Displaying results 21 - 30 of 108

If You See Something, Say Something: Remarks by Commissioner Caroline D. Pham at the NYU Law Program on Corporate Compliance and Enforcement Fall Conference

… was something that Compliance officers repeated in so many trainings and so many refreshers. When in doubt, if you see …

Speech before American Bar Association: Recent CFTC Projects and the Year Ahead

… must have the tools – and, just as importantly, the training – to assure that they can properly protect their … up relationships with its counterparts overseas to provide training and technical assistance. In just the past several …

Testimony of Commissioner James E. Newsome, before the U.S. House of Representatives Committee on Appropriations, Subcommittee on Agriculture, Rural Development, FDA and Related Agencies

… of restitution. The Commission also may obtain temporary restraining orders and preliminary and permanent injunctions in … temporary relief on an  ex parte  basis including restraining orders preserving books and records, freezing …

Statement Before the Open Meeting on the Fifth Series of Proposed Rulemakings Under the Wall Street Reform and Consumer Protection Act

... Opening Statement Before the Open Meeting on the Fifth Series of Proposed Rulemakings Under the Wall Street Reform and Consumer Protection Act Commissioner Bart Chilton November 19, 2010 If you were in the halls of the CFTC building this week, it may have seemed like a bee hive.…

Speech, “De Principatibus,” before the Argus Media Summit

... “De Principatibus” Speech of Commissioner Bart Chilton before the Argus Media Summit, Houston, Texas October 21, 2009 Introduction Thank you for that kind introduction. It is a pleasure to be with you today. I thank Argus for bringing us all together. There is a lot…

Written Testimony of Chairman J. Christopher Giancarlo before the Senate Banking Committee

… in virtual currencies; • the  National Attorneys General Training and Research Institute (NAGTRI) , which is the research and training arm of the National Association of Attorneys … for their fraud prevention outreach o Participation in trainings for intermediaries, such as library staff, to …

“We Can Do Better”, Remarks to the Chicago Regional Office of the CFTC

… was afforded the opportunity to participate in an intern training program at a Dean Witter.  Needless to say, Mr. …

Opening Statement of Commissioner Caroline D. Pham Regarding CFTC Open Meeting on December 13, 2023

… programs. Bank examiners undergo years of specialized training and certification, and often have more than a …

Keynote Speech of CFTC Commissioner Sharon Y. Bowen before the Quadrilateral Meeting at the European Central Bank (Frankfurt, Germany)

… of individuals,” including “new expectations for training and qualifications standards” for personnel in the …

Opening Statement Commissioner Scott D. O’Malia, Open Meeting on Cross –Border Guidance and Exemptive Order

... Opening Statement Commissioner Scott D. O’Malia, Open Meeting on Cross –Border Guidance and Exemptive Order July 12, 2013 Mr. Chairman, I would like to thank the staff and my fellow commissioners and international regulators for all of their hard work to modify the cross-border document and…