Displaying results 31 - 40 of 193
… and Its Co-Founder to Pay $2.5 Million in Penalties for Spoofing and Manipulative Trading Scheme Washington, DC – … against Hard Eight Futures, LLC and Igor Chernomzav for spoofing – bidding or offering with the intent to cancel the … and Its Co-Founder to Pay $2.5 Million in Penalties for Spoofing and Manipulative Trading Scheme …
… Two Former Precious Metals Traders Admit To Engaging in Spoofing and Manipulation at New York Banks Washington, DC — … CFTC’s Division of Enforcement (Division) and admitted to spoofing and manipulative conduct in the futures markets. … “Today’s enforcement actions send a clear message that spoofing and manipulation in our markets will not be …
… HSBC Securities (USA) Inc. Pay $1.6 Million Penalty for Spoofing In the Precious Metals Futures Markets CFTC … (USA) Inc . (HSBC) for engaging in numerous acts of spoofing with respect to certain futures products in gold … violating the Commodity Exchange Act’s prohibition against spoofing, and to take specified steps to implement and …
… Orders the Bank of Nova Scotia to Pay $800,000 Penalty for Spoofing in the Precious Metals Futures Markets Bank’s … Bank of Nova Scotia ( BNS) for engaging in multiple acts of spoofing in gold and silver futures contracts traded on the … violating the Commodity Exchange Act’s prohibition against spoofing. BNS was notified of the misconduct by its Futures …
… Edge Financial Technologies, Inc. with Aiding and Abetting Spoofing and Manipulative and Deceptive Scheme Washington, … Technologies, Inc. (Edge), with aiding and abetting spoofing and a manipulative and deceptive scheme in the … Director of Enforcement, stated: “In its effort to root out spoofing from our markets, the CFTC will work vigorously to …
… to Pay $15 Million Penalty for Attempted Manipulation and Spoofing In the Precious Metals Futures Markets UBS’s … metals futures contracts by utilizing a variety of manual spoofing techniques with respect to precious metals futures … continued commitment to root out manipulation and spoofing in our markets. At the same time, this action …
… Floor Broker Anuj C. Singhal to Pay $150,000 Penalty for Spoofing in Wheat Futures Market Washington DC – The … broker, for engaging in the disruptive trading practice of “spoofing” (bidding or offering with the intent to cancel … CFTC Order finds that Singhal frequently engaged in this spoofing activity by first entering larger limit orders on …
… Skudder , Global Ag LLC , and Nesvick Trading Group LLC for spoofing—bidding or offering with the intent to cancel the … of Trade. Some of their misconduct involved cross-market spoofing—i.e., spoofing in one market to benefit a position in another …
… in Delaware and headquartered in Dallas, Texas, for spoofing—bidding or offering with the intent to cancel the … is brought in connection with the Division of Enforcement’s Spoofing Task Force. Case Background According to the order, … instances of the disruptive trading practice known as spoofing in futures contracts, including crude oil, …
… Former Trader Kamaldeep Gandhi Admits to Engaging in Spoofing and Manipulative Schemes at Proprietary Trading … with other individuals, which involved thousands of acts of spoofing (bidding or offering with the intent to cancel the … from violating the Commodity Exchange Act’s prohibition on spoofing and the use of manipulative and deceptive schemes. …