Displaying results 101 - 108 of 108
Keynote Address of Commissioner Brian D. Quintenz before the 2018 Agricultural Commodity Futures Conference
...Keynote Address of Commissioner Brian Quintenz before the 2018 Agricultural Commodity Futures Conference The Weed Garden April 6, 2018 Thank you for that kind introduction.  Before I begin, let me make the usual disclaimer and quickly say that the views contained in this speech are my own and do not represent the views of the Commodity Futures Trading Commission (CFTC or…
Keynote of Chairman Rostin Behnam at the ABA Business Law Section Derivatives & Futures Law Committee Winter Meeting
...As Prepared for Delivery Introduction Good afternoon.  I am delighted to join you today back in Naples for the first time since 2020. The last several years tested resilience across the derivatives markets, which required working together to meet the most extreme, but plausible issues, events, inquiries, and environmental, geopolitical, and fiscal conditions.  The urgent…
Opening Remarks of Commissioner Kristin N. Johnson at FIA L&C Panel: Futureproofing Financial Markets: AI and Derivatives Markets
...Introduction  Good morning. Thank you very much to the Futures Industry Association, President and Chief Executive Officer Walt Lukken, and Yvette Valdez for the generous invitation for me to join you this morning. I delivered my very first keynote address as a Commissioner at the FIA IDX conference in London in June of 2022 and my first public appearance as a Commissioner was here at…
Speech of Enforcement Director James M. McDonald Regarding Enforcement trends at the CFTC, NYU School of Law: Program on Corporate Compliance & Enforcement
…   Imagine the CEO telling the new staff about the various trainings to come as part of the onboarding …
Regulation of the Future: Building Responsible Digital Asset Markets: Keynote Address by Commissioner Caroline D. Pham, 18th Nasdaq Technology of the Future Conference—Reimagining Tomorrow’s Markets
… we do now: commerce, entertainment and media, education and training, manufacturing, and business in general.   With a …
Remarks of Chairman J. Christopher Giancarlo at Economic Club of Minnesota, Minneapolis, Minnesota
… can imagine the CEO telling the new staff about the various trainings to come as part of the onboarding …
Statement of Commissioner Kristin N. Johnson Regarding the CFTC’s Notice of Proposed Rulemaking on Operational Resilience Program for FCMs, SDs, and MSPs
… resilience framework, the proposed rule also lays out training, [32] review, and testing requirements to ensure …
Testimony of Chairman J. Christopher Giancarlo before the House Committee on Agriculture, Washington, D.C.
… efforts. OCEO is also reaching intermediaries through trainings that educate participants on the CFTC’s fraud …