Displaying results 31 - 40 of 524
… 3, 2016 CFTC Charges Haena Park and Her Companies Phaetra Capital GP LLC, a/k/a/ Argenta Capital GP LLC, Phaetra … defrauded pool participants, disgorgement of any ill-gotten gains, a civil monetary penalty, permanent registration and trading bans, and a permanent injunction against future violations of federal commodities laws, as …
… 5, 2012 Federal Court in New York Orders Defendants Forex Capital Trading Group, Forex Capital Trading Partners, and … entered a default judgment and permanent injunction order against defendants Forex Capital Trading Group, Inc. (Forex … of $1,352,293 and to disgorge $450,764 of ill-gotten gains for the benefit of defrauded customers. The order also …
… Ordered by the Court to Pay Restitution, Return Ill-Gotten Gains, and Pay Fines Totaling over $25 Million The Honorable … 15 Defendants Committed Fraud and/or Received Ill-Gotten Gains From the Sale of Illegal Off-Exchange Foreign Currency … of Brooklyn, NY, Damon Ripley of Brooklyn, NY, New York Capital Assets, Inc., Matthew Salinas of Brooklyn, NY, and …
… Rico Resident Angel F. Collazo and his Companies, ACJ Capital Inc. and Solid View Capital LLC, in Forex Fraud … to defrauded customers, disgorgement of ill-gotten gains, trading and registration bans, and permanent injunctions against further violations of the Commodity Exchange Act and …
… as Mitigators of Systemic Risk” Remarks Before the Capital Markets Consortium Commissioner Jill E. Sommers … conjunction with a line of business; and (5) a prohibition against marketing to the public. On October 28, 1992, the … the financial crisis. Unfortunately, these products never gained traction. I believe that had credit default swaps …
… Nickel” Ordered to Pay Restitution, Return Ill-Gotten Gains, and Pay Fines Totaling More Than $14,000,000 Judge … sanctions and other relief totaling more than $14 million against nine defendants. These orders stem from a cooperative … with the CFTC as a Futures Commission Merchant, Free Star Capital , Inc., a Delaware corporation, William Holbrook & …
… November 5, 2019 CFTC Charges Denari Capital, LLC and its Owners with $8.3 Million Forex Fraud … according to the complaint. In its continuing litigation against the defendants, the CFTC seeks disgorgement of ill-gotten gains, civil monetary penalties, restitution, permanent …
… Trading Commission Before the Investment Company Institute Capital Markets Conference, New York, NY September 24, 2009 … of swap dealers and major swap participants, including capital, margin, reporting, recordkeeping, and business … costs through customized swaps, and speculators seeking to gain price exposure. As prices escalated in 2007 and 2008, …
… of Commissioner Rostin Behnam Regarding Tower Research Capital LLC November 7, 2019 I respectfully concur as to … or organization who manipulates CFTC markets for personal gain will be held accountable to the fullest extent of the … time for the SEC to consider whether the CFTC’s action against Tower today should result in automatic …
… Court in Florida Freezes Assets of Emini Experts LLC, Capital Trading Concepts LLC, Dante S. Giovannetti, and Relief Defendant Capital Futures LLC in Ongoing Fraud Scheme CFTC Charges … litigation, the CFTC seeks disgorgement of ill-gotten gains, restitution for the benefit of defrauded pool …