Displaying results 11 - 20 of 95
… a proprietary trading firm headquartered in California, for spoofing in 12 futures contracts—primarily, but not … and desist from violating the Commodity Exchange Act’s spoofing prohibition. In addition, the order against Tanius … action demonstrates the CFTC will not tolerate acts of spoofing, which threaten the integrity of the derivatives …
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… January 29, 2018 CFTC Charges Jiongsheng Zhao with Spoofing and Engaging in a Manipulative and Deceptive Scheme … Jiongsheng Zhao , of Australia, charging him with spoofing and engaging in a manipulative and deceptive scheme … engaged in manipulative or deceptive acts and practices by “spoofing” (bidding or offering with the intent to cancel the …
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… Chicago, Illinois, for engaging in multiple instances of spoofing. Specifically, the order finds that Schwartz … also ordered to cease and desist from violating the CEA’s spoofing prohibition. Related Disciplinary Action The CFTC’s … CFTC Orders Chicago Trader to Pay $100,000 for Spoofing in Natural Gas and RBOB Futures …
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… Advisors LLC and Andrew Serotta , charging them with spoofing, engaging in a manipulative and deceptive scheme, … it for supervision failures relating to an employee’s spoofing. Here we are again. As alleged, Logista and its principal engaged in additional spoofing, and manipulative and deceptive conduct. The CFTC …
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… 2019 CFTC Charges Futures Trader and Industrial Firm with Spoofing in Precious Metals Futures Washington, DC — The … and his employer, Heraeus Metals New York LLC , for spoofing — bidding or offering with the intent to cancel the … execution. The order against Lawrence finds he engaged in spoofing from at least May 2017 to January 2018 in silver …
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… Two Trading Firms, Bank to Pay a Total of $3 Million for Spoofing Washington, DC – The U.S. Commodity Futures … violating the Commodity Exchange Act’s (CEA) prohibition on spoofing (bidding or offering with the intent to cancel the … brought in connection with the Division of Enforcement’s Spoofing Task Force. “As these cases demonstrate, the CFTC …
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… Spol. S.R.O. , of Bratislava, Slovakia, charging them with spoofing and engaging in a manipulative and deceptive scheme … engaged in manipulative or deceptive acts and practices by spoofing—bidding or offering with the intent to cancel the … CFTC Charges Slovakian Men and Their Company with Spoofing in Crude Oil Futures Markets …
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CFTC Orders UK Trader to Pay $150,000 and Imposes a One-Year Trading Ban for Spoofing in WTI Futures
… trader Adam Cobb-Webb for engaging in multiple instances of spoofing in West Texas Intermediate (WTI) light sweet crude … is also ordered to cease and desist from violating the spoofing prohibition in the Commodity Exchange Act (CEA). … in a long series of actions by the Commission to punish spoofing in the markets the Commission oversees,” said …
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… January 29, 2018 CFTC Charges Trader Krishna Mohan with Spoofing and Engaging in a Manipulative and Deceptive Scheme … of New York City, New York, charging him with spoofing (bidding or offering with the intent to cancel … the CFTC is dedicated to identifying those responsible for spoofing in our markets and holding them accountable.” The …
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… Donino and his employer, FNY Partners Fund LP , for spoofing—bidding or offering with the intent to cancel the … brought in connection with the Division of Enforcement’s Spoofing Task Force. The order against Donino requires him … and desist from violating the Commodity Exchange Act’s spoofing prohibition. The order against FNY Partners Fund …
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