Displaying results 91 - 100 of 525
… Accounting Guide, Investment Companies, Chapter 5, Complex Capital Structures. … Special Allocations of Ownership Equity, Unrealized Gains and Losses, and Investee Funds' Income and Expenses 1. … 2. Combining Gains and Losses on Regulated Futures Transactions With …
… Accounting Guide, Investment Companies, Chapter 5, Complex Capital Structures. … Special Allocations of Ownership Equity, Unrealized Gains and Losses, and Investee Funds' Income and Expenses 1. … 2. Combining Gains and Losses on Regulated Futures Transactions With …
… Accounting Guide, Investment Companies, Chapter 5, Complex Capital Structures. … Special Allocations of Ownership Equity, Unrealized Gains and Losses, and Investee Funds' Income and Expenses 1. … 2. Combining Gains and Losses on Regulated Futures Transactions With …
… today issued an order filing and settling charges against registered futures commission merchant Gain Capital Group, LLC , of Bedminster, New Jersey, for …
… today issued an order filing and settling charges against Gain Capital UK Limited (Gain UK) of London, England for failing …
… Tech Traders, Ltd., Magnum Investments, Ltd.; Magnum Capital Investments, Ltd., Coyt E. Murray and J. Vernon Abernethy and contains additional charges against the original defendants - namely, Equity Financial … Kugler entered consent orders of preliminary injunction against all defendants. These consent orders are intended to …
… processors and other end-users of commodities can once again hedge their price risks without fear of their funds … on open futures and option positions, plus any unrealized gains, or minus any unrealized losses, on the open … FCMs typically maintain significant amounts of their own capital as “excess segregated funds.” By doing this, one …
… Federal Court Orders More Than $8 Million in Sanctions Against Robert W. Shimer, Vincent J. Firth, and Equity … Commission (CFTC) announced today that it won a judgment against CFTC defendants Robert W. Shimer of Camp Hill, … soliciting millions of dollars from investors in Shasta Capital Associates (Shasta) for investment in Tech Traders, …
… we should be thinking about. Certainly, as the industry gains more experience with clearing swaps, there may be … business with our clearinghouses without incurring higher capital charges. I have always believed there is an ample … book. If a clearing member defaults, there are those with gains that offset losses on other contracts. So we are …
… with Commodity Options Fraud David M. Kogan and First Capital Futures Group Allegedly Defrauded 58 Customers of … today charged David Michael Kogan and his company, First Capital Futures Group a/k/a and d/b/a First Capital Group … of funds for defrauded customers, repayment of ill-gotten gains, an award of civil monetary penalties, and other …