Displaying results 121 - 130 of 525
CFTC Charges North Carolina Resident Toby D. Hunter and Two of His Companies with Fraud and Misappropriation in Multi-Million Dollar Commodity Scheme
… Toby D. Hunter of Waxhaw, N.C., and his companies, Prestige Capital Advisors, LLC (Prestige) and D2W Capital Management, … litigation, the CFTC seeks a return of ill-gotten gains, restitution to defrauded customers, civil monetary … trading and registration bans, and permanent injunctions against further violations of the federal commodities laws. …
Testimony of J. Christopher Giancarlo Acting-Chairman, Commodity Futures Trading Commission before the U.S. Senate Committee on Appropriations Subcommittee on Financial Services and General Government
… price, supply and other commercial risks to free up capital for economic growth, job creation and prosperity. It … various support services to our divisions, and I intend to gain efficiencies by instituting a central-services … and positions across futures and swaps markets, and thus gain a holistic view into the derivative exposures of market …
Testimony of J. Christopher Giancarlo Acting-Chairman, Commodity Futures Trading Commission, Before the U.S. House of Representatives Committee on Appropriations Subcommittee on Agriculture, Rural Development and Related Agencies
… cannot bear it to those who can. Thus, derivatives free up capital for other purposes and boost economic growth, job … various support services to our divisions, and intend to gain efficiencies by instituting a central-services … and positions across futures and swaps markets, and thus gain a holistic view into the derivative exposures of market …
Customer Advisory: Beware “IRS Approved” Virtual Currency IRAs
… Earnings grow tax-deferred, which means you won’t pay capital gains taxes if you sell, but gains will be taxed at your normal income tax rate when …
CFTC Charges Commodity Pool Operators and Their Co-Chief Investment Officer with Deception and Manipulation in Connection with Swaps and Supervision Failures
… U.S. District Court for the Southern District of New York against Glen Point Capital Advisors LP and Glen Point Capital LLP … civil monetary penalties, disgorgement of any ill-gotten gains, permanent trading and registration bans, and a …
CFTC Obtains Permanent Injunction Orders and Monetary Sanctions against Susan G. Davis, David E. Howard II, and Joseph Burgos for Fraudulent Solicitation of Managed Foreign Currency Trading Accounts
… Obtains Permanent Injunction Orders and Monetary Sanctions against Susan G. Davis, David E. Howard II, and Joseph Burgos … New York entered Consent Orders for permanent injunction against Defendants Susan G. Davis of Jersey City, N.J. and … enforcement action filed on July 27, 2011 against Forex Capital Trading Group, Inc. (Forex Group) and Forex Capital …
2010-29836
… customer owes the FCM money), the FCM must deposit its own capital to ``top up'' the loss. Pursuant to existing … FCM to the DCO (including the use of any customer gains to meet customer losses), without regard to which customers gained or lost, or which customers defaulted or made full …
Statement Before the Financial Stability Oversight Council
… Bear Stearns.  A decade earlier, it was true with Long-Term Capital Management. The recent events of JPMorgan Chase, … implementing swaps market reform for the American public to gain the benefit of transparency and lower risk, we must … report discusses LIBOR, the index at the center of the capital markets for both borrowings and derivatives …
Charlottesville, Virginia-based Defendants Ordered to Pay More than $4.6 Million in Disgorgement and Civil Penalties to Settle 2009 CFTC Anti-Fraud Action
… court order settling CFTC charges filed on March 11, 2009, against defendants John M. Donnelly , Tower Analysis Inc. , Nasco Tang Corp. and Nadia Capital Corp. , all of Charlottesville, Va., and relief … disgorge, jointly and severally, $3,768,792 of ill-gotten gains. The order also requires John and Deborah Donnelly to …
CFTC Charges Charlottesville, Virginia Man with Stealing $1 Million From Investors in a Ponzi Scheme Involving More than $10 Million
… created, Tower Analysis Inc. , Nasco Tang Corp. , and Nadia Capital Corp. , with misappropriating at least $1 million … the CFTC seeks restitution, disgorgement of ill-gotten gains, civil monetary penalties, and permanent injunctions against further violations of the federal commodities laws …