Displaying results 31 - 40 of 83
Remarks of Chairman Timothy Massad before the Exchequer Club of Washington, D.C.
… to integrity of benchmarks, improper behavior such as spoofing, traditional scams such as Ponzi schemes and … actions against those who engage in activities such as spoofing and other forms of manipulation. The proposal we …
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Opening Statement of Chairman Timothy Massad before the Commission Open Meeting
… to integrity of benchmarks, improper behavior such as spoofing, traditional scams such as Ponzi schemes, and …
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Keynote of Chairman Rostin Behnam at the 2023 U.S. Treasury Market Conference
… big data and advanced analytical techniques to identify spoofing behavior and other disruptive trading strategies in … algorithms have already identified multiple potential spoofing cases including more complex spoofing techniques like cross-market spoofing, which have …
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Testimony by Chairman Rostin Behnam Before the Subcommittee on Agriculture, Rural Development, Food and Drug Administration and Related Agencies Committee on Appropriations, U.S. House of Representatives
… fiscal year. [8] Manipulative and Deceptive Conduct and Spoofing: DOE is the CFTC’s most effective tool in rooting … defendants engaged in cross-market and single market spoofing involving CBOT soybean futures and options on soybean futures, and brought several actions finding spoofing in a number of different markets, including gold …
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Written Testimony of Chairman J. Christopher Giancarlo before the U.S. Senate Agriculture, Nutrition, and Forestry Committee
… included significant actions to root out manipulation and spoofing and to protect retail investors from fraud. The … complex litigation, including cases charging manipulation, spoofing, and unlawful use of customer funds. The CFTC … and repeatedly engaging in a manipulative and deceptive spoofing scheme while placing orders for and trading futures …
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Written Testimony of Chairman J. Christopher Giancarlo before the Senate Banking Committee
… included significant actions to root out manipulation and spoofing and to protect retail investors from fraud. The … complex litigation, including cases charging manipulation, spoofing, and unlawful use of customer funds. The CFTC … and repeatedly engaging in a manipulative and deceptive spoofing scheme while placing orders for and trading futures …
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Remarks of Chairman J. Christopher Giancarlo at Economic Club of Minnesota, Minneapolis, Minnesota
… Similarly, we have brought more manipulative conduct and spoofing cases than ever before.   From 2009 to 2016, the … manipulative conduct or disruptive trade practices like spoofing as particularly noteworthy.  Why is that the case? … was the announcement of the parallel actions involving spoofing and manipulative conduct we filed together with the …
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Statement of Commissioner Rostin Behnam Regarding Tower Research Capital LLC
… things, that Tower engaged in a manipulative and deceptive spoofing scheme resulting in the largest civil resolution … of Tower’s actions, which involved unprecedented levels of spoofing, I am not comfortable advising the SEC that the …
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Statement of Commissioner Kristin N. Johnson Regarding the CFTC’s Reaching Over $1 Billion in Civil Monetary Penalties Against Bank-Affiliated Entities for Employees’ Offline Communications
… HSBC for Fraudulent and Manipulative Swaps Trading and Spoofing, and for Recordkeeping and Supervision Failures, …
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Supporting Statement of Commissioner Dan M. Berkovitz Regarding Sunoco Enforcement Action and Opposing “Bad Actor” Waiver
… the Commission’s enforcement against Sunoco LP for the spoofing of the crude oil, gasoline, and heating oil futures …
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