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… and settling charges that two of DBSI’s traders engaged in spoofing. According to the order, DBSI manually placed bids … or offers before execution, an illegal practice known as spoofing. Deutsche Bank District Judge William H. Pauley III … charges against DBSI for engaging in numerous instances of spoofing in the Treasury futures and Eurodollar futures …
… morning, the CFTC announced the filing of manipulation and spoofing charges against three individuals who served as … and Gregg Smith are charged with manipulative conduct and spoofing in the precious metals futures markets in a … of Illinois, and Christian Trunz resolved charges of spoofing in an administrative settlement, in which he …
… resolutions addressed a variety of misconduct, including spoofing and swap dealer reporting and compliance. In all … talk through a few examples now. The first example is our spoofing resolutions. To take just a few of them, in our 2019 spoofing resolution with Mitsubishi involving hundreds of …
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The Procurement Office (i.e., “Procurement Section”) resides within the Business Operations Branch of the Division of Administration and is charged with managing the Commission’s acquisition needs and overseeing and executing all CFTC procurement activities. The Procurement Office is also responsible for drafting and implementing procurement policy for the Commission and awarding and…
… its supervision obligations for failing to ensure its spoofing surveillance tool was operating effectively. ANZ … CFTC staff that a surveillance tool ANZ used to monitor for spoofing activity by its traders was not operating … result, thousands of orders were not timely surveilled for spoofing and ANZ should have, but did not receive a …
… impermissible trading strategies such as front-running and spoofing. Focusing on the Flash Crash: Navigating Innovation … [6] Using a high-frequency trading strategy known as “spoofing,” Sarao entered tens of millions of dollars of … pled guilty to one count of wire fraud and one count of “spoofing.” This simplified description does not reach the …
Remarks of Chairman Tarbert at Awards Ceremony Recognizing the Department of Justice’s Fraud Section
… of the law is the thing of which we are the most proud. The spoofing area has, of course, been an area of particularly … to Avi Perry and his team in charging and trying numerous spoofing cases around the country. And, particularly with respect to the most spoofing significant matters filed in the past few years, we …
… Under his leadership, we have won path-breaking cases in spoofing and manipulation, protected investors from … of the new Dodd-Frank authorities, including the anti-spoofing provision, the new anti-manipulation authority in … matters like the successful prosecution of Nav Sarao for spoofing and manipulation. The Division’s close working …
… to their regulatory obligations, manipulation and spoofing actions, and precedent-setting court decisions in … Release 8693-23 ] Manipulative and Deceptive Conduct and Spoofing The CFTC is focused on detecting, investigating, … and prosecuting misconduct—fraud, manipulation, spoofing, or other forms of disruptive trading—that can …
… monitoring markets for manipulative behavior, preventing spoofing, quote stuffing, and layering, and generally … The CFTC’s aggressive enforcement activities against spoofing demonstrate our commitment to policing trading in these markets. The CFTC has litigated or settled 27 spoofing cases since receiving spoofing enforcement …