NIST SP 800-84, Guide to Test, Training, and Exercise Programs for IT Plans and … identification and authentication; security awareness training; audit log maintenance, monitoring, and analysis; …
… and FBs); Registration of Floor Traders; Mandatory Ethics Training for Registrants; Suspension of Registrants Charged …
… See, e.g., NIST Special Publication 800-84, Guide to Test, Training, and Exercise Programs for IT Plans and … identification and authentication; security awareness training; audit log maintenance, monitoring, and analysis; … and approvals; outsourcing and vendor management; training in secure coding practices; and any other elements …
… that so long as internal controls, senior leadership, and training programs of a firm are created with the proper … in the firm's books and records; and (9) annual training of personnel responsible for compliance with the … house as well as the transferring one,'' thereby restraining Brokers ``to remain with one FCM, or completely …
… that so long as internal controls, senior leadership, and training programs of a firm are created with the proper … in the firm's books and records; and (9) annual training of personnel responsible for compliance with the … house as well as the transferring one,'' thereby restraining Brokers ``to remain with one FCM, or completely …
… that so long as internal controls, senior leadership, and training programs of a firm are created with the proper … in the firm's books and records; and (9) annual training of personnel responsible for compliance with the … house as well as the transferring one,'' thereby restraining Brokers ``to remain with one FCM, or completely …
… and FBs); Registration of Floor Traders; Mandatory Ethics Training for Registrants; Suspension of Registrants Charged …
… See list available at: https://www.cdfifund.gov/programs-training/certification/cdfi/Pages/default.aspx . \45\ …
… rules and regulations appropriate standards with respect to training, experience, and such other qualifications as the …
… increased efficiencies through knowledge sharing and cross training under unified leadership; thus benefitting the …