Displaying results 31 - 40 of 108
Concurring Statement of Commissioner Caroline D. Pham Regarding LIBOR Transition Clearing Requirement Determination for Certain Interest Rate Swaps
… participants to “adapt systems; create and run internal training; issue client communications; and develop and …
Remarks of CFTC Commissioner Sharon Y. Bowen before the 17th Annual OpRisk North America
… that those who report to them have received sufficient training, have fully understood the rules, and will abide by … that needs to be considered is the danger of inadequate training or communication failures within the organization. …
Keynote Address of Chairman Rostin Behnam at the ABA Business Law Section Derivatives & Futures Law Committee Winter Meeting
… months to the reporting of pitchers and catchers at spring training camps.  In many respects, this conference also … having whittled down to only a pair. Then, just as spring training got underway (a little later than usual), [1] … into their priorities and personal interests. Spring training was a little shorter in 2022, and so was our time …
Concurring Statement of Commissioner Sharon Y. Bowen Regarding Open Meeting on Regulation Automated Trading (“Regulation AT”)
... Concurring Statement of Commissioner Sharon Y. Bowen Regarding Open Meeting on Regulation Automated Trading (“Regulation AT”) November 24, 2015 Thank you. It’s a pleasure to be here this morning to consider the proposed rule on automated trading. I want to thank the Commission staff for the…
Remarks of Chairman Gary Gensler before the Maret Business Club
... Remarks of Chairman Gary Gensler before the Maret Business Club October 28, 2013 Hello, thank you Isaac for that kind introduction, but I think you could have just said I’m Isabel’s dad. I’m honored to have the opportunity to speak to the Maret Business Club. Though Isaac mentioned…
Remarks of Chairman James E. Newsome before the Committee on Agriculture, Nutrition, and Forestry, United States Senate
… and abusive practices, we must have staff with the proper training and with solid experience in the markets we …
Remarks on Oil Market Transparency: A Preventative Measure for Extreme Volatility, at the IEA/IEEJ Forum
… with other international regulatory agencies to provide training on the development and utilization of the …
Address by Chairman James E. Newsome before the International Futures Industry Conference in Boca Raton, Florida
… and abusive practices, we must have staff with the proper training and with solid experience in the markets we …
Commissioner Kristin N. Johnson Statement on the CFTC RFC on AI: Building a Regulatory Framework for AI in Financial Markets
… imbalanced representations of women of color in popular training data sets.” [33] In consumer finance, … of AI does not hardwire discrimination prevalent in training data into emerging AI technologies. New Governance …
Manuel F. Cohen Endowed Lecture by Commissioner Kristin Johnson at George Washington University Law School
… For example, the SEC has had to confront the possibility of training their AI on biased data that reflects the judgments … or the difficulty of finding accurate ground truth in training data.” [10]   The report also states that “[t]he … imbalanced representations of women of color in popular training data sets should also be carefully accounted for. …