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CFTC Orders Toronto-Based Firm to Pay $500,000 for Violating Capital, Reporting, and Supervision Rules

… today issued an order filing and settling charges against OANDA Corporation , a futures commission merchant (FCM) and … capital, reporting, and supervision rules. Specifically, OANDA failed to meet minimum net capital requirements, … to its business as a CFTC registrant. The order requires OANDA to pay a $500,000 civil monetary penalty and to cease …

Commissioner Pham Announces New Members and Leadership of the CFTC’s Global Markets Advisory Committee and Subcommittees

… Nasdaq Head of Business Development-Post Trade Lisa Shemie OANDA General Counsel Kirston Winters Osttra Head of Legal, …