Displaying results 501 - 510 of 525
… price series, such as the S&P 500 (a stock index of large capitalization stocks listed on U.S. stock exchanges), the … use or disclosure of material non-public information gained through the performance of official duties, or … (DCOs), and swap data repositories (SDRs). It was again amended in 2011 pursuant to the Dodd-Frank Act.\5\ The …
… up a little bit of collateral or a lot of collateral against a little bit of the borrowing capacity, borrowing … Thank you. COMMISSIONER SPEARS: Thank you, Dr. Anderson. Again, as committee members recognize, the purpose of this … the problems at Drexel Burnham and most recently long-term capital. Long-term capital had Nobel prize winning …
… to manage risk, promote price discovery, and help channel capital to support decarbonization. The publication of this … prices, the ability of the DCO and clearing members to gain access to the relevant market for purposes of … significance of today's announced Proposed Guidance. Once again, the CFTC is demonstrating leadership in the novel …
… member to meet a margin call or a call for additional capital. Therefore, and consistent with other amendments to … members or market participants, particularly when weighed against the associated costs. OCC believes that because it … would reflect ``profit or loss on the same portfolio against which the initial margin was assessed.'' OCC also …
… recommend that the Commission institute enforcement action against the FBOT for failure to register as a designated … of the market. Accordingly, on June 20, 2009, staff again amended ICE Futures Europe's no-action relief by adding … in those markets or the U.S. financial system, including capital markets; or (3) facilitate abusive trading practices …
… member to meet a margin call or a call for additional capital. Therefore, and consistent with other recent … Guidebook over the years, most recently in 2017 and again in 2021. Each time, it engaged extensively with DCOs … exchange rate against this …
… fair, orderly, and efficient markets, and facilitate capital formation. According to their regulatory mandates, … and efficiency, protect market participants against fraud, manipulation, and abusive trading [[Page … and decreased cost could in some circumstances be gained by engaging third parties to facilitate the actual …
… and Custom House USA, LLC, Western Union Business, GPS Capital Markets, Inc., and Associated Foreign Exchange, Inc. … AGNA of swap dealing activity continue to be tested against the de minimis threshold for any rolling 12-month … Based on information gained from market participants,\119\ as well as analysis of …
… (2) further the objectives underlying the prohibition against swap data repositories (SDRs) disclosing the identity … SEFs, as well as the objectives underlying the prohibition against SDRs disclosing the identities of counterparties to … the client in order to achieve the same desired return on capital for trading with that client as with another, e.g., …
… has considered and evaluated the comments for and against the NPRM's definitional distinction between covered … guarantee testing that could provide 100 percent security against all vulnerabilities or unauthorized actions. WMBAA … of unwarranted margin calls or deterioration of their capital. In addition, those who want to enter the market to …