Displaying results 41 - 50 of 193
… Trading Firm Arab Global Commodities DMCC Engaged in Spoofing of Copper Futures Contracts Washington, DC – The … India, for engaging in the disruptive trading practice of “spoofing” in the copper futures contract traded on the … violating the Commodity Exchange Act’s prohibition against spoofing. The Order finds that over the course of several …
… The combined orders require BNS to pay $127.4 million for spoofing and making false statements [See CFTC Press Release … a strong indication that our rules may have been broken.” Spoofing and False Statements Enforcement Action The first … thousands of occasions of attempted manipulation and spoofing in gold and silver futures contracts. BNS was …
… Arab Emirates Residents Heet Khara and Nasim Salim with Spoofing in the Gold and Silver Futures Markets Court Issues … engaged in unlawful disruptive trading practices known as “spoofing” in the gold and silver futures markets by placing … before execution. Based on Defendants’ pattern of unlawful spoofing conduct and the potential for dissipation of …
… Mitsubishi International Corporation to Pay $400,000 for Spoofing in the Precious Metals Futures Markets Washington, … International Corporation for engaging in multiple acts of spoofing on the Commodity Exchange, Inc. markets for silver … penalty and to cease and desist from violating the CEA’s spoofing prohibition. The order recognizes that Mitsubishi …
… 29, 2018 CFTC Charges James Vorley and Cedric Chanu with Spoofing and Engaging in a Deceptive and Manipulative Scheme … Chanu , a United Arab Emirates resident, charging them with spoofing and engaging in a manipulative and deceptive scheme … McDonald, the CFTC’s Director of Enforcement, commented: “Spoofing undermines the integrity of our markets and gives …
CFTC Orders UK Trader to Pay $150,000 and Imposes a One-Year Trading Ban for Spoofing in WTI Futures
… trader Adam Cobb-Webb for engaging in multiple instances of spoofing in West Texas Intermediate (WTI) light sweet crude … is also ordered to cease and desist from violating the spoofing prohibition in the Commodity Exchange Act (CEA). … in a long series of actions by the Commission to punish spoofing in the markets the Commission oversees,” said …
… Advisors LLC and Andrew Serotta , charging them with spoofing, engaging in a manipulative and deceptive scheme, … it for supervision failures relating to an employee’s spoofing. Here we are again. As alleged, Logista and its principal engaged in additional spoofing, and manipulative and deceptive conduct. The CFTC …
… LLC to Pay $250,000 for Supervision Failures Related to Spoofing on a Foreign Futures Exchange Washington, DC – The … in the disruptive trading practice commonly known as “spoofing” ( i.e ., bidding or offering with the intent to … LLC to Pay $250,000 for Supervision Failures Related to Spoofing on a Foreign Futures Exchange …
… Orders Citigroup Global Markets Inc. to Pay $25 Million for Spoofing in U.S. Treasury Futures Markets and for Related … against Citigroup Global Markets Inc. (Citigroup) for spoofing — bidding or offering with the intent to cancel the … of its employees and agents in conjunction with the spoofing orders. Citigroup’s unlawful conduct occurred …
… Nav Sarao Futures Limited PLC with Price Manipulation and Spoofing The CFTC Complaint Alleges that Defendants’ … with unlawfully manipulating, attempting to manipulate, and spoofing — all with regard to the E-mini S&P 500 near month … variety of exceptionally large, aggressive, and persistent spoofing tactics. In particular, according to the …