Displaying results 61 - 70 of 524
… Court in Texas Orders Robert Mihailovich, Sr. and Growth Capital Management LLC to Pay over $9.3 Million in CFTC … that it obtained an order of permanent injunction against defendants Robert Mihailovich, Sr. (Mihailovich, Sr.) … restitution to defrauded customers, disgorge ill-gotten gains, and pay a civil monetary penalty together, totaling …
… CFTC Charges California Resident James D. Crombie and Paron Capital Management, LLC with Making False, Fictitious, or … litigation, the CFTC seeks a return of ill-gotten gains, restitution to defrauded customers, civil monetary … trading and registration bans, and permanent injunctions against further violations of the federal commodities laws. …
… and Melissa C. Rushston and their Company, Summit Trading & Capital LLC, with Misappropriation and Issuing False … litigation, the CFTC seeks a return of ill-gotten gains, restitution to defrauded investors, civil monetary … trading and registration bans, and permanent injunctions against further violations of the federal commodities laws. …
… March 2, 2010 Federal Court Issues Preliminary Injunction against Jay Nolan and His Company, Lodge Capital Group, LLC, Charged with Commodity Pool Fraud Court’s asset freeze against the defendants continued. Washington, DC – The U.S. …
… 21, 2010 CFTC Charges Joseph L. Autry, Jr. and Autry Capital Management with Commodity Pool Ponzi Scheme Fraud, … to defrauded customers, disgorgement of ill-gotten gains, rescission of contracts, civil monetary penalties, … trading and registration bans and a permanent injunction against further violations of federal commodities laws. The …
… Resident Lyndon Lydell Parrilla and His Company, Green Tree Capital, with Fraud in Multi-Million Dollar Forex Scheme … defrauded customers, disgorgement of defendants’ ill-gotten gains, a civil monetary penalty from each defendant, … registration and trading bans and a permanent injunction against further violations of the federal commodities laws. …
… June 24, 2010 CFTC Charges California-Based Highlands Capital Management, LP and Glenn Kane Jackson with … restitution to customers and disgorgement of ill-gotten gains. The CFTC also seeks civil monetary penalties and permanent injunctions against further trading and violations of the federal …
… May 15, 2014 CFTC Charges Florida-Based Palm Beach Capital LLC and Lawrence Scott Spain with Engaging in … U.S. District Court for the Southern District of Florida against Defendants Palm Beach Capital LLC (PBC) of Palm … Hunter Wise). The CFTC filed enforcement actions against, among others, Lloyds Commodities and Hunter Wise in …
… January 9, 2017 Federal Court Orders Defendants EJS Capital Management, LLC, Alex Vladimir Ekdeshman, and Edward … Futures Trading Commission (CFTC) obtained judgments against each of the Defendants and Relief Defendants in this … The Orders impose permanent registration and trading bans against the Defendants and order the Defendants to pay over …
… Remarks on the Dodd-Frank Act at the 6th Annual Capital Markets Summit Hosted by the U.S. Chamber of … futures and securities markets and protected the public against fraud, manipulation and other abuses. These … all will benefit from seeing available bids and offers and gaining liquidity on transparent and competitive trading …