Displaying results 141 - 150 of 194
Opening Statement, Third Series of Proposed Rulemakings Under the Dodd-Frank Act
… as to how the Commission will interpret the language on spoofing or trading in the close. As a result, it is …
Joint Statement of Concurrence of Commissioners Dawn D. Stump and Rostin Behnam Regarding JPMorgan Chase & Co., et al.
… findings that the Respondents engaged in unlawful spoofing, manipulation, and attempted manipulation in …
Keynote of Chairman Rostin Behnam at the 2023 U.S. Treasury Market Conference
… big data and advanced analytical techniques to identify spoofing behavior and other disruptive trading strategies in … algorithms have already identified multiple potential spoofing cases including more complex spoofing techniques like cross-market spoofing, which have …
Testimony of Chairman Timothy G. Massad before the U.S. Senate Committee on Appropriations, Subcommittee on Financial Services and General Government
… of new, complicated forms of illegal behavior, such as spoofing. The CFTC must have the necessary resources to … pools. For example, a recent case involving alleged spoofing in connection with the May 2010 “Flash Crash” took …
Opening Remarks of Chairman Rostin Behnam at the CFTC and the Center for Risk Management Education and Research (CRMER) at Kansas State University AgCon 2024
… from misreporting to manipulative activities, including spoofing and misconduct involving confidential information. …
Statement of Commissioner Kristin N. Johnson Regarding the CFTC’s Reaching Over $1 Billion in Civil Monetary Penalties Against Bank-Affiliated Entities for Employees’ Offline Communications
… HSBC for Fraudulent and Manipulative Swaps Trading and Spoofing, and for Recordkeeping and Supervision Failures, …
Keynote Address of Chairman Timothy G. Massad before the Beer Institute Annual Meeting
… LIBOR. We have brought actions against those who engage in spoofing, one of the newer forms of attempted manipulation. …
Testimony of Chairman Timothy G. Massad before the U.S. Senate Committee on Agriculture, Nutrition & Forestry
… charges against an individual who we believe engaged in spoofing and sought to manipulate the E-mini S&P 500 futures … organizations to strengthen their efforts to combat spoofing. The CFTC recently recommended, for example, that CME develop strategies to identify instances of spoofing and, as appropriate, pursue actions against …
CFTC Orders UBS to Pay $700 Million Penalty to Settle Charges of Manipulation, Attempted Manipulation and False Reporting of LIBOR and Other Benchmark Interest Rates
... December 19, 2012 CFTC Orders UBS to Pay $700 Million Penalty to Settle Charges of Manipulation, Attempted Manipulation and False Reporting of LIBOR and Other Benchmark…
Testimony of J. Christopher Giancarlo Chairman U.S. Commodity Futures Trading Commission before the House Committee on Agriculture
… market. The Division has continued to bring significant spoofing cases, and recently filed the largest precious … for example, in charging individuals at a major bank with spoofing violations earlier this year based in part on the …