Displaying results 1 - 10 of 193
… July 31, 2019 CFTC Charges Trader with Spoofing in Financial Futures Markets Washington, DC — The … floor broker based in Chicago, Illinois, for engaging in spoofing in the Chicago Mercantile Exchange (CME) E-mini S&P … as well as entities, who engage in the unlawful practice of spoofing. We will continue to work closely with our …
… 2020 CFTC Orders Australian Company to Pay $1 Million for Spoofing Washington, D.C. — The Commodity Futures Trading … a proprietary trading firm headquartered in Australia, for spoofing in the Chicago Mercantile Exchange E-mini S&P 500 … finds that Propex, through a former trader, engaged in spoofing from at least July 2012 through March 2017, causing …
… CFTC Charges Proprietary Trader with Spoofing in Soybean Futures Markets January 31, 2019 … a trader at a proprietary trading firm, for engaging in spoofing in the Chicago Mercantile Exchange (CME) soybeans … in connection with the CFTC Division of Enforcement’s Spoofing Task Force, and the staff members responsible for …
… January 29, 2018 CFTC Charges Jiongsheng Zhao with Spoofing and Engaging in a Manipulative and Deceptive Scheme … Jiongsheng Zhao , of Australia, charging him with spoofing and engaging in a manipulative and deceptive scheme … engaged in manipulative or deceptive acts and practices by “spoofing” (bidding or offering with the intent to cancel the …
… the first time that the Commission will find a violation of spoofing in voice brokered swaps markets under Section … 4c(a)(5)(C) of the Act, 7 U.S.C. Section 6c(a)(5)(C) (“anti-spoofing provision”). Because this is a case of first … of the need to distinguish legitimate trading activity from spoofing, the Commission engaged in substantial …
… 2020 CFTC Orders South Korean Company to Pay $700,000 for Spoofing Washington, DC – The Commodity Futures Trading … settling charges against Mirae Asset Daewoo Co ., Ltd . for spoofing in the Chicago Mercantile Exchange (CME) E-mini S&P … Co . Ltd .—a company Mirae acquired following the spoofing conduct at issue—engaged in the spoofing through a …
… JPM), for manipulative and deceptive conduct and spoofing that spanned at least eight years and involved … is brought in connection with the Division of Enforcement’s Spoofing Task Force. The order finds … and civil monetary penalty ( $436,431,811) amounts in any spoofing case. “Spoofing is illegal—pure and simple,” said …
… Daniel Shak of Las Vegas, Nevada, charging him with spoofing and engaging in a manipulative and deceptive scheme … engaged in manipulative or deceptive acts and practices by spoofing—bidding or offering with the intent to cancel the … in connection with the CFTC Division of Enforcement’s Spoofing Task Force. The Division of Enforcement staff …
… Two Trading Firms, Bank to Pay a Total of $3 Million for Spoofing Washington, DC – The U.S. Commodity Futures … violating the Commodity Exchange Act’s (CEA) prohibition on spoofing (bidding or offering with the intent to cancel the … brought in connection with the Division of Enforcement’s Spoofing Task Force. “As these cases demonstrate, the CFTC …
… 2019 CFTC Charges Futures Trader and Industrial Firm with Spoofing in Precious Metals Futures Washington, DC — The … and his employer, Heraeus Metals New York LLC , for spoofing — bidding or offering with the intent to cancel the … execution. The order against Lawrence finds he engaged in spoofing from at least May 2017 to January 2018 in silver …