Displaying results 41 - 50 of 95
In CFTC Action, Former Trader Krishna Mohan Admits to Engaging in Spoofing and Manipulative Scheme at a Proprietary Trading Firm
… Action, Former Trader Krishna Mohan Admits to Engaging in Spoofing and Manipulative Scheme at a Proprietary Trading … with other individuals, which involved thousands of acts of spoofing (bidding or offering with the intent to cancel the … from violating the Commodity Exchange Act’s prohibition on spoofing and the use of manipulative and deceptive schemes. …
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CFTC Orders UBS to Pay $15 Million Penalty for Attempted Manipulation and Spoofing In the Precious Metals Futures Markets
… to Pay $15 Million Penalty for Attempted Manipulation and Spoofing In the Precious Metals Futures Markets UBS’s … metals futures contracts by utilizing a variety of manual spoofing techniques with respect to precious metals futures … continued commitment to root out manipulation and spoofing in our markets.  At the same time, this action …
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CFTC Orders Floor Broker Anuj C. Singhal to Pay $150,000 Penalty for Spoofing in Wheat Futures Market
… Floor Broker Anuj C. Singhal to Pay $150,000 Penalty for Spoofing in Wheat Futures Market Washington DC – The … broker, for engaging in the disruptive trading practice of “spoofing” (bidding or offering with the intent to cancel … CFTC Order finds that Singhal frequently engaged in this spoofing activity by first entering larger limit orders on …
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CFTC Orders Logista Advisors LLC to Pay $250,000 for Supervision Failures Related to Spoofing on a Foreign Futures Exchange
… LLC to Pay $250,000 for Supervision Failures Related to Spoofing on a Foreign Futures Exchange Washington, DC – The … in the disruptive trading practice commonly known as “spoofing” ( i.e ., bidding or offering with the intent to … LLC to Pay $250,000 for Supervision Failures Related to Spoofing on a Foreign Futures Exchange …
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In CFTC Action, Former Trader Kamaldeep Gandhi Admits to Engaging in Spoofing and Manipulative Schemes at Proprietary Trading Firms
… Former Trader Kamaldeep Gandhi Admits to Engaging in Spoofing and Manipulative Schemes at Proprietary Trading … with other individuals, which involved thousands of acts of spoofing (bidding or offering with the intent to cancel the … from violating the Commodity Exchange Act’s prohibition on spoofing and the use of manipulative and deceptive schemes.  …
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CFTC Orders Morgan Stanley Capital Group Inc. to Pay $1.5 Million for Spoofing in the Precious Metals Futures Markets 
… Morgan Stanley Capital Group Inc. to Pay $1.5 Million for Spoofing in the Precious Metals Futures Markets  Washington, … against Morgan Stanley Capital Group Inc. for engaging in spoofing on multiple occasions in the precious metals … $1.5 million, to cease and desist from violating the CEA’s spoofing prohibition, and to take specified steps to …
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CFTC Orders HSBC Securities (USA) Inc. Pay $1.6 Million Penalty for Spoofing In the Precious Metals Futures Markets
… HSBC Securities (USA) Inc. Pay $1.6 Million Penalty for Spoofing In the Precious Metals Futures Markets CFTC … (USA) Inc . (HSBC) for engaging in numerous acts of spoofing with respect to certain futures products in gold … violating the Commodity Exchange Act’s prohibition against spoofing, and to take specified steps to implement and …
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CFTC Charges James Vorley and Cedric Chanu with Spoofing and Engaging in a Deceptive and Manipulative Scheme in the Precious Metals Futures Markets
… 29, 2018 CFTC Charges James Vorley and Cedric Chanu with Spoofing and Engaging in a Deceptive and Manipulative Scheme … Chanu , a United Arab Emirates resident, charging them with spoofing and engaging in a manipulative and deceptive scheme … McDonald, the CFTC’s Director of Enforcement, commented: “Spoofing undermines the integrity of our markets and gives …
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CFTC Orders Trading Firm Mitsubishi International Corporation to Pay $400,000 for Spoofing in the Precious Metals Futures Markets
… Mitsubishi International Corporation to Pay $400,000 for Spoofing in the Precious Metals Futures Markets  Washington, … International Corporation for engaging in multiple acts of spoofing on the Commodity Exchange, Inc. markets for silver … penalty and to cease and desist from violating the CEA’s spoofing prohibition. The order recognizes that Mitsubishi …
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CFTC Orders Chicago Trading Firm Belvedere Trading LLC to Pay $1.1 Million for Spoofing in the Financial Futures Markets
… Trading Firm Belvedere Trading LLC to Pay $1.1 Million for Spoofing in the Financial Futures Markets Washington, DC — … trading firm in Chicago, Illinois, for engaging in acts of spoofing on hundreds of occasions in the Chicago Mercantile … monetary penalty and to cease and desist from violating the spoofing prohibition of the CEA. The order recognizes …
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