Displaying results 31 - 40 of 90
CFTC Seeks to Revoke the Commodity Trading Advisor Registration of Pro Trading Course, LLC
… and sales solicitations to sell its commodity futures training program and access to PTC’s Virtual Trading Room. …
CFTC Announces the Appointment of Andrei Kirilenko as Chief Economist
… economic research, expert testimony, education and training. In announcing the appointment, CFTC Chairman Gary …
CFTC Seeks Public Comment on Request by Chicago Board of Trade to Amend its Wheat Futures Contract
... Release: 5541-08 For Release: September 9, 2008 CFTC Seeks Public Comment on Request by Chicago Board of Trade to Amend its Wheat Futures Contract Washington, DC – The Commodity Futures Trading Commission (CFTC) is requesting public comment on proposed amendments submitted by the Chicago Board of Trade (CBT) to its wheat futures…
CFTC Sends Delegation to India to Provide Technical Assistance to the Forward Markets Commission
… and industry professionals from all over India. The training will focus on the following: Product development - …
CFTC and the Japan Ministry of Economy, Trade and Industry and the Japan Ministry of Agriculture, Forestry and Fisheries Sign Arrangement for Enhanced Cooperation and Collaboration
… between our respective countries, including the CFTC’s training programs in the areas of intermediary oversight, …
CFTC Orders BNP Paribas Securities Corp. to Pay a $140,000 Penalty to Settle Charges of Improper Investment of Customer Segregated Funds
… regularly review its policies and procedures and provide training to ensure compliance with applicable regulations. …
CFTC Orders Aruba-based Copersucar Trading A.V.V. to Pay a $300,000 Penalty for Executing Wash Trades on ICE
… market rules, use of self-trade prevention technology, and training for its agents. The CFTC acknowledges the …
CFTC Orders Chicago-based E*TRADE Securities LLC and E*TRADE Clearing LLC to Pay a $280,000 Civil Monetary Penalty for Failure to Retain Required Records and Failure to Diligently Supervise
… their policies and procedures and providing appropriate training to officers and employees regarding the CEA’s …
CFTC Orders Eagle Market Makers Inc. to Pay over $223,000 in Penalties and Disgorgement to Settle Charges of Violating Corn Futures Speculative Position Limits and Failing to Supervise Traders
… limits. According to the order, Eagle never conducted any training of its traders with respect to speculative position …
CFTC Orders HSBC Securities (USA) Inc. Pay $1.6 Million Penalty for Spoofing In the Precious Metals Futures Markets
… to take specified steps to implement and strengthen their training, systems, and controls to detect and deter spoofing …