Displaying results 11 - 20 of 194
… January 29, 2018 CFTC Charges Trader Krishna Mohan with Spoofing and Engaging in a Manipulative and Deceptive Scheme … of New York City, New York, charging him with spoofing (bidding or offering with the intent to cancel … the CFTC is dedicated to identifying those responsible for spoofing in our markets and holding them accountable.” The …
… Donino and his employer, FNY Partners Fund LP , for spoofing—bidding or offering with the intent to cancel the … brought in connection with the Division of Enforcement’s Spoofing Task Force. The order against Donino requires him … and desist from violating the Commodity Exchange Act’s spoofing prohibition. The order against FNY Partners Fund …
… Spol. S.R.O. , of Bratislava, Slovakia, charging them with spoofing and engaging in a manipulative and deceptive scheme … engaged in manipulative or deceptive acts and practices by spoofing—bidding or offering with the intent to cancel the … 8261-20 … CFTC Charges Slovakian Men and Their Company with Spoofing in Crude Oil Futures Markets …
… Jiongsheng Zhao , a trader based in Australia, engaged in spoofing and manipulation in the Chicago Mercantile Exchange … cease and desist from violating the CEA’s prohibitions on spoofing and manipulation. This case was brought in connection with the Division of Enforcement’s Spoofing Task Force. The consent order resolves the CFTC’s …
… charges that Daniel Shak of Las Vegas, Nevada engaged in spoofing and in a manipulative and deceptive scheme in the … Shak from further violations of the CEA’s prohibitions on spoofing and manipulative and deceptive schemes to defraud. … engaged in manipulative or deceptive acts and practices by spoofing—bidding or offering with the intent to cancel the …
… Mitsubishi Corporation RtM Japan Ltd. to Pay $500,000 for Spoofing Washington, DC — The U.S. Commodity Futures Trading … RtM Japan Ltd. (RtM Japan) for engaging in multiple acts of spoofing contracts on the New York Mercantile Exchange for … once again, that the Commission will aggressively pursue spoofing in our markets,” said CFTC Director of Enforcement …
… Proprietary Trading Firm Geneva Trading USA, LLC Engaged in Spoofing Washington, DC — The Commodity Futures Trading … for engaging in the disruptive trading practice of “spoofing.” The Order finds that Geneva engaged in this … violating the Commodity Exchange Act’s prohibition against spoofing. CFTC’s Director of Enforcement Comments James …
… September 21, 2018 CFTC Finds Mizuho Bank, Ltd. Engaged in Spoofing of Treasury Futures and Eurodollar Futures CFTC … Mizuho Bank, Ltd. (Mizuho) for engaging in multiple acts of spoofing in a variety of futures contracts on the Chicago … violating the Commodity Exchange Act’s prohibition against spoofing. The Order finds that during the period starting …
… a proprietary trading firm headquartered in California, for spoofing in 12 futures contracts—primarily, but not … and desist from violating the Commodity Exchange Act’s spoofing prohibition. In addition, the order against Tanius … action demonstrates the CFTC will not tolerate acts of spoofing, which threaten the integrity of the derivatives …
… and their company, BAZUR Spol. S.R.O. (BAZUR), engaged in spoofing and in a manipulative and deceptive scheme to … cease and desist from violating the CEA’s prohibitions on spoofing and manipulative and deceptive schemes to defraud. … engaged in manipulative or deceptive acts and practices by spoofing (bidding or offering with the intent to cancel the …