Displaying results 21 - 30 of 193
… Chicago, Illinois, for engaging in multiple instances of spoofing. Specifically, the order finds that Schwartz … also ordered to cease and desist from violating the CEA’s spoofing prohibition. Related Disciplinary Action The CFTC’s … … 8577-22 … CFTC Orders Chicago Trader to Pay $100,000 for Spoofing in Natural Gas and RBOB Futures …
… that The Bank of Tokyo-Mitsubishi UFJ, Ltd. Engaged in Spoofing of Treasury Futures and Eurodollar Futures CFTC … UFJ, Ltd. (BTMU) for engaging in multiple acts of spoofing in a variety of futures contracts on the Chicago … violating the Commodity Exchange Act’s prohibition against spoofing. The CFTC became aware of the conduct through …
… Action, Former Precious Metal Trader Admits to Engaging in Spoofing at Two New York Banks Washington, DC — The U.S. … with the CFTC’s Division of Enforcement and admitted to spoofing in the futures markets. This case was brought in connection with the Division’s Spoofing Task Force. “This enforcement action demonstrates …
… January 29, 2018 CFTC Charges Andre Flotron with Spoofing and Engaging in a Deceptive and Manipulative Scheme … with engaging in a manipulative and deceptive scheme and spoofing in the precious metals futures markets on a … is committed to pursuing the individuals responsible for spoofing in our markets.” The CFTC Complaint alleges that …
… , a proprietary trading firm headquartered in Chicago, for spoofing across four exchanges in various agricultural and … brought in connection with the Division of Enforcement’s Spoofing Task Force and is the first brought in parallel … and desist from violating the Commodity Exchange Act’s spoofing prohibition. In addition, the order imposes a …
… thousands of occasions of attempted manipulation and spoofing in gold and silver futures contracts traded on the … staff during the CFTC’s first investigation into the bank’s spoofing (False Statements Order), and a total of $60.4 million for spoofing and attempted manipulation (Spoofing Order). In …
… Action, Former Trader Krishna Mohan Admits to Engaging in Spoofing and Manipulative Scheme at a Proprietary Trading … with other individuals, which involved thousands of acts of spoofing (bidding or offering with the intent to cancel the … from violating the Commodity Exchange Act’s prohibition on spoofing and the use of manipulative and deceptive schemes. …
… Morgan Stanley Capital Group Inc. to Pay $1.5 Million for Spoofing in the Precious Metals Futures Markets Washington, … against Morgan Stanley Capital Group Inc. for engaging in spoofing on multiple occasions in the precious metals … $1.5 million, to cease and desist from violating the CEA’s spoofing prohibition, and to take specified steps to …
… Trading Firm Belvedere Trading LLC to Pay $1.1 Million for Spoofing in the Financial Futures Markets Washington, DC — … trading firm in Chicago, Illinois, for engaging in acts of spoofing on hundreds of occasions in the Chicago Mercantile … monetary penalty and to cease and desist from violating the spoofing prohibition of the CEA. The order recognizes …
… for Engaging in a Manipulative and Deceptive Scheme and Spoofing Result Is the Largest Total Monetary Relief Ever Ordered in a Spoofing Case Washington, DC – The U.S. Commodity Futures … nearly two years and involving thousands of occasions of spoofing in equity index futures products traded on the …