Displaying results 461 - 470 of 525
… mutual commercial interest with enough time to catch on and gain traction. And yet, other derivatives asset classes … SEF’s right to establish such criteria under Dodd-Frank. Again, let me be clear. The current formulation of … the CFTC, I remain a champion and defender of free market capitalism and the disciplined and independent financial …
… typically provide for private rights of action for damages against persons who violate Section 4d, or persons who … a civil injunctive complaint in federal district court against Peregrine and its Chief Executive Officer and sole … earnings in excess of 3 percent of the total paid-in capital and surplus to the U.S. Treasury's general fund). …
… financial landscape with far ranging implications for capital formation and risk transfer. They include machine … something remarkable happened: my Twitter account exploded, gaining thousands of followers in minutes and over 40,000 in … memory of those (teachers) has been with me ever since. Again and again they have helped me.” He then paused, looked …
… advantage of using that product or that service. We, once again, collectively, that is, the Government and the private … questions, you know, why did I do this? And I think there, again, that's going to have to come back to an education … businesses, including Home Place Computing and Home Place Capital and several other business entities. Jimmy's concern …
… or dealer to execute a Required Transaction by trading against a customer's order, or executing two customers' orders against each other, through pre-negotiation or … new bond issuances in helping market participants to raise capital and fund origination loans for businesses and …
… would not recommend the Commission take enforcement action against such entities for not clearing swaps that otherwise … that the division would not recommend enforcement action against certain bank holding companies and savings and loan … Markets, Inc. (Better Markets), (5) Chris Barnard; (6) the Capital Impact Partners, Community Housing Capital, …
… Gas Association; American Petroleum Institute; Barclays Capital (``Barclays''); Mr. Chris Barnard; Commodity Markets … the telephone and could serve as a meaningful deterrent against violations such as trading ahead of customer orders … (``CTAs''), the Commission has considered measures to again tailor the oral communications recordkeeping …
… be based on a comparison of specific foreign requirements against the specific related CEA provisions and Commission … applicable in Hong Kong. This notice also does not address capital adequacy because the Commission has not yet … being voted on by the Commission, the full Commission only gained access to the comment letters from foreign regulators …
… a transaction has resulted in actual delivery \21\ and again provided examples \22\ of what may and may not … the Commission brought its first enforcement action against a platform that offered virtual currency transactions … \43\ 3 Degrees Group, Inc. (``3 Degrees''); Cable Car Capital LLC (``Cable Car''). \44\ Chamber of Digital …
… [16] founding partner and Risk Committee Chairman of Kepos Capital, the Subcommittee includes 35 experts from financial … the challenges presented by the risks of climate change . Again, in my biased view, the Subcommittee includes some of … to test the resilience of the largest banks and insurers against the physical and transition risks associated with …