Displaying results 81 - 90 of 95
CFTC Releases Annual Enforcement Results for Fiscal Year 2015
… CFTC filed 69 enforcement actions focusing on manipulation, spoofing and fraud and ensuring market participants meet … enforcement of the Commodity Exchange Act’s (CEA) anti-spoofing clause, including its action, along with the U.S. … billion. Enforcement Program Highlights Fiscal Year 2015 Spoofing and Manipulation, Attempted Manipulation Two of the …
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CFTC Releases Annual Enforcement Results
… Release 8590-22 ] Manipulative and Deceptive Conduct and Spoofing In its largest benchmark manipulation case to date, … defendants engaged in cross-market and single market spoofing involving CBOT soybean futures and options on … Release 8514-22 ] The CFTC brought several actions finding spoofing by respondents in a number of different markets, …
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CFTC Division of Enforcement Issues Annual Report
… number of enforcement actions brought (113), the largest spoofing penalties ever assessed, and the most retail fraud … and civil monetary penalty ($436,431,811) amounts in a spoofing case. The most retail fraud actions (56) in a …
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CFTC Orders Connecticut-Based Tillage Commodities, LLC to Pay a $150,000 Civil Monetary Penalty for Supervision Failures
... September 28, 2017 CFTC Orders Connecticut-Based Tillage Commodities, LLC to Pay a $150,000 Civil Monetary Penalty for Supervision Failures Washington, DC – The Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Connecticut-based Tillage Commodities, LLC (Tillage), a Commodity Pool Operator (CPO), for failure to…
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CFTC and Kansas State University Announce 2018 Agricultural Commodity Futures Conference
… futures markets; potential market manipulation; spoofing; the lack of convergence between cash and futures …
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CFTC Acting Chairman Giancarlo Announced Andrew B. Busch as the Commission’s first Chief Market Intelligence Officer
… for prosecution violations of law and regulation such as spoofing, manipulation and fraud. Before BPI, Mr. Busch was …
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Registration Open for CFTC and Kansas State University Upcoming Agricultural Commodity Futures Conference
… futures markets; potential market manipulation; spoofing; the lack of convergence and elevated volatility …
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CFTC Posts Record-Breaking Enforcement Year
… resolution for violations relating to manipulation and spoofing; Filed an action in coordination with more state …
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CFTC Division of Enforcement Issues Report on FY 2018 Results
… task forces focused on four different substantive areas — spoofing and manipulative trading, virtual currency, insider …
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CFTC Orders Chicago-based Advantage Futures LLC, its CEO Joseph Guinan & Former Chief Risk Officer William Steele Jointly to Pay a $1.5 Million Penalty for Supervision, Risk Management Failures & Making Inaccurate Statements in Required CFTC Filings
… of trading in several contract markets, consistent with spoofing and/or manipulative or deceptive trading. According …
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