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… and their company, BAZUR Spol. S.R.O. (BAZUR), engaged in spoofing and in a manipulative and deceptive scheme to … cease and desist from violating the CEA’s prohibitions on spoofing and manipulative and deceptive schemes to defraud. … engaged in manipulative or deceptive acts and practices by spoofing (bidding or offering with the intent to cancel the …
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… Mitsubishi Corporation RtM Japan Ltd. to Pay $500,000 for Spoofing Washington, DC — The U.S. Commodity Futures Trading … RtM Japan Ltd. (RtM Japan) for engaging in multiple acts of spoofing contracts on the New York Mercantile Exchange for … once again, that the Commission will aggressively pursue spoofing in our markets,” said CFTC Director of Enforcement …
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… September 21, 2018 CFTC Finds Mizuho Bank, Ltd. Engaged in Spoofing of Treasury Futures and Eurodollar Futures CFTC … Mizuho Bank, Ltd. (Mizuho) for engaging in multiple acts of spoofing in a variety of futures contracts on the Chicago … violating the Commodity Exchange Act’s prohibition against spoofing. The Order finds that during the period starting …
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… Skudder , Global Ag LLC , and Nesvick Trading Group LLC for spoofing—bidding or offering with the intent to cancel the … of Trade. Some of their misconduct involved cross-market spoofing—i.e., spoofing in one market to benefit a position in another … Entities with Engaging in Cross-Market and Single-Market Spoofing and Manipulative Schemes …
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… Proprietary Trading Firm Geneva Trading USA, LLC Engaged in Spoofing Washington, DC — The Commodity Futures Trading … for engaging in the disruptive trading practice of “spoofing.” The Order finds that Geneva engaged in this … violating the Commodity Exchange Act’s prohibition against spoofing. CFTC’s Director of Enforcement Comments James …
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… that The Bank of Tokyo-Mitsubishi UFJ, Ltd. Engaged in Spoofing of Treasury Futures and Eurodollar Futures CFTC … UFJ, Ltd. (BTMU) for engaging in multiple acts of spoofing in a variety of futures contracts on the Chicago … violating the Commodity Exchange Act’s prohibition against spoofing. The CFTC became aware of the conduct through …
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… , a proprietary trading firm headquartered in Chicago, for spoofing across four exchanges in various agricultural and … brought in connection with the Division of Enforcement’s Spoofing Task Force and is the first brought in parallel … and desist from violating the Commodity Exchange Act’s spoofing prohibition. In addition, the order imposes a …
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… thousands of occasions of attempted manipulation and spoofing in gold and silver futures contracts traded on the … staff during the CFTC’s first investigation into the bank’s spoofing (False Statements Order), and a total of $60.4 million for spoofing and attempted manipulation (Spoofing Order). In …
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… The combined orders require BNS to pay $127.4 million for spoofing and making false statements [See CFTC Press Release … a strong indication that our rules may have been broken.” Spoofing and False Statements Enforcement Action The first … thousands of occasions of attempted manipulation and spoofing in gold and silver futures contracts. BNS was …
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… Action, Former Precious Metal Trader Admits to Engaging in Spoofing at Two New York Banks Washington, DC — The U.S. … with the CFTC’s Division of Enforcement and admitted to spoofing in the futures markets. This case was brought in connection with the Division’s Spoofing Task Force. “This enforcement action demonstrates …
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