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… information and receive annual privacy and security training. Technical security measures within CFTC include …
… acquiring or modifying equipment or examinations or training materials; providing accessible technology or …
… all times while operating in the markets. Staff must have training, experience and tools that enable them to monitor … management procedures standards, and ATS monitoring staff training standards inquired about in this Concept Release … has been altered. Nor are there any minimum standards for training or sophistication in the areas of supervision, …
… written policies, standards, and procedures reinforced by training and periodic auditing. Technical security …
… Requirements d. Sec. 37.201(c)(4)--Ethics Training (1) Guidance to Core Principle 2 in Appendix B--Ethics Training e. Sec. 37.201(c)(5)--Standards of Conduct … SEFs to adopt minimum proficiency testing and ethics training requirements to ensure that their trading …
… take annual security and privacy, and records management training. Technical security measures within CFTC include …
… CFTC staff are required to take annual privacy and security training. Technical security measures within NFA and CFTC …
… specified systems; to identify the need for and to conduct training programs, which can include the topics of …
… set forth in Commission regulations; (ii) provide training to all relevant personnel on applicable position … Commission clarify that as long as an SD or MSP provides training on the position limits and establishes and enforces … limits * * *'' (modification to rule text in italics). 2. Training on Applicable Position Limits--Sec. 23.601(c) SIFMA …
… adequately address the following elements: (1) The level, training, and independence of SRO examination staff; (2) The … a review, including: (1) The staffing levels and adequate training and qualification of SRO or JAC staff members; (2) …