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Digital Asset Frauds

... Digital asset frauds, such as involving bitcoin, ether, etc., come in many flavors; each promise too good to be true returns. Regardless of whether the profits come from frauds involving financial grooming, trading platforms, pump-and-dumps, or Ponzi schemes, you can side-step these frauds by making sure you understand the underlying asset and how the supposed profits are to be made.…

Keynote Remarks of Chairman Timothy Massad at SEFCON VII

… We’ve been at the forefront in bringing actions against spoofing and other forms of manipulation resulting from … and it was. We’ve been at the cutting edge of issues like spoofing and benchmark manipulation, we’ve protected retail …

Testimony of Chairman J. Christopher Giancarlo before the Senate Committee On Appropriations Subcommittee on Financial Services and General Government, Washington, D.C.

… numerous significant actions to root out manipulation and spoofing and to protect retail investors from fraud.   The … complex litigation, including cases charging manipulation, spoofing, and unlawful use of customer funds. As of this … in jail. In January 2018, the CFTC filed manipulation and spoofing cases against six individuals in coordination with …

Testimony by Chairman Rostin Behnam Before the Subcommittee on Agriculture, Rural Development, Food and Drug Administration and Related Agencies Committee on Appropriations, U.S. House of Representatives

… fiscal year. [8] Manipulative and Deceptive Conduct and Spoofing: DOE is the CFTC’s most effective tool in rooting … defendants engaged in cross-market and single market spoofing involving CBOT soybean futures and options on soybean futures, and brought several actions finding spoofing in a number of different markets, including gold …

CFTC Orders Chicago-based Advantage Futures LLC, its CEO Joseph Guinan & Former Chief Risk Officer William Steele Jointly to Pay a $1.5 Million Penalty for Supervision, Risk Management Failures & Making Inaccurate Statements in Required CFTC Filings

… of trading in several contract markets, consistent with spoofing and/or manipulative or deceptive trading. According …

Testimony of Chairman Timothy Massad before the U.S. House Appropriations Committee, Subcommittee on Agriculture, Rural Development, Food and Drug Administration and Related Agencies

… of new, complicated forms of illegal behavior, such as spoofing. The CFTC must have the necessary resources to … pools. For example, a recent case involving alleged spoofing in connection with the May 2010 “Flash Crash” took …

Keynote Speech of CFTC Commissioner Sharon Y. Bowen before the Quadrilateral Meeting at the European Central Bank (Frankfurt, Germany)

… CFTC initiated an action against a trader in England for spoofing the E-mini S&P 500 contract, which is a stock … market index futures contract based on the S&P 500 index. Spoofing is the practice of sending in bid offers for …

Supporting Statement of Commissioner Dan M. Berkovitz Regarding Sunoco Enforcement Action and Opposing “Bad Actor” Waiver

… the Commission’s enforcement against Sunoco LP for the spoofing of the crude oil, gasoline, and heating oil futures …

Keynote Address of Chairman Rostin Behnam at the Futures Industry Association Expo 2023, Chicago, Illinois

… zero tolerance policy towards manipulative, deceptive, and spoofing transactions was illustrated several times, most … its head-trader and CEO Andrew Serotta charging them with spoofing, engaging in a manipulative and deceptive scheme, … Trading in Connection with Swaps Related to Bond Issuances Spoofing, and Supervision and Mobile Device Recordkeeping …

CFTC Releases Annual Enforcement Results for Fiscal Year 2014

… Litigation Cases o Attempted Manipulation Through “Spoofing” - Resolved litigation against Eric Moncada and … (Serdika) , on charges of attempted manipulation through “spoofing” orders, fictitious and non-competitive …