Displaying results 71 - 80 of 108
… that an offseason of following the Bigger, Faster, Stronger training program would help us improve on the field. [1] …
… communications; and • Implementing auditing, monitoring and training measures concerning submissions and related …
… potential alternative approaches for their merits. Third : Training an Eye Toward the Future. We all know where the …
… a closed environment for simulation, stress testing, and training new technologies. Within this environment, fintech …
… communications; and • Implementing auditing, monitoring and training measures concerning submissions and related …
...Keynote Address of Commissioner Dan M. Berkovitz at ISDA’s 2019 Annual North America Conference
September 26, 2019
Turning to a New Decade
Good afternoon and thank you for the warm welcome. I would like to thank Scott O’Malia and ISDA for inviting me to speak at this event. I am pleased to be here at the one-year anniversary of my having joined the CFTC as a Commissioner.…
… In fact, since Covid started, the Lab has given over 60 training sessions internally here at the CFTC, and that’s …
… the matter, and committing to mandatory agency-wide training for staff about the duty of accuracy and candor and …
… includes ensuring that employees receive sufficient training and that their activities are monitored through … The Order found that the firm provided insufficient training, emphasizing that, for most of the traders involved …
...Keynote Address of Chairman J. Christopher Giancarlo at Fintech Week, Georgetown University Law School
“Quantitative Regulation: Effective Market Regulation in a Digital Era”
November 7, 2018
Thank you. Let me begin by thanking Georgetown Law Professor and Director of the Institute of International Economic Law, Chris Brummer. In only a few short years under his leadership…