Displaying results 71 - 80 of 121
… to range up to $80,000 to $750,000 per year, inclusive of capital costs, and that the upfront costs could be as high … For the sake of this example, assume the swap dealer gained long exposure from the swap, and that the swap was … For the sake of this example, assume the swap dealer gained long exposure from the swap, and that the swap was …
… \4\ Section 4s(e) also directs the Commission to adopt capital requirements for SDs and MSPs. The Commission … should be exempt from margin). But see AFR (cautioning against the scope of the exemption provided to non-financial … other asset-backed security issuers to post full margin against all swap contracts would defuse commonly used ``flip …
… the available collateral previously provided being applied against the net exposure. As such, it is critical that the … of netting arrangements in bankruptcy,\9\ and favorable capital and accounting treatment to parties that have … segregated initial margin and the related allocation of the gains and losses resulting from such investments. The …
… final margin requirements in November 2015. See Margin and Capital Requirements for Covered Swap Entities, 80 FR 74840 … one party to an uncleared swap has rights of recourse against a guarantor, with respect to its counterparty's … a swap with a non-U.S. counterparty has rights of recourse against a U.S. person, with respect to the non-U.S. …
… final margin requirements in November 2015. See Margin and Capital Requirements for Covered Swap Entities, 80 FR 74840 … one party to an uncleared swap has rights of recourse against a guarantor, with respect to its counterparty's … a swap with a non-U.S. counterparty has rights of recourse against a U.S. person, with respect to the non-U.S. …
… be based on a comparison of specific foreign requirements against the specific related CEA provisions and Commission … applicable in Australia. This notice also does not address capital adequacy because the Commission has not yet … being voted on by the Commission, the full Commission only gained access to the comment letters from foreign regulators …
… by enabling centralized management of market, liquidity, capital, and other risks, and allowing affiliated groups to … implemented exemption. Two individual persons commented against the proposed exemption. Steve Wentz requested that … included a clearing requirement in the Dodd-Frank Act, against the benefit to market participants of being able to …
… \3\ Section 4s(e) also directs the Commission to adopt capital requirements for SDs and MSPs. The Commission … one occur. Initial margin serves as a performance bond against potential future losses. If a party fails to meet its … initial margin requirements be benchmarked periodically against observable margin standards to ensure that the …
… provide the portals through which market participants gain access to DCOs as well as the first line of risk … trading on a DCM or SEF to ensure fair dealing and protect against fraud and other abusive practices. 75 FR 80638, 80648 … of the RFA. Like FCMs, SDs will be subject to minimum capital and margin requirements and are expected to comprise …
… the use of electronic signatures, including safeguards against alteration of the record of the electronic signature. … should be subject to comparable requirements to protect against deliberate or inadvertent production in ways that … of the members of DCMs would be small entities given the capital and other resources they would need to comply with …