Displaying results 71 - 80 of 524
CFTC Charges Colorado-based Flint-McClung Capital LLC and Shawon McClung with Fraud and Misappropriation in $1.9 Million Off-Exchange Foreign Currency Ponzi Scheme
… June 30, 2011 CFTC Charges Colorado-based Flint-McClung Capital LLC and Shawon McClung with Fraud and … to defrauded customers, disgorgement of ill-gotten gains, civil monetary penalties, trading and registration bans, and permanent injunctions against further violations of the federal commodities laws. …
Federal Court in Illinois Orders Yumin Li and BVI-Based Company Kering Capital Ltd to Pay More than $1.2 Million in a Penalty and Restitution for Prearranged Trading Fraud
… in Illinois Orders Yumin Li and BVI-Based Company Kering Capital Ltd to Pay More than $1.2 Million in a Penalty and … by trading the employer’s account noncompetitively against an account belonging to co-Defendant Kering Capital … $900,000, representing three times the Defendants’ unlawful gains. The Court also enjoins Li from trading in the …
CFTC Charges Growth Capital Management LLC and Felon Robert Milhailovich, Sr., with Fraudulently Soliciting More than $30 Million to Trade Commodity Futures and Forex
… July 28, 2010 CFTC Charges Growth Capital Management LLC and Felon Robert Milhailovich, Sr., … (CFTC) charged Robert Mihailovich, Sr., and Growth Capital Management, LLC , (GCM), both of Rockwall, Texas, … the CFTC seeks restitution, disgorgement of ill-gotten gains, civil monetary penalties, trading and registration …
CFTC Charges Puerto Rico Resident Angel F. Collazo and ACJ Capital, Inc. with Solicitation Fraud and Issuing False Statements in Off-Exchange Leveraged Foreign Currency Scheme
… CFTC Charges Puerto Rico Resident Angel F. Collazo and ACJ Capital, Inc. with Solicitation Fraud and Issuing False … to defrauded customers, disgorgement of ill-gotten gains, civil monetary penalties, trading and registration bans and permanent injunctions against further violations of the federal commodities laws. …
CFTC Charges Florida Resident Dorian A. Garcia and his Companies, DG Wealth Management, Macroquantum Capital LLC, and UKUSA Currency Fund LP with Fraud and Registration Violations
… and his Companies, DG Wealth Management, Macroquantum Capital LLC, and UKUSA Currency Fund LP with Fraud and … the CFTC seeks restitution, disgorgement of ill-gotten gains, civil monetary penalties, trading and registration bans, and a permanent injunction against further violations of federal commodities laws, as …
Louisiana Federal Court Freezes Assets of William Guidry of Florida, Matthew Pizzolato of Louisiana and Louisiana Company Capital Funding Consultants, Charged by the CFTC with Operating a $2 Million Commodity Pool Fraud
… Matthew Pizzolato of Louisiana and Louisiana Company Capital Funding Consultants, Charged by the CFTC with … the CFTC seeks restitution, disgorgement of ill-gotten gains, civil monetary penalties and permanent injunctions against further trading. The CFTC appreciates the assistance …
U.S. Commodity Futures Trading Commission Files Anti-Fraud Action Against New York Hedge Fund Cornerstone Capital Management, LLC and its Operator, Atlanta Resident Joseph T. Profit II
… Futures Trading Commission Files Anti-Fraud Action Against New York Hedge Fund Cornerstone Capital Management, LLC and its Operator, Atlanta Resident … District Judge Issues Restraining Order and Asset Freeze against Defendants Washington, D.C.— The U.S. Commodity …
Federal Court in Puerto Rico Orders Angel F. Collazo and ACJ Capital, Inc. to Pay over $3.7 Million for Solicitation Fraud and Issuing False Statements in an Off-Exchange Foreign Currency Scheme
… Court in Puerto Rico Orders Angel F. Collazo and ACJ Capital, Inc. to Pay over $3.7 Million for Solicitation … (Collazo), of Salinas, Puerto Rico, and his company, ACJ Capital, Inc. (ACJ), jointly and severally to pay $1,544,252 … of restitution, to disgorge $550,590 of ill-gotten gains, and to pay a $1,666,770 civil monetary penalty for …
CFTC Charges Florida Resident Abraham Gutterman and His Companies, Alliance Capital Metals LLC and AR Goldman Wealth Management, LLC with Commodity Gold and Oil Options Fraud and Misappropriation
… Resident Abraham Gutterman and His Companies, Alliance Capital Metals LLC and AR Goldman Wealth Management, LLC … today announced the filing of a federal court action against Abraham Gutterman , Alliance Capital Metals LLC … restitution, rescission, disgorgement of ill-gotten gains, trading and registration bans, and preliminary and …
Federal Court Enters $3.5 Million in Final Judgments against Ryan Madigan of Pittsford, New York, Randell A. Vest of Fort Myers, Florida, and Colorado Company R2 Capital Group, LLC
… 2018 Federal Court Enters $3.5 Million in Final Judgments against Ryan Madigan of Pittsford, New York, Randell A. Vest of Fort Myers, Florida, and Colorado Company R2 Capital Group, LLC Judgment Follows Partial Summary Judgment … for the District of Colorado entered Default Judgment against Defendants Randall A. Vest and his holding company, …